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Author :
Publisher :
ISBN 13 :
Total Pages : 206 pages
Book Rating : 4.F/5 ( download)
Download or read book The Review of Securities & Commodities Regulation written by and published by . This book was released on 2007 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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Download or read book The review of securities & commodities regulation [electronic journal]. written by and published by . This book was released on 1985 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Review of Securities and Commodities Regulation written by and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip MacBride Johnson
Publisher :
ISBN 13 : 9780316467292
Total Pages : pages
Book Rating : 4.4/5 (672 download)
Download or read book Commodities regulation written by Philip MacBride Johnson and published by . This book was released on 1989 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip Mcbride Johnson
Publisher :
ISBN 13 : 9789990257236
Total Pages : pages
Book Rating : 4.2/5 (572 download)
Download or read book Commodities Regulation written by Philip Mcbride Johnson and published by . This book was released on 1989 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marek Dubovec
Publisher : Edward Elgar Publishing
ISBN 13 : 1782549021
Total Pages : 251 pages
Book Rating : 4.7/5 (825 download)
Download or read book The Law of Securities, Commodities and Bank Accounts written by Marek Dubovec and published by Edward Elgar Publishing. This book was released on 2014-04-25 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Author :
Publisher :
ISBN 13 :
Total Pages : 280 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities, Commodities, & Banking written by and published by . This book was released on 1998 with total page 280 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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ISBN 13 :
Total Pages : 584 pages
Book Rating : 4.F/5 ( download)
Download or read book The Review of Securities Regulation written by and published by . This book was released on 1973 with total page 584 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jerry W. Markham
Publisher : Clark Boardman Callaghan
ISBN 13 : 9780876325520
Total Pages : 0 pages
Book Rating : 4.3/5 (255 download)
Download or read book Commodities Regulation written by Jerry W. Markham and published by Clark Boardman Callaghan. This book was released on 1987 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This treatise provides examination of the scope and intended application of the fraud, manipulation and trading practice prohibitions of the Commodity Exchange Act. It offers practitioners comprehensive treatment of specific types of fraud, prohibited trade practices, general standards, such as secondary liability and scienter, and many other topics.
Author : Washington and Lee University. School of Law
Publisher :
ISBN 13 :
Total Pages : 425 pages
Book Rating : 4.:/5 (899 download)
Download or read book National Commission for the Review of Antitrust Laws and Procedures written by Washington and Lee University. School of Law and published by . This book was released on 1982 with total page 425 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : CCH Incorporated
Publisher :
ISBN 13 : 9780808004325
Total Pages : 260 pages
Book Rating : 4.0/5 (43 download)
Download or read book Securities, Commodities and Banking, 1999 written by CCH Incorporated and published by . This book was released on 1999-12-01 with total page 260 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 304 pages
Book Rating : 4.:/5 (319 download)
Download or read book Regulation of the Commodity Futures Markets, what Needs to be Done written by United States. General Accounting Office and published by . This book was released on 1978 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip Macbride Johnson
Publisher : Aspen Publishers
ISBN 13 : 9780316469470
Total Pages : 900 pages
Book Rating : 4.4/5 (694 download)
Download or read book Commodities Regulation written by Philip Macbride Johnson and published by Aspen Publishers. This book was released on 1982-01-01 with total page 900 pages. Available in PDF, EPUB and Kindle. Book excerpt: This comprehensive two volume treatise on commodities law is directed at the practitioner in the field. A supplement containing the Futures Trading Act of 1982 and amended sections of the CEA is provided.
Download or read book Commodities Regulation written by and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Wiley
Publisher : John Wiley & Sons
ISBN 13 : 1119552605
Total Pages : 235 pages
Book Rating : 4.1/5 (195 download)
Download or read book Wiley Series 3 Securities Licensing Exam Review 2019 + Test Bank written by Wiley and published by John Wiley & Sons. This book was released on 2018-12-11 with total page 235 pages. Available in PDF, EPUB and Kindle. Book excerpt: The go-to guide for the Series 3, with practice, examples, strategies, and more Wiley Series 3 Exam Review 2019 + Test Bank is a comprehensive study guide for the FINRA Series 3 exam, which qualifies candidates to sell commodities or futures contracts. Created by the experts at The Securities Institute of America, Inc., this useful guide provides the information and practice you need to ace the exam. The book is designed to help you build and fine-tune your knowledge of each subject area covered, giving you the confidence you need to perform at your best. Work through review questions, study examples, and develop a strategy for the exam itself. You'll even find guidance toward effective studying methods that allow you to enter the exam fully mentally prepared. The National Commodities Futures Examination (Series 3) tests your knowledge of rules and statutes applicable to the markets. This intense two and a half hour test is a must for aspiring financial professionals, as passing means registration to conduct business in commodity futures and options. This book provides a valuable opportunity to test your knowledge and bring weak areas up to par, with complete coverage of exam topics. Review practice questions taken from each subject area covered by the exam Study hundreds of examples to clarify complex concepts and techniques Gain insight into the best strategies and tips for taking the Series 3 Develop an effective study plan to stay focused and keep stress to a minimum Although the exam is entry-level, the stakes are high and the subject matter is complex. Don't muddle through it alone and assume you're prepared – this guide helps you be sure. For the Series 3 candidate serious about success, Wiley Series 3 Exam Review 2019 + Test Bank is your ticket to passing with flying colors – the first time.
Author : Philip McBride Johnson
Publisher : Aspen Publishers
ISBN 13 : 9781567066289
Total Pages : 0 pages
Book Rating : 4.0/5 (662 download)
Download or read book Commodities Regulation written by Philip McBride Johnson and published by Aspen Publishers. This book was released on 1997-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of a classic in the commodities field has been brought completely up to date to reflect the emergence of derivatives as an increasingly popular financial tool, along with the widespread use of derivatives (futures, options, swaps and a wide variety of exotic and hybrid financial products) as hedges against financial risk. Covering the regulatory, reporting and legal issues that affect these unique instruments, Commodities Regulation clearly explains: The latest legal rules applicable to derivatives trading -- Registration, reporting and disclosure requirements for derivatives professionals -- Criteria for publicly traded futures and commodity options -- The rules governing unprofessional conduct -- Customer protection -- The CFTC's reparations program -- Arbitration programs -- Private rights of action in the courts. A comprehensive, easy-to-use reference in this complex field, Commodities Regulation gives you the answers you need on everything from the contract markets to exemptions and exclusions, from ethical and disclosure requirements to market manipulation and more. It presents practical insights into the current thinking of the CFTC by examining no-action and interpretive letters, and in many cases, it is the only authority available on the topics addressed.
Author : Louis Loss
Publisher : Wolters Kluwer Law & Business
ISBN 13 : 9781543802757
Total Pages : 0 pages
Book Rating : 4.8/5 (27 download)
Download or read book Fundamentals of Securities Regulation written by Louis Loss and published by Wolters Kluwer Law & Business. This book was released on 2018 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Previous editions : 2011 (6th), 1983 (1st).
