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Author : Maurice Button
Publisher :
ISBN 13 : 9781905121175
Total Pages : 354 pages
Book Rating : 4.1/5 (211 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime written by Maurice Button and published by . This book was released on 2007 with total page 354 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher : Sweet & Maxwell
ISBN 13 : 0414024389
Total Pages : 478 pages
Book Rating : 4.4/5 (14 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013 written by and published by Sweet & Maxwell. This book was released on 2012-06 with total page 478 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Maurice Button
Publisher :
ISBN 13 : 9781905121014
Total Pages : 276 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Rules written by Maurice Button and published by . This book was released on 2005 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Maurice Button
Publisher :
ISBN 13 : 9781898830498
Total Pages : 306 pages
Book Rating : 4.8/5 (34 download)
Download or read book Practitioner's Guide to the Financial Services Authority Listing Rules written by Maurice Button and published by . This book was released on 2001-06-01 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Sally Dewar
Publisher : Sweet & Maxwell
ISBN 13 : 9780414043084
Total Pages : 410 pages
Book Rating : 4.0/5 (43 download)
Download or read book A Practitioners Guide to the Financial Services Authority Listing Regime 2010/2011 written by Sally Dewar and published by Sweet & Maxwell. This book was released on 2010 with total page 410 pages. Available in PDF, EPUB and Kindle. Book excerpt: The definitive, annual guide to the requirements of the FSA's Listing, Prospectus and Disclosure and Transparancy Rules.
Author : Maurice Button
Publisher :
ISBN 13 : 9781898830269
Total Pages : 284 pages
Book Rating : 4.8/5 (32 download)
Download or read book A Practitioners Guide to the Financial Services Authority Listing Rules written by Maurice Button and published by . This book was released on 2002 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Felix Hauck
Publisher : Sweet & Maxwell
ISBN 13 : 9780414047389
Total Pages : 424 pages
Book Rating : 4.0/5 (473 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime 2011/2012 written by Felix Hauck and published by Sweet & Maxwell. This book was released on 2011-07-01 with total page 424 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the FSA Listing Regime is the definitive, annual guide to the requirements of the Listing, Prospectus, and Disclosure and Transparency Rules. It offers practical guidance on the eligibility criteria and continued obligations for listing on the London Stock Exchange. The disclosure requirements and the contents, approval and publication of prospectuses are also covered. The 2011/2012 edition will be fully updated to cover all Listing Regime developments since publication of the 2010/2011 edition.
Author : Sweet & Maxwell, Limited
Publisher :
ISBN 13 : 9780414028364
Total Pages : 480 pages
Book Rating : 4.0/5 (283 download)
Download or read book A Practitioner's Guide to FCA Listing Regime 2013/14 written by Sweet & Maxwell, Limited and published by . This book was released on 2013-08-21 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title is the definitive, annual guide to the requirements of the Listing, Prospectus, and Disclosure and Transparency Rules. It offers practical guidance on the eligibility criteria and continued obligations for listing on the London Stock Exchange. The disclosure requirements and the contents, approval and publication of prospectuses are also covered. The 2013/2014 edition will be fully updated to cover all Listing Regime developments since publication of the 2012/2013 edition.
Author : Sweet & Maxwell, Limited
Publisher :
ISBN 13 : 9780414050945
Total Pages : 480 pages
Book Rating : 4.0/5 (59 download)
Download or read book A Practitioner's Guide to the FCA Listing Regime 2015/2016 written by Sweet & Maxwell, Limited and published by . This book was released on 2015-08-31 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title is the definitive, annual guide to the requirements of the Listing, Prospectus, and Disclosure and Transparency Rules. It offers practical guidance on the eligibility criteria and continued obligations for listing on the London Stock Exchange. The disclosure requirements and the contents, approval and publication of prospectuses are also covered. The 2015/2016 edition will be fully updated to cover all Listing Regime developments since publication of the previous edition.
Author : Andrew Winckler
Publisher :
ISBN 13 : 9781905121083
Total Pages : 696 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to the FSA Handbook written by Andrew Winckler and published by . This book was released on 2006 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance. Written by a team of twelve authors who are among the leading figures in financial services law and regulation in the UK, it provides clear and comprehensive guidance to the rules, explained in a practical business context. This fourth edition has been completely updated to include: the introduction of the Integrated Prudential Sourcebook for insurers; implementation of the Market Abuse Directive, and the revision of the rules on market conduct; the FSA's responsibility for mortgage and general insurance intermediation; new requirements resulting from the Treating Customers Fairly agenda; implementation of the UCITS III Directive; and changes in the FSA's enforcement regime. Coverage is also given of anticipated changes to the Handbook that will flow from the Markets in Financial Instruments Directive (MiFID) and the Capital Requirements Directive (CRD), and the proposed simplification of the Handbook as part of the Better Regulation project. The book closely follows the structure of the Handbook for ease of use. authority including compliance officers; lawyers; finance directors; managers and directors of regulated businesses and their advisers; accountants and financial services consultants.
Author : Nigel Boardman
Publisher :
ISBN 13 : 9781898830559
Total Pages : 427 pages
Book Rating : 4.8/5 (35 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2002 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
Author : W. William A. Woods
Publisher :
ISBN 13 : 9789627762065
Total Pages : 417 pages
Book Rating : 4.7/5 (62 download)
Download or read book The Practitioner's Guide to the Listing Rules written by W. William A. Woods and published by . This book was released on 1994 with total page 417 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 : 9780414056978
Total Pages : pages
Book Rating : 4.0/5 (569 download)
Download or read book A Practitioner's Guide to the UK Financial Services Rulebooks written by and published by . This book was released on 2018-10-31 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Freshfields Bruckhaus Deringer
Publisher :
ISBN 13 : 9781905121076
Total Pages : 436 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to EU Financial Services Directives written by Freshfields Bruckhaus Deringer and published by . This book was released on 2006 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt: This text covers 17 directives impacting on financial services, including regulation of credit institutions, regulation of investment firms and the wholesale markets, regulation of retail markets, regulation of insurance companies, and prudential rules and supervision.
Author : Paul Fontes
Publisher : Bloomsbury Publishing
ISBN 13 : 1526504227
Total Pages : 517 pages
Book Rating : 4.5/5 (265 download)
Download or read book Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions written by Paul Fontes and published by Bloomsbury Publishing. This book was released on 2019-02-19 with total page 517 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.
Author : Cheryl Ronaldson
Publisher :
ISBN 13 : 9781898830467
Total Pages : 230 pages
Book Rating : 4.8/5 (34 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Lloyd's written by Cheryl Ronaldson and published by . This book was released on 2002 with total page 230 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Financial Services and Markets Act 2000 imposed regulation upon the Lloyd's market for the first time. The Financial Services Authority is now responsible for independent, external supervision of the Society's regulatory activities. The relationship between Lloyd's and the FSA is one of the more confusing to arise under the FSA's regime. With both Lloyd's and the FSA undertaking certain regulatory functions, it is essential for anyone connected with the Lloyd's market to have a thorough understanding of those functions and of the interaction between Lloyd's and the FSA in their implementation.
Author : Dick Frase
Publisher : Sweet & Maxwell
ISBN 13 : 0414049411
Total Pages : 365 pages
Book Rating : 4.4/5 (14 download)
Download or read book A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
