A History Of Securities Law In The Supreme Court

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A History of Securities Law in the Supreme Court

Author : A.C. Pritchard
Publisher : Oxford University Press
ISBN 13 : 0197665934
Total Pages : 385 pages
Book Rating : 4.1/5 (976 download)

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Book Synopsis A History of Securities Law in the Supreme Court by : A.C. Pritchard

Download or read book A History of Securities Law in the Supreme Court written by A.C. Pritchard and published by Oxford University Press. This book was released on 2023-03-07 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.

A History of Securities Law in the Supreme Court

Author : A. C. Pritchard
Publisher : Oxford University Press
ISBN 13 : 0197665918
Total Pages : 385 pages
Book Rating : 4.1/5 (976 download)

DOWNLOAD NOW!

Book Synopsis A History of Securities Law in the Supreme Court by : A. C. Pritchard

Download or read book A History of Securities Law in the Supreme Court written by A. C. Pritchard and published by Oxford University Press. This book was released on 2023 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.

Federal Securities Law

Author : Thomas Lee Hazen
Publisher :
ISBN 13 :
Total Pages : 210 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Federal Securities Law by : Thomas Lee Hazen

Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2011 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Federal Securities Law

Author : Thomas Lee Hazen
Publisher :
ISBN 13 :
Total Pages : 132 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis Federal Securities Law by : Thomas Lee Hazen

Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 1993 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities law review

Author :
Publisher :
ISBN 13 :
Total Pages : 776 pages
Book Rating : 4.:/5 (49 download)

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Book Synopsis Securities law review by :

Download or read book Securities law review written by and published by . This book was released on 1984 with total page 776 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Understanding Securities Law

Author : Marc I. Steinberg
Publisher : LexisNexis/Matthew Bender
ISBN 13 :
Total Pages : 554 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Understanding Securities Law by : Marc I. Steinberg

Download or read book Understanding Securities Law written by Marc I. Steinberg and published by LexisNexis/Matthew Bender. This book was released on 2007 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Law Of Corporate Securities As Decided In The Federal Courts

Author : Gasper Christopher Clemens
Publisher : Legare Street Press
ISBN 13 : 9781021529053
Total Pages : 0 pages
Book Rating : 4.5/5 (29 download)

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Book Synopsis The Law Of Corporate Securities As Decided In The Federal Courts by : Gasper Christopher Clemens

Download or read book The Law Of Corporate Securities As Decided In The Federal Courts written by Gasper Christopher Clemens and published by Legare Street Press. This book was released on 2023-07-18 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive study of corporate securities law in the United States, 'The Law of Corporate Securities' examines landmark cases and legal principles that shape the regulation of financial markets and corporate governance. From the Securities Act of 1933 to recent Supreme Court decisions, this book offers essential insights for lawyers, investors, and policymakers alike. This work has been selected by scholars as being culturally important, and is part of the knowledge base of civilization as we know it. This work is in the "public domain in the United States of America, and possibly other nations. Within the United States, you may freely copy and distribute this work, as no entity (individual or corporate) has a copyright on the body of the work. Scholars believe, and we concur, that this work is important enough to be preserved, reproduced, and made generally available to the public. We appreciate your support of the preservation process, and thank you for being an important part of keeping this knowledge alive and relevant.

One Supreme Court

Author : James E Pfander
Publisher : Oxford University Press
ISBN 13 : 0190623551
Total Pages : 328 pages
Book Rating : 4.1/5 (96 download)

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Book Synopsis One Supreme Court by : James E Pfander

Download or read book One Supreme Court written by James E Pfander and published by Oxford University Press. This book was released on 2009-05-26 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: Despite over two hundred years of experience with constitutional government, much remains unclear about the power of the political branches to curtail or re-define the judicial power of the United States. Uncertainty persists about the basis on which state courts and federal agencies may hear federal claims and the degree to which federal courts must review their decisions. Scholars approach these questions from a range of vantage points and have arrived at widely varying conclusions about the relationship between congressional and judicial power. Deploying familiar forms of legal analysis, and relying upon a new account of the Court's supremacy in relation to lower courts and tribunals, James Pfander advances a departmental conception of the judiciary. He argues that Congress can enlist the state courts, lower federal courts, and administrative agencies to hear federal claims in the first instance, but all of these tribunals must operate within a hierarchical framework over which the "one supreme Court" identified in the Constitution exercises ultimate supervisory authority. In offering the first general account of the Court as department head, Pfander takes up such important debates in the federal courts' literature as Congress's power to strip the federal courts of jurisdiction to review state court decisions, its authority to assign decision-making authority to state courts and non-Article III tribunals, its control over the doctrine of vertical stare decisis, and its ability to craft rules of practice for the federal system.

