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A Practitioners Guide To The Fsa Regulation Of Banking
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Book Synopsis A Practitioner's Guide to the FSA Regulation of Investment Banking by : Nigel Boardman
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2006 with total page 399 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
Book Synopsis A Practitioner's Guide to the FSA Regulation of Banking by : John Tattersall
Download or read book A Practitioner's Guide to the FSA Regulation of Banking written by John Tattersall and published by . This book was released on 2002 with total page 377 pages. Available in PDF, EPUB and Kindle. Book excerpt: The regulatory environment in which the banking sector operates has been evolving significantly, not onlys a result of the implementation of the Financial Services and Markets Act, but also due to external regulatory developments at both the EU and international level. This new book focuses on the risk-based approach to regulation, which will impact on the way banks are regulated on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision and the FSA's enforcement regime.
Book Synopsis A Practitioner's Guide to the FSA Regulation of Investment Banking by : Nigel Boardman
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2002 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
Book Synopsis A Practitioner's Guide to the FSA Handbook by : Andrew Winckler
Download or read book A Practitioner's Guide to the FSA Handbook written by Andrew Winckler and published by . This book was released on 2006 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance. Written by a team of twelve authors who are among the leading figures in financial services law and regulation in the UK, it provides clear and comprehensive guidance to the rules, explained in a practical business context. This fourth edition has been completely updated to include: the introduction of the Integrated Prudential Sourcebook for insurers; implementation of the Market Abuse Directive, and the revision of the rules on market conduct; the FSA's responsibility for mortgage and general insurance intermediation; new requirements resulting from the Treating Customers Fairly agenda; implementation of the UCITS III Directive; and changes in the FSA's enforcement regime. Coverage is also given of anticipated changes to the Handbook that will flow from the Markets in Financial Instruments Directive (MiFID) and the Capital Requirements Directive (CRD), and the proposed simplification of the Handbook as part of the Better Regulation project. The book closely follows the structure of the Handbook for ease of use. authority including compliance officers; lawyers; finance directors; managers and directors of regulated businesses and their advisers; accountants and financial services consultants.
Book Synopsis A Practitioner's Guide to Banking Regulation by :
Download or read book A Practitioner's Guide to Banking Regulation written by and published by . This book was released on 2016-11-30 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Practitioner's Guide to the FSA Regulation of Designated Investment Business by : Tim Cornick
Download or read book A Practitioner's Guide to the FSA Regulation of Designated Investment Business written by Tim Cornick and published by . This book was released on 2004 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt: The second edition of 'A Practitioner's Guide to the FSA Regulation of Designated Investment Business' deals with the specific issues that are relevant to regulated firms on a daily basis. It analyses the investments that are regulated, considers the impact of the Conduct of Business Rules and looks occupational pension schemes and more.
Book Synopsis A Practitioner's Guide to the FSA Regulation of Designated Investment Business by :
Download or read book A Practitioner's Guide to the FSA Regulation of Designated Investment Business written by and published by . This book was released on 2008 with total page 301 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis A Practitioner's Guide to the Regulation of Investment Banking by : Simon Gleeson
Download or read book A Practitioner's Guide to the Regulation of Investment Banking written by Simon Gleeson and published by . This book was released on 2013-11-12 with total page 465 pages. Available in PDF, EPUB and Kindle. Book excerpt: A complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. The 3rd edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US.
Book Synopsis A Practitioners Guide to the Financial Services Authority Listing Regime 2010/2011 by : Sally Dewar
Download or read book A Practitioners Guide to the Financial Services Authority Listing Regime 2010/2011 written by Sally Dewar and published by Sweet & Maxwell. This book was released on 2010 with total page 410 pages. Available in PDF, EPUB and Kindle. Book excerpt: The definitive, annual guide to the requirements of the FSA's Listing, Prospectus and Disclosure and Transparancy Rules.
