Compliance Management in Financial Industries

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Author :
Publisher : Springer Science & Business Media
ISBN 13 : 331903913X
Total Pages : 105 pages
Book Rating : 4.3/5 (19 download)

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Book Synopsis Compliance Management in Financial Industries by : Mathias Eggert

Download or read book Compliance Management in Financial Industries written by Mathias Eggert and published by Springer Science & Business Media. This book was released on 2014-01-08 with total page 105 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.

Mastering Information Security Compliance Management

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Author :
Publisher : Packt Publishing Ltd
ISBN 13 : 1803243163
Total Pages : 236 pages
Book Rating : 4.8/5 (32 download)

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Book Synopsis Mastering Information Security Compliance Management by : Adarsh Nair

Download or read book Mastering Information Security Compliance Management written by Adarsh Nair and published by Packt Publishing Ltd. This book was released on 2023-08-11 with total page 236 pages. Available in PDF, EPUB and Kindle. Book excerpt: Strengthen your ability to implement, assess, evaluate, and enhance the effectiveness of information security controls based on ISO/IEC 27001/27002:2022 standards Purchase of the print or Kindle book includes a free PDF eBook Key Features Familiarize yourself with the clauses and control references of ISO/IEC 27001:2022 Define and implement an information security management system aligned with ISO/IEC 27001/27002:2022 Conduct management system audits to evaluate their effectiveness and adherence to ISO/IEC 27001/27002:2022 Book DescriptionISO 27001 and ISO 27002 are globally recognized standards for information security management systems (ISMSs), providing a robust framework for information protection that can be adapted to all organization types and sizes. Organizations with significant exposure to information-security–related risks are increasingly choosing to implement an ISMS that complies with ISO 27001. This book will help you understand the process of getting your organization's information security management system certified by an accredited certification body. The book begins by introducing you to the standards, and then takes you through different principles and terminologies. Once you completely understand these standards, you’ll explore their execution, wherein you find out how to implement these standards in different sizes of organizations. The chapters also include case studies to enable you to understand how you can implement the standards in your organization. Finally, you’ll get to grips with the auditing process, planning, techniques, and reporting and learn to audit for ISO 27001. By the end of this book, you’ll have gained a clear understanding of ISO 27001/27002 and be ready to successfully implement and audit for these standards.What you will learn Develop a strong understanding of the core principles underlying information security Gain insights into the interpretation of control requirements in the ISO 27001/27002:2022 standard Understand the various components of ISMS with practical examples and case studies Explore risk management strategies and techniques Develop an audit plan that outlines the scope, objectives, and schedule of the audit Explore real-world case studies that illustrate successful implementation approaches Who this book is forThis book is for information security professionals, including information security managers, consultants, auditors, officers, risk specialists, business owners, and individuals responsible for implementing, auditing, and administering information security management systems. Basic knowledge of organization-level information security management, such as risk assessment, security controls, and auditing, will help you grasp the topics in this book easily.

The Director and The Manager

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Author :
Publisher : IAP
ISBN 13 : 1641130512
Total Pages : 1067 pages
Book Rating : 4.6/5 (411 download)

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Book Synopsis The Director and The Manager by : David S. Fushtey

Download or read book The Director and The Manager written by David S. Fushtey and published by IAP. This book was released on 2019-02-01 with total page 1067 pages. Available in PDF, EPUB and Kindle. Book excerpt: Machiavelli Had it Easy is an engaging text for the emerging discipline of governance. Gaps arise when directors and managers come together from diverse vocational and cultural languages and interests. Compressed information streams in the digital age, yet few reconcile silos of business, legal expertise and regulatory public-interests for informed decisions. This text presents research and a market-tested decision-framework for comparative law, market practice, and human nature in the vital strategic-oversight role of governance. Informed by cognitive science, business practice and legal duties, one conclusion is that bias and self-interests are instinctive but reconciling best-interests is not. Too often lessons learned from centuries of law are overlooked. The chapters are a dozen inquiries into recurring problems in the boardroom. Part one is an entry-level technical reference of law and governance principles. Unique appendices of keywords and case notes will aid those new to markets governed by the western rule-of-law and those tripping on gaps in comparative jargon. Part two is a series of practical hot-topics in the context of law and governance; part three looks to next steps in accountability and liability. The text will help accountants, engineers, lawyers, and business operations and market-policy experts from around the world work together, and; professors, professionals and students anticipate change. After drilling through accountability and liability for hybrid organizations, typical crises are revealed to be from a lack of aligning interests and related information churn. Conclusions of the how and why of governance systems link the human condition and the rule-of-law in the digital age.

