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Practitioner's Guide to Global Investigations

Author : Judith Seddon
Publisher : Law Business Research Ltd.
ISBN 13 : 1912377837
Total Pages : 987 pages
Book Rating : 4.9/5 (123 download)

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Book Synopsis Practitioner's Guide to Global Investigations by : Judith Seddon

Download or read book Practitioner's Guide to Global Investigations written by Judith Seddon and published by Law Business Research Ltd.. This book was released on 2018-01-19 with total page 987 pages. Available in PDF, EPUB and Kindle. Book excerpt: There's never been a greater likelihood a company and its key people will become embroiled in a cross-border investigation. But emerging unscarred is a challenge. Local laws and procedures on corporate offences differ extensively - and can be contradictory. To extricate oneself with minimal cost requires a nuanced ability to blend understanding of the local law with the wider dimension and, in particular, to understand where the different countries showing an interest will differ in approach, expectations or conclusions. Against this backdrop, GIR has published the second edition of The Practitioner's Guide to Global Investigation. The book is divided into two parts with chapters written exclusively by leading names in the field. Using US and UK practice and procedure, Part I tracks the development of a serious allegation (whether originating inside or outside a company) - looking at the key risks that arise and the challenges it poses, along with the opportunities for its resolution. It offers expert insight into fact-gathering (including document preservation and collection, witness interviews); structuring the investigation (the complexities of cross-border privilege issues); and strategising effectively to resolve cross-border probes and manage corporate reputation.Part II features detailed comparable surveys of the relevant law and practice in jurisdictions that build on many of the vital issues pinpointed in Part I.

Code of Federal Regulations

Author : United States. Department of Agriculture
Publisher :
ISBN 13 :
Total Pages : 948 pages
Book Rating : 4.3/5 (121 download)

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Book Synopsis Code of Federal Regulations by : United States. Department of Agriculture

Download or read book Code of Federal Regulations written by United States. Department of Agriculture and published by . This book was released on 2005 with total page 948 pages. Available in PDF, EPUB and Kindle. Book excerpt: Special edition of the Federal register, containing a codification of documents of general applicability and future effect as of ... with ancillaries.

Code of Federal Regulations

Author :
Publisher :
ISBN 13 :
Total Pages : 640 pages
Book Rating : 4.3/5 (243 download)

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Book Synopsis Code of Federal Regulations by :

Download or read book Code of Federal Regulations written by and published by . This book was released on 1997 with total page 640 pages. Available in PDF, EPUB and Kindle. Book excerpt: Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries.

Code of Federal Regulations, Title 14, Aeronautics and Space, PT. 200-1199, Revised as of January 1, 2012

Author : Office of the Federal Register (U.S.) Staff
Publisher : Government Printing Office
ISBN 13 : 9780160900952
Total Pages : 964 pages
Book Rating : 4.9/5 (9 download)

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Book Synopsis Code of Federal Regulations, Title 14, Aeronautics and Space, PT. 200-1199, Revised as of January 1, 2012 by : Office of the Federal Register (U.S.) Staff

Download or read book Code of Federal Regulations, Title 14, Aeronautics and Space, PT. 200-1199, Revised as of January 1, 2012 written by Office of the Federal Register (U.S.) Staff and published by Government Printing Office. This book was released on 2012-04-16 with total page 964 pages. Available in PDF, EPUB and Kindle. Book excerpt:

People’s Republic of China–Hong Kong Special Administrative Region

Author : International Monetary Fund. Monetary and Capital Markets Department
Publisher : International Monetary Fund
ISBN 13 : 1498305989
Total Pages : 223 pages
Book Rating : 4.4/5 (983 download)

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Book Synopsis People’s Republic of China–Hong Kong Special Administrative Region by : International Monetary Fund. Monetary and Capital Markets Department

Download or read book People’s Republic of China–Hong Kong Special Administrative Region written by International Monetary Fund. Monetary and Capital Markets Department and published by International Monetary Fund. This book was released on 2014-07-17 with total page 223 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Financial Sector Assessment Program report on People’s Republic of China–Hong Kong Special Administrative Region highlights that it has developed a sound framework for the regulation of securities markets, which exhibits a high level of implementation of the International Organization of Securities Commissions Principles. Both the Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) are sophisticated regulators and have been able to leverage from domestic and international expertise to develop sound supervisory practices. Further, while traumatic, the Lehman minibond experience has led to material improvements in conduct supervision that have permeated both the SFC and the HKMA. Continuing efforts by the SFC to build up its capacity to identify and monitor emerging risks should increase the SFC’s ability to react in a timely manner to an evolving landscape, marked by an increased interconnection with the Mainland China, an active presence by international players and increased regional competition as an international finance center. It is important to consider translating the operational independence that the regulators have enjoyed into de-jure independence, through modifications in the current legal governance arrangements for both SFC and HKMA.