Book Synopsis A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by : Dick Frase
Download or read book A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Book Synopsis A Practitioner's Guide to UK Money Laundering Law and Regulation by : Ruth Fox
Download or read book A Practitioner's Guide to UK Money Laundering Law and Regulation written by Ruth Fox and published by . This book was released on 2004 with total page 408 pages. Available in PDF, EPUB and Kindle. Book excerpt: Prevention of money laundering is now a board level issue as the FSA has indicated that directors and senior management will be held responsible for ensuring that appropriate procedures are in place to meet the FSA's requirements on money laundering. There is also the additional concern that officers, employees and senior management of institutions may find themselves facing criminal charges for breaches of law and regulation in this area. It is therefore vital that senior management teams in the UK keep abreast of developments in regulation in this important area and of the impact that those developments are likely to have on the best practice standards that firms are now expected to meet. This new book examines the entire breadth of UK money laundering law and regulation - from common law up to and including the 2003 Regulations - to provide the finance professional with a thorough commentary and interpretation, and a valuable guide to aid ongoing compliance and risk management.
Book Synopsis A Practitioner's Guide to the FSA Handbook by : Financial Services Authority (Great Britain)
Download or read book A Practitioner's Guide to the FSA Handbook written by Financial Services Authority (Great Britain) and published by . This book was released on 2008-03-31 with total page 550 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to the FSA that offers comprehensive guidance to the rules explained in a practical context. It is written by a team of 12 authors who are amongst the leading figures in financial services law and regulation in the UK
Book Synopsis A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013 by :
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013 written by and published by Sweet & Maxwell. This book was released on 2012-06 with total page 478 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions by : Paul Fontes
Download or read book Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions written by Paul Fontes and published by Bloomsbury Publishing. This book was released on 2019-02-19 with total page 482 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.
Book Synopsis A Practitioner's Guide to the Financial Services Authority Listing Regime by : Maurice Button
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime written by Maurice Button and published by . This book was released on 2007 with total page 354 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Research Handbook on International Insurance Law and Regulation by : Julian Burling
Download or read book Research Handbook on International Insurance Law and Regulation written by Julian Burling and published by Edward Elgar Publishing. This book was released on 2012 with total page 883 pages. Available in PDF, EPUB and Kindle. Book excerpt: 'Global insurance and its rapidly evolving law and regulation demands international research. To this aim, the Handbook offers a truly international collection of essays. Highly renowned experts analyze the key topics currently under international discussion and development. While representing a diversity of national jurisdictions, the focus lies on the largest insurance jurisdictions (USA, UK and Germany) but newly important jurisdictions like Brazil and China are considered as well a most valuable and important contribution to international insurance law literature.' Manfred Wandt, Director of the Insurance Law Institute, Goethe-University Frankfurt, Germany 'This Research Handbook is published at an opportune time. A global review of insurance law and regulation is underway. Much reform happens locally with little reference to developments elsewhere and this Research Handbook brings the strands together. It is a comprehensive review by distinguished authors from different backgrounds including both leading academics and practitioners. They consider the definitions of insurance, its economic underpinnings, comparative law and regulations, actual and proposed reforms, the effects on underwriting and claims and how insurance is studied and taught. Good laws and regulation benefit the market and its customers. Bad laws and regulation do the opposite. This book is required reading for all involved in the reform process.' David Hertzell, Law Commissioner 'Globalisation has had no greater impact in the commercial world than on insurance, the law which governs it and the risks it seeks to address. Those who inspired this publication and the contributing authors, are to be thanked for providing such a necessary and useful reference source. It covers so much of what insurance professionals need to be aware of in the insurance/law world of the twenty first century.' Michael Gill, President of the International Insurance Law Association Given its economic importance, insurance is a field that has been underserved as an area of academic study. This detailed book provides much needed coverage of insurance law and regulation in its international context. Produced in association with Lloyd's, it draws on the expertise both of academics and practising lawyers. Containing 30 comprehensive chapters, it provides in-depth studies on key areas, such as the role of international organisations, the judicial interpretation of insurance contract clauses and transnational regulatory recognition. It also provides thorough introductions to important jurisdictions, including the EU, US and Japan as well as focusing on newly emerging economies such as China and Brazil. Specialist topics covered include regulation by and of Lloyd's, the tort of bad faith in the US, microinsurance and takaful insurance. This well-documented resource will appeal to academics and students in insurance law and regulation, policymakers and private practice lawyers. The book also aims to stretch the imagination of anyone with an interest in insurance law and regulation, providing detailed analysis and avenues for further investigation.
Book Synopsis A Practitioner's Guide to the UK Financial Services Rulebooks by :
Download or read book A Practitioner's Guide to the UK Financial Services Rulebooks written by and published by . This book was released on 2018-10-31 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