Medicine, Money, and Malice

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Author :
Publisher : Covenant Books, Inc.
ISBN 13 : 1643000802
Total Pages : 108 pages
Book Rating : 4.6/5 (43 download)

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Book Synopsis Medicine, Money, and Malice by : Edna Carpenter, on behalf of "The Team"

Download or read book Medicine, Money, and Malice written by Edna Carpenter, on behalf of "The Team" and published by Covenant Books, Inc.. This book was released on 2018-08-16 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt: Holding a person hostage does not always require a gun or knife or another weapon. When a doctor uses his knowledge and position in advancement of his financial status, the patient can become the victim of greed, and a hostage to manipulation. Is there something that triggers this shift from a person who takes an oath to do "no harm" to one whose greed is so consuming that his patients are permanently harmed with no remorse on the part of the provider? What caused Dr. Follé to utilize his position to hurt so many and leave a path of devastation in his wake? What happened to those patients and to the staff who were left behind to deal with the aftermath is an extraordinary journey that no one should have to take. There were signs, there were complaints, but no one listened until it was too late for so many. All those people saying, when told about the problems, "that only happens on TV or in the movies, it would never happen here! You must be exaggerating the situation!" Well, it did happen there! Looking back there were signs, there were reasons that these things happened, and there were lessons that could be learned from the extraordinary journey to prevent such a situation from ever happening again. But did they learn?

How Hard Can It Be?

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Author :
Publisher : St. Martin's Press
ISBN 13 : 1250086086
Total Pages : 383 pages
Book Rating : 4.2/5 (5 download)

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Book Synopsis How Hard Can It Be? by : Allison Pearson

Download or read book How Hard Can It Be? written by Allison Pearson and published by St. Martin's Press. This book was released on 2018-06-05 with total page 383 pages. Available in PDF, EPUB and Kindle. Book excerpt: "First published in the United Kingdom by The Borough Press"--Copyright page.

Madoff

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Publisher : Simon and Schuster
ISBN 13 : 1476726914
Total Pages : 384 pages
Book Rating : 4.4/5 (767 download)

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Book Synopsis Madoff by : Richard Behar

Download or read book Madoff written by Richard Behar and published by Simon and Schuster. This book was released on 2024-07-09 with total page 384 pages. Available in PDF, EPUB and Kindle. Book excerpt: Renowned investigative journalist Richard Behar delivers the definitive account of history’s largest—and longest-running—financial fraud, “the scale of the deception…beggars belief” (New York Post). Some $68 billion evaporated during Bernie Madoff’s epic confidence game. Two people were driven to suicide in the wake of the Ponzi Scheme’s exposure. Others went to prison. But there has never been a satisfying accounting for how Bernie got away with so much, for so long. Until now. Richard Behar’s relationship with Madoff began in 2011 with a simple email request from the conman. By the time Madoff died in 2021, he had sent Behar more than 300 emails and dozens of handwritten letters, participated in some fifty phone conversations, and sat for three in-person jailhouse interviews—a level of access provided to no other reporter. Behar also established relationships with hundreds of regulators, prosecutors, FBI agents, investors, Wall Street experts, ex-employees of Madoff’s, family members, school classmates, and others. The result is the final word on the criminal behind history’s most enduring fraud—and on those who believed him, covered for him, or locked him up. Behar illuminates not only the fraud’s origins—decades earlier than Madoff claimed in his confession—but also the complicity of investors, Wall Street insiders, family members, and some of the largest banks in the US and Europe. Shocking, infuriating, riveting (and at times absurdly funny), Madoff shows us how Bernie ensnared thousands of investors. As Behar’s dogged reporting over the last fifteen years makes clear, however, there aren’t many innocents left standing by the end of this tale. Just about everyone involved is guilty, at a minimum, of humanity’s most consistent weakness: greed.

Governance, Risk Management, and Compliance

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 1118102576
Total Pages : 339 pages
Book Rating : 4.1/5 (181 download)

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Book Synopsis Governance, Risk Management, and Compliance by : Richard M. Steinberg

Download or read book Governance, Risk Management, and Compliance written by Richard M. Steinberg and published by John Wiley & Sons. This book was released on 2011-06-28 with total page 339 pages. Available in PDF, EPUB and Kindle. Book excerpt: An expert's insider secrets to how successful CEOs and directors shape, lead, and oversee their organizations to achieve corporate goals Governance, Risk Management, and Compliance shows senior executives and board members how to ensure that their companies incorporate the necessary processes, organization, and technology to accomplish strategic goals. Examining how and why some major companies failed while others continue to grow and prosper, author and internationally recognized expert Richard Steinberg reveals how to cultivate a culture, leadership process and infrastructure toward achieving business objectives and related growth, profit, and return goals. Explains critical factors that make compliance and ethics programs and risk management processes really work Explores the board's role in overseeing corporate strategy, risk management, CEO compensation, succession planning, crisis planning, performance measures, board composition, and shareholder communications Highlights for CEOs, senior management teams, and board members the pitfalls to avoid and what must go right for success Outlines the future of corporate governance and what's needed for continued effectiveness Written by well-known corporate governance and risk management expert Richard Steinberg Governance, Risk Management, and Compliance lays a sound foundation and provides critical insights for understanding the role of governance, risk management, and compliance and its successful implementation in today's business environment.