A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry

Author : Dick Frase
Publisher : Sweet & Maxwell
ISBN 13 : 0414049411
Total Pages : 365 pages
Book Rating : 4.4/5 (14 download)

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Book Synopsis A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry by : Dick Frase

Download or read book A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry

The Code of Federal Regulations of the United States of America

Author :
Publisher :
ISBN 13 :
Total Pages : 664 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The Code of Federal Regulations of the United States of America by :

Download or read book The Code of Federal Regulations of the United States of America written by and published by . This book was released on 1995 with total page 664 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.

Deferred Prosecution Agreements and Directors’ Liability

Author : Natalie Turney
Publisher : Taylor & Francis
ISBN 13 : 1040026702
Total Pages : 311 pages
Book Rating : 4.0/5 (4 download)

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Book Synopsis Deferred Prosecution Agreements and Directors’ Liability by : Natalie Turney

Download or read book Deferred Prosecution Agreements and Directors’ Liability written by Natalie Turney and published by Taylor & Francis. This book was released on 2024-06-19 with total page 311 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides in-depth analysis of deferred prosecution agreements (DPAs), a tool first introduced in the United States and since implemented in the United Kingdom and other jurisdictions. The central focus of the book is the impact of DPAs on company directors: DPAs were first introduced in the US for individuals, but are now used predominantly for corporate defendants. In the UK, DPAs have only ever been available for companies. The consideration of individuals in the introductory stage in the UK is explored in depth, as well as the consideration and targeting of individuals in cases that have followed. Company directors are exposed to liability because of this negotiated deal between the company and prosecutors, and this book addresses the key areas of exposure, and how various parties should address these risk areas in accordance with the law. The book is an increasingly necessary contribution to the topical discussion of the fallout of unsuccessful prosecutions of individuals implicated in the wrongdoing constituting the basis of DPAs, calling into question not only treatment of those individuals but also the integrity of the DPA tool itself. It also considers the impact of DPAs and arising exposures on directors’ and officers’ (D&O) liability insurance, therefore covering potential risk areas and the ability of directors to access a defence in protecting themselves from liability. The book covers the impact on all areas of a D&O policy, considering D&O policy wording and insurance law in doing so, providing a rounded account of issues arising in relation to company directors and how interested parties can act in the best interests of all whilst in accordance with law and policy. The primary audience for this book will be lawyers and practitioners in the corporate crime and/or insurance law space, including general counsels, solicitors, barristers, consultants, prosecuting authorities, legal academics, and so forth. It will also be of interest to company directors, and to students of financial crime, corporate criminal crime and insurance law, and will have great international appeal. Organisations likely to use the book will include prosecuting authorities, law firms working on corporate criminal liability or D&O insurance cases, and companies looking to protect themselves where there is alleged wrongdoing.

FAA Directory

Author : United States. Federal Aviation Administration
Publisher :
ISBN 13 :
Total Pages : 782 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis FAA Directory by : United States. Federal Aviation Administration

Download or read book FAA Directory written by United States. Federal Aviation Administration and published by . This book was released on 1982 with total page 782 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Blackstone's Criminal Practice 2016

Author :
Publisher : Oxford University Press
ISBN 13 : 0191074268
Total Pages : 8163 pages
Book Rating : 4.1/5 (91 download)

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Book Synopsis Blackstone's Criminal Practice 2016 by :

Download or read book Blackstone's Criminal Practice 2016 written by and published by Oxford University Press. This book was released on 2015-10-08 with total page 8163 pages. Available in PDF, EPUB and Kindle. Book excerpt: Led by David Ormerod QC (Hon) and David Perry QC, our team of authors has been hand-picked to ensure that you can trust our unique combination of authority and practicality. With a simultaneous supplement containing essential materials, you can rely on Blackstone's Criminal Practice to be your constant companion through every courtroom appearance. This new edition has been meticulously revised to provide extensive coverage of all new legislation, case law, and Practice Directions. With supplements, free quarterly updates, and monthly web updates, you can trust Blackstone's Criminal Practice to provide reassurance on all the latest developments in criminal law and procedure.