The Transformation of Wall Street

Author : Joel Seligman
Publisher : Wolters Kluwer Law & Business
ISBN 13 :
Total Pages : 968 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis The Transformation of Wall Street by : Joel Seligman

Download or read book The Transformation of Wall Street written by Joel Seligman and published by Wolters Kluwer Law & Business. This book was released on 2003 with total page 968 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since 1977, "The Transformation of Wall Street" has offered an in-depth look at the history of the SEC's origins, accomplishments, and failings since its creation in 1934. This updated third edition continues the history until 2001, the end of Arthur Levitt's Chairmanship, with a treatment of auditing issues through the enactment of the Sarbanes-Oxley Act .

Securities Regulation

Author : Larry D. Soderquist
Publisher : Foundation Press
ISBN 13 :
Total Pages : 904 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation by : Larry D. Soderquist

Download or read book Securities Regulation written by Larry D. Soderquist and published by Foundation Press. This book was released on 2006 with total page 904 pages. Available in PDF, EPUB and Kindle. Book excerpt: The philosophy of this leading casebook is that securities law is tricky, and most students need a straightforward guide through at least some of its aspects. Coverage of the Securities Act of 1933 and the Securities Exchange Act of 1934 is kept separate, and care is taken to distinguish the different perspectives of the planner and the litigator. The authors try to approach the law from the perspective of the student. While professors of securities law may think of recent developments, such as the Sarbanes-Oxley Act of 2002, as add-ons, the text simply presents the law as it is today. Where it is important for students to realize that there has been a change or where there is a new and unresolved issue, however, the Sixth Edition makes that clear.

The Law Book

Author : Michael H. Roffer
Publisher : Union Square & Co.
ISBN 13 : 1454901691
Total Pages : 1262 pages
Book Rating : 4.4/5 (549 download)

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Book Synopsis The Law Book by : Michael H. Roffer

Download or read book The Law Book written by Michael H. Roffer and published by Union Square & Co.. This book was released on 2015-11-03 with total page 1262 pages. Available in PDF, EPUB and Kindle. Book excerpt: Which was the last country to abolish slavery? Which is the only amendment to the U.S. Constitution ever to be repealed? How did King Henry II of England provide a procedural blueprint for criminal law? These are just a few of the thought-provoking questions addressed in this beautifully illustrated book. Join author Michael H. Roffer as he explores 250 of the most fundamental, far-reaching, and often-controversial cases, laws, and trials that have profoundly changed our world—for good or bad. Offering authoritative context to ancient documents as well as today’s hot-button issues, The Law Book presents a comprehensive look at the rules by which we live our lives. It covers such diverse topics as the Code of Hammurabi, the Ten Commandments, the Trial of Socrates, the Bill of Rights, women’s suffrage, the insanity defense, and more. Roffer takes us around the globe to ancient Rome and medieval England before transporting us forward to contemporary accounts that tackle everything from civil rights, surrogacy, and assisted suicide to the 2000 U.S. presidential election, Google Books, and the fight for marriage equality. Organized chronologically, the entries each consist of a short essay and a stunning full-color image, while the “Notes and Further Reading” section provides resources for more in-depth study. Justice may be blind, but this collection brings the rich history of the law to light.

Securities Regulation Series

Author :
Publisher :
ISBN 13 :
Total Pages : 1296 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation Series by :

Download or read book Securities Regulation Series written by and published by . This book was released on 1977 with total page 1296 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Examples & Explanations for Securities Regulation

Author : Alan R. Palmiter
Publisher : Wolters Kluwer
ISBN 13 : 9781543807684
Total Pages : 0 pages
Book Rating : 4.8/5 (76 download)

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Book Synopsis Examples & Explanations for Securities Regulation by : Alan R. Palmiter