Transport and Logistics

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Author :
Publisher : Career FAQs
ISBN 13 : 1921106522
Total Pages : 233 pages
Book Rating : 4.9/5 (211 download)

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Book Synopsis Transport and Logistics by : Amanda Evans

Download or read book Transport and Logistics written by Amanda Evans and published by Career FAQs. This book was released on 2008 with total page 233 pages. Available in PDF, EPUB and Kindle. Book excerpt: CAREER FAQS TRANSPORT AND LOGISTICS profiles over 25 people working in freight, aviation, rail, road, warehousing and maritime services. From business systems management to safety consultants and legal counsel, transport and logistics offers a range of dynamic career options for people with a passion for organisation, planning and travel.

The Confidence Myth

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Publisher : Berrett-Koehler Publishers
ISBN 13 : 1626562032
Total Pages : 145 pages
Book Rating : 4.6/5 (265 download)

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Book Synopsis The Confidence Myth by : Helene Lerner

Download or read book The Confidence Myth written by Helene Lerner and published by Berrett-Koehler Publishers. This book was released on 2015-03-02 with total page 145 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book contains a practical tool kit that will help potential women leaders reach higher levels. Helene Lerner has spoken and consulted at hundreds of companies where women struggle with confidence and the impostor syndrome--ironically, the more qualified women are, the more hesitant they are to take risky assignments. The chapters are organized around myths and truths that can either support or deter women from stepping up. Interspersed among the pages are Confidence Sparks, reflective exercises, and Power Tips to propel readers forward. While Lerner's book is built upon years of experience.

Perfect Dealership

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Publisher : Create Space Independent Publishing Platform
ISBN 13 : 1977545513
Total Pages : 72 pages
Book Rating : 4.9/5 (775 download)

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Book Synopsis Perfect Dealership by : Max Zanan

Download or read book Perfect Dealership written by Max Zanan and published by Create Space Independent Publishing Platform. This book was released on 2017-11-07 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt: Remember travel agencies? They were a thriving business not so long ago. Then online services transformed the industry, and brick-and-mortar travel agencies died--and died quickly. Today, traditional car dealerships are facing much the same threat. Innovative and convenient digital startups and services threaten to disrupt the traditional car-sale process, egged on by consumers who aren't happy with the existing sales process. If car dealerships don't adapt, they too will face an industry-wide extinction. Perfect Dealership offers help and hope for dealerships struggling to adapt to this digital-based paradigm shift. Consultant Max Zanan applies fifteen years of automotive-industry experience to the future of the car dealership. Arguing that dealerships must make significant changes if they are to survive the coming storm, Zanan takes a close look at every department within the business, including human resources,business development centers,information technology,parts and service, andfinance and insurance.By improving the role of each department and transforming them from individual echelons into a cohesive whole, Zanan offers a road map for the creation of a perfect dealership--the only way to remain relevant and solvent in the digital age.

Bullies, Bosses, and Angels

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Publisher : Fulton Books, Inc.
ISBN 13 : 1649524811
Total Pages : 155 pages
Book Rating : 4.6/5 (495 download)

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Book Synopsis Bullies, Bosses, and Angels by : Barb Leon RN, MSN, PHN

Download or read book Bullies, Bosses, and Angels written by Barb Leon RN, MSN, PHN and published by Fulton Books, Inc.. This book was released on 2021-08-09 with total page 155 pages. Available in PDF, EPUB and Kindle. Book excerpt: Bullies are everywhere, and as an employee, many of us have experienced a BU-VID 20 pandemic (BU--bullies, VID--infested, 20--for at least the last twenty years) in many areas of our careers. Bullying is not just in nursing but all avenues of employment where employees may experience bullying with no recourse to stop the bully. This is in only places of employment that do not enforce anti-bullying behavior, and policy and procedures are not enforced although recommended. Why? Because there are no state or federal regulations that make this behavior unacceptable in an place of employment, therefore, not enforceable to stop the behavior. Bosses can be jerks all they want, nothing happens to stop the behavior, and employees leave their job because of this.