A Financial Centre for Two Empires

Author : David C. Donald
Publisher : Cambridge University Press
ISBN 13 : 1139952188
Total Pages : 295 pages
Book Rating : 4.1/5 (399 download)

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Book Synopsis A Financial Centre for Two Empires by : David C. Donald

Download or read book A Financial Centre for Two Empires written by David C. Donald and published by Cambridge University Press. This book was released on 2014-06-19 with total page 295 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is a case study of legal transplant, economic development, cultural adaptation and political integration. Hong Kong's journey from British entrepôt to China's international financial centre is one of the most interesting legal stories of our time. But Hong Kong's future is even more interesting: will this region with British-origin institutions survive full integration into China and become its permanent international financial centre? Does Hong Kong have the legal infrastructure to compete effectively with Shanghai and Singapore, and even New York and London? A Financial Centre for Two Empires presents Hong Kong's story, examines its corporate economy and securities market, assesses its corporate, securities and tax laws for doctrinal soundness and appropriate remedies, and evaluates the quality of their enforcement empirically. It closes with a view of Hong Kong from the perspective of developments in Beijing and Shanghai, including an examination of the important political dimension.

Anti-Bribery Laws in Common Law Jurisdictions

Author : Stuart H. Deming
Publisher : Oxford University Press
ISBN 13 : 0199876290
Total Pages : 498 pages
Book Rating : 4.1/5 (998 download)

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Book Synopsis Anti-Bribery Laws in Common Law Jurisdictions by : Stuart H. Deming

Download or read book Anti-Bribery Laws in Common Law Jurisdictions written by Stuart H. Deming and published by Oxford University Press. This book was released on 2014-06-17 with total page 498 pages. Available in PDF, EPUB and Kindle. Book excerpt: Anti-Bribery Laws in Common Law Jurisdictions provides a comprehensive analysis of the foreign bribery laws and of related laws and regulations in key common law jurisdictions. This book extensively addresses the official guidance associated with the Foreign Corrupt Practices Act (FCPA) and the UK Bribery Act, and explains the related legal obligations that apply to record-keeping practices and maintaining adequate internal controls. Foreign bribery legislation in Australia, Canada, Ireland, New Zealand, and South Africa are also extensively addressed. Stuart H. Deming also closely focuses on laws that may expose an individual or entity to private or commercial bribery in foreign settings, as well as to the application of laws relating to money laundering, accounting, and record-keeping practices to situations involving foreign bribery. Throughout, special attention is given to explaining the criteria used in each jurisdiction to establish liability on the part of an entity or organization for foreign bribery.

English LE HKSI Paper 3 Pass Paper Question Bank (QB) Sample

Author : 高子昂
Publisher : Ko Tsz Ngong
ISBN 13 :
Total Pages : 10 pages
Book Rating : 4./5 ( download)

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Book Synopsis English LE HKSI Paper 3 Pass Paper Question Bank (QB) Sample by : 高子昂

Download or read book English LE HKSI Paper 3 Pass Paper Question Bank (QB) Sample written by 高子昂 and published by Ko Tsz Ngong. This book was released on 2020-02-01 with total page 10 pages. Available in PDF, EPUB and Kindle. Book excerpt: Only Page 1-10 is included, buyer beware. Pass Paper Question Banks adhere to the study manuals provided by the Hong Kong Securities and Investment Institute (HKSI) or the study notes provided by PEAK of VTC, Questions are sorted by chapters for higher efficiency learning. To ensure candidates have a firm grasps of the contents of the examination and recognize different question traps. The Pass Paper Question Bank includes different kinds and types of question traps. 1. Scenario Based Questions 2. Numerical Questions 3. Logic Based Questions 4. Principle Questions The Pass Paper Question Banks are Exam oriented, eliminating unnecessary learning. Allowing you to pass the examination with a busy work or study schedule. If the candidate fails the corresponding examination within 30 Calendar Days of purchase. We offer 100% Money-Back. All of the proceeds will be refunded!

Bribery and Corruption

Author : Michael J. Comer
Publisher : Routledge
ISBN 13 : 1317172590
Total Pages : 942 pages
Book Rating : 4.3/5 (171 download)

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Book Synopsis Bribery and Corruption by : Michael J. Comer

Download or read book Bribery and Corruption written by Michael J. Comer and published by Routledge. This book was released on 2016-04-15 with total page 942 pages. Available in PDF, EPUB and Kindle. Book excerpt: Politicians and regulators do not run businesses. Bribery and Corruption is for managers who do. It will help you transform uncertainties and problems created via legislation and regulations (such as The UK Bribery Act, The Proceeds of Crime Act, The Foreign Corrupt Practices Act, Sarbanes-Oxley) into opportunities to: ¢ Maintain entrepreneurial, profitable, and enjoyable working environments while easily surpassing compliance standards ¢ Control incoming, internal, outgoing, competitive corruption and fraud ¢ Take decisions in grey areas, confidently Bribery and Corruption frames control and compliance in an entirely different way: not as a brake on your company’s forward motion but as essential protective equipment enabling you to go faster and further in safety. Written by the world’s leading practitioners in the fields of fraud prevention, detection and investigation with massive practical experience in both commercial and governmental sectors, Bribery and Corruption exposes the misconceptions, myths and corruption of the word bribery and suggests effective solutions that go well beyond simple compliance. It commits to assertive managerial rather than timorous legal solutions to anti-bribery and other laws. It explains how processes can be tested - using automated fraud detection software - to expose current cases of fraud and corruption or to provide assurance that controls are functioning optimally. It tackles the usually ignored problems of stratospheric, political, academic and media corruption, which often motivate commercial bribery. It exposes the dangers of employee to employee corruption; skulduggery by blue collar workers and lots more. Over the last 25 years, Mike Comer, occasionally writing with Tim Stephens, has been responsible for some of the most readable and influential books on fraud. Bribery and Corruption is another tour de force, complete, authoritative and yet a great pleasure to read.

