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The Law And Regulation Of Solicitors Client Money
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Book Synopsis The Law and Regulation of Solicitors: Client Money by : Katie Jackson
Download or read book The Law and Regulation of Solicitors: Client Money written by Katie Jackson and published by Bloomsbury Publishing. This book was released on 2023-05-01 with total page 477 pages. Available in PDF, EPUB and Kindle. Book excerpt: All those involved in legal services delivery, whether solicitors, licensed conveyancers, reporting accountants, or other legal professionals, need to understand the requirements for receiving, holding, and transferring client money. Handling this money also has another dimension for the professional to carefully consider: the serious issue of anti-money laundering. Presenting the rules, requirements, and anti-money laundering context of law firm financial management in an easy-to-understand guide, this book takes a new angle by examining client money in two important and related arenas: - Within the client account - Within the legislative framework for money laundering Providing a straightforward explanation of the Solicitors Accounts Rules, CLC Accounts Rules, the Money Laundering Regulations 2017, and the relevant sections of the Proceeds of Crime Act 2002, its practical layout encompasses diagrams, worked examples, and a section of training materials for use as continuous professional development. The book not only informs and is a reference point for the reader and their firm, but it also provides example forms, risk assessments, and training plans. Firms can use it as a basis for policies and procedures, learning and education, and for broader policy debate amongst more senior professionals. This is essential reading for those studying to become solicitors or licensed conveyancers; legal and finance professionals; money laundering reporting officers; and accounts professionals in legal services.
Book Synopsis The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions by : Katie Jackson
Download or read book The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions written by Katie Jackson and published by Bloomsbury Publishing. This book was released on 2022-02-28 with total page 459 pages. Available in PDF, EPUB and Kindle. Book excerpt: Professional standards consultant Katie Jackson discusses the management of risks in law firms and leads you through the confident regulatory practice of solicitors. She provides guidance on the regulator's requirements for dealing with serious breaches of the rules of professional conduct, the relationship of breaches to the annual renewal of the practising certificate, and the imposition of conditions on solicitors. Through this guide you can: Understand the legislative framework sitting behind the Solicitors Regulation Authority's regulations Understand the various ways to set up and operate as a solicitor firm, and how to meet the expectations of the legislation governing these areas Identify and manage serious breaches, and understand the regulator