Royalties at Risk

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Publisher :
ISBN 13 :
Total Pages : 96 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis Royalties at Risk by : United States. Congress. House. Committee on Natural Resources

Download or read book Royalties at Risk written by United States. Congress. House. Committee on Natural Resources and published by . This book was released on 2007 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Compliance with Requirements of the Coast Guard's Deepwater Contract

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Author :
Publisher :
ISBN 13 :
Total Pages : 464 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis Compliance with Requirements of the Coast Guard's Deepwater Contract by : United States. Congress. House. Committee on Transportation and Infrastructure

Download or read book Compliance with Requirements of the Coast Guard's Deepwater Contract written by United States. Congress. House. Committee on Transportation and Infrastructure and published by . This book was released on 2007 with total page 464 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Keeping Foreign Corruption Out of the United States

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Author :
Publisher :
ISBN 13 :
Total Pages : 1636 pages
Book Rating : 4.:/5 (319 download)

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Book Synopsis Keeping Foreign Corruption Out of the United States by : United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations

Download or read book Keeping Foreign Corruption Out of the United States written by United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Permanent Subcommittee on Investigations and published by . This book was released on 2010 with total page 1636 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The EEOC's Performance in Enforcing the Age Discrimination in Employment Act

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Author :
Publisher :
ISBN 13 :
Total Pages : 1044 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis The EEOC's Performance in Enforcing the Age Discrimination in Employment Act by : United States. Congress. Senate. Special Committee on Aging

Download or read book The EEOC's Performance in Enforcing the Age Discrimination in Employment Act written by United States. Congress. Senate. Special Committee on Aging and published by . This book was released on 1989 with total page 1044 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Account

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Author :
Publisher : iUniverse
ISBN 13 : 0595600174
Total Pages : 310 pages
Book Rating : 4.5/5 (956 download)

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Book Synopsis The Account by : Alex Mueck

Download or read book The Account written by Alex Mueck and published by iUniverse. This book was released on 2008-10-15 with total page 310 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enticed by money-lots of it-Steven Renner joins the newly formed Shank, Ernie & Busher stock brokerage firm in New York. Because of Busher's law degree and securities license, the firm believes he's the best candidate for the job. Steve feels he has nothing to lose by listening, taking a friend's advice, and trying a new endeavor. He doesn't know that the firm had been started with the intention that it would notoriously fail. When partner and broker Arkady Shank earns an enormous profit for one of his clients, Steve becomes suspicious and begins to make inquiries. During his investigation, he learns that Arkady may be tied to criminals who seriously injured his father, Joseph, a New York City policeman. As Steve digs deeper, he's named as a person of interest in a murder investigation. When his enemies wind up dead, more trouble comes his way. A grand jury holds Steve's future in its hands. It must decide if he is a victim who has been framed for securities fraud and murder, or if he is a con man who executed a brilliant scheme to exact revenge on those who seriously harmed his father.

The Privacy Leader Compass

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Author :
Publisher : CRC Press
ISBN 13 : 1000994015
Total Pages : 476 pages
Book Rating : 4.0/5 (9 download)

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Book Synopsis The Privacy Leader Compass by : Valerie Lyons

Download or read book The Privacy Leader Compass written by Valerie Lyons and published by CRC Press. This book was released on 2023-11-22 with total page 476 pages. Available in PDF, EPUB and Kindle. Book excerpt: Congratulations! Perhaps you have been appointed as the Chief Privacy Officer (CPO) or the Data Protection Officer (DPO) for your company. Or maybe you are an experienced CPO/DPO, and you wonder – "what can I learn from other successful privacy experts to be even more effective?" Or perhaps you are considering a move from a different career path and deciding if this is the right direction for you. Seasoned award-winning Privacy and Cybersecurity leaders Dr. Valerie Lyons (Dublin, Ireland) and Todd Fitzgerald (Chicago, IL USA) have teamed up with over 60 award-winning CPOs, DPOs, highly respected privacy/data protection leaders, data protection authorities, and privacy standard setters who have fought the tough battle. Just as the #1 best-selling and CANON Cybersecurity Hall of Fame winning CISO Compass: Navigating Cybersecurity Leadership Challenges with Insights from Pioneers book provided actionable advice to Chief Information Security Officers, The Privacy Leader Compass is about straight talk – delivering a comprehensive privacy roadmap applied to, and organized by, a time-tested organizational effectiveness model (the McKinsey 7-S Framework) with practical, insightful stories and lessons learned. You own your continued success as a privacy leader. If you want a roadmap to build, lead, and sustain a program respected and supported by your board, management, organization, and peers, this book is for you.