Fiscal Year 2001 Budget Authorization Request

Author : United States. Congress. House. Committee on Science. Subcommittee on Energy and Environment
Publisher :
ISBN 13 :
Total Pages : 1612 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis Fiscal Year 2001 Budget Authorization Request by : United States. Congress. House. Committee on Science. Subcommittee on Energy and Environment

Download or read book Fiscal Year 2001 Budget Authorization Request written by United States. Congress. House. Committee on Science. Subcommittee on Energy and Environment and published by . This book was released on 2001 with total page 1612 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Competition Law

Author : Richard Whish
Publisher : Oxford University Press
ISBN 13 : 0198836325
Total Pages : 1185 pages
Book Rating : 4.1/5 (988 download)

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Book Synopsis Competition Law by : Richard Whish

Download or read book Competition Law written by Richard Whish and published by Oxford University Press. This book was released on 2021 with total page 1185 pages. Available in PDF, EPUB and Kindle. Book excerpt: This online course will give you insights into important compliance topics.

Hong Kong Listed Companies: Law & Practice 2nd Edition

Author : Julia Charlton
Publisher : Wolterskluwer HK
ISBN 13 :
Total Pages : 887 pages
Book Rating : 4.:/5 (661 download)

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Book Synopsis Hong Kong Listed Companies: Law & Practice 2nd Edition by : Julia Charlton

Download or read book Hong Kong Listed Companies: Law & Practice 2nd Edition written by Julia Charlton and published by Wolterskluwer HK. This book was released on 2022-09-07 with total page 887 pages. Available in PDF, EPUB and Kindle. Book excerpt: With the Stock Exchange of Hong Kong’s Listing Rules being subject to constant review and revision, the author offers important updates on amendments and fresh regulations introduced since the first edition. Beginning with the basics – What is a public company? What is a stock exchange? Hong Kong Listed Companies: Law & Practice 2nd Edition works its way methodically through the SEHK’s many provisions for regulation and compliance. It is a volume of depth and substance which sets the standard for financial industry reference books. Key Benefits For participants and stakeholders engaged in stock market activities, this second edition of Hong Kong Listed Companies: Law & Practice 2nd Edition is an essential companion, providing the ultimate guide with regard to the Stock Exchange of Hong Kong’s (SEHK) exhaustive regulatory regime. Easy to follow, with information presented in logical order and plain language, this publication, expertly updated by experienced corporate finance lawyer Julia Charlton serves as an invaluable guide for seasoned practitioners, in-house counsel, chartered governance professional, accountants, other practitioners and students who require an understanding of the legal background and practical application of the rules and legislation that apply to listed companies. Other benefits included but not limited to: - Reduces time wastage and increases productivity by serving as a step-by-step guide to the understanding of the Listing Rules, the Securities and Futures Ordinance and the Companies Ordinance - Provides concise commentary on the law to aid readers in determining the best approach to adopt in line with their business needs - Case studies, diagrams, flow charts ease the company secretary’s day-to-day workflow, by illustrating the rules and giving examples of their application. Key Features The new 2nd Edition delivers more than 400 pages of new, and up-to-date commentary in relation to the Hong Kong Listing Rules: - These include but not limited to extensive changes to the sponsor regulatory regime introduced in 2013 and the major listing reforms in 2018 which added three new chapters (Chapter 8A, 18C and 19A) to the listing rules aimed at attracting the listing of Pre-revenue Biotech and Innovative Companies, including those with Weighted Voting Rights (WVR) structures and providing a new secondary listing route for companies primary listed on certain Qualifying Exchanges. - More recent listing reforms in 2021 – covering the listing regime for overseas issuers, Special Purpose Acquisition Companies (SPAC), the SEHK’s new Corporate Governance Code and the new requirements in relation to Environmental, Social and Governance (ESG) – are also highlighted. - How to handle ongoing obligations on listed companies under the Listing Rules. - Ongoing obligations on listed companies and their shareholders under other legislation, primarily the Securities and Futures Ordinance Cap. 671 (such as market misconduct, insider dealing, disclosure of interests).