Download or read book Examples & Explanations for Securities Regulation written by Alan R. Palmiter and published by Wolters Kluwer. This book was released on 2021-08-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Informal and student-friendly, this best-selling study guide—also used by Wall Street lawyers and SEC staffers as a reference book—gives an overview of federal securities regulation and illustrates the topic with practical applications. Examples & Explanations: Securities Regulation, Eighth Edition combines clear introductions with examples and explanations that allow students to test their understanding of concepts and practice applying the law to fact patterns—many drawn from actual events in the securities markets. New to the Eighth Edition: Updates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements New materials on the treatment of “autonomous business” forms and crypto-currencies (including gaming tokens) under the federal securities law Trends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933 The timeliness of Section 11 suits under the Securities Act of 1933, as interpreted by the Supreme Court in CALPERS v. ANZ Securities, Inc. (2017) The preemption of state court class actions under the Securities Act of 1933 and the right of defendants to remove such actions to federal court, as interpreted by the Supreme Court in Cyan, Inc. v. Beaver County Employees Retirement Fund (2018) The securities-fraud liability of a securities rep, who disseminated false information provided to him by a superior, as interpreted by the Supreme Court in Lorenzo v. SEC (2019) Lower court application of the “personal benefit” analysis in Salman v. United States (2016) to quid pro quo tips of inside information to family and friends Updates on judicial and SEC enforcement of the federal securities laws—in particular, the use of disgorgement and civil penalties in the sale of nonexempt, unregistered securities The timeliness of disgorgement sanctions in SEC enforcement actions, as interpreted by the Supreme Court in Kokesh v. SEC (2017) The proper appointment of SEC administrative law judges and their authority to impose sanctions in SEC administrative enforcement actions, as interpreted by the Supreme Court in Lucia v. SEC (2018) The availability of Dodd-Frank whistleblower protection to a company executive who reported a possible securities violation within his company but not to the SEC, as interpreted by the Supreme Court in Digital Realty Trust, Inc. v. Somers (2018) The requirement of individualized showings of “domestic transactions” in a securities fraud class action brought against a foreign company whose securities traded on U.S. and foreign markets Professors and students will benefit from: A study guide that introduces students to the subject’s clubbish vocabulary, identifies its important principles, and reveals its layered structure. Chapters in which, after sketching the key concepts of U.S. securities regulation, give students a chance to compare their responses to concrete examples with the book’s detailed explanations. The text includes new and updated charts on: Shareholdings in the US securities markets Capital formation through public and private offerings Actual use of the various registration exemptions The updated examples and explanations include new questions on: “Autonomous business” forms and crypto-currencies Section 11 class actions brought in state court Fraudulent statements “made” by securities professionals Insider trading tips to friends and family Availability of disgorgement sanctions in SEC enforcement actions

District of Columbia Securities Act

Author : United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary
Publisher :
ISBN 13 :
Total Pages : 148 pages
Book Rating : 4.0/5 (18 download)

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Book Synopsis District of Columbia Securities Act by : United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary

Download or read book District of Columbia Securities Act written by United States. Congress. Senate. Committee on the District of Columbia. Subcommittee on the Judiciary and published by . This book was released on 1964 with total page 148 pages. Available in PDF, EPUB and Kindle. Book excerpt: Considers legislation to regulate securities sales in D.C. and to subject variable annuities to both securities and insurance sales regulation.

Securities Regulation

Author : Marc I. Steinberg
Publisher :
ISBN 13 :
Total Pages : 1088 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation by : Marc I. Steinberg

Download or read book Securities Regulation written by Marc I. Steinberg and published by . This book was released on 2009 with total page 1088 pages. Available in PDF, EPUB and Kindle. Book excerpt: The coverage of this text is designed for both the basic securities regulation course and for advanced seminars. In addition to case law, the text includes other relevant material such as SEC releases and scholarly commentary. The problem method is used extensively. Securities Regulation covers the traditional issues as well as the developing areas. Subjects that receive extensive treatment include: o Definition of a security, o Exemptions from registration, o The registration process, o Sarbanes-Oxley, o The policy debate underlying disclosure, o Resales (including SEC Rule 144), o Due diligence (including the integrated disclosure framework), o Disclosure obligations in a myriad of contexts, o Regulation of the securities markets, o International securities developments including global offerings, o Remedies and liabilities under both federal and state securities law, o Broker-dealer regulation, o Corporate control transactions and contests, o Attorney professional responsibility, o SEC enforcement, and o "Blue Sky" regulation A Teacher's Manual is available to professors.

Securities Law

Author : Stephen M. Bainbridge
Publisher :
ISBN 13 :
Total Pages : 228 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Law by : Stephen M. Bainbridge

Download or read book Securities Law written by Stephen M. Bainbridge and published by . This book was released on 2007 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: Presenting the history, richness, and texture of important areas of law, this text illustrates the development of securities/insider trading law, with selected cases and in-depth explanations. Insider trading is a central topic in most corporations, business association, and securities regulation classes. For many corporate law students, insider trading is their principal introduction to federal securities law, SEC Rule 10b-5, and economic analysis. As a recommended text, this book addresses the important subject in a readable and authoritative manner. Accessible but sophisticated, it seeks to develop the reader's understanding of the theory and practice of insider trading law.

International Law in the U.S. Supreme Court

Author : David L. Sloss
Publisher : Cambridge University Press
ISBN 13 : 1139497863
Total Pages : 655 pages
Book Rating : 4.1/5 (394 download)

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Book Synopsis International Law in the U.S. Supreme Court by : David L. Sloss

Download or read book International Law in the U.S. Supreme Court written by David L. Sloss and published by Cambridge University Press. This book was released on 2011-04-25 with total page 655 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book presents a comprehensive account of the Supreme Court's use of international law from the Court's inception to the present day. Addressing treaties, the direct application of customary international law and the use of international law as an interpretive tool, the book examines all the cases or lines of cases in which international law has played a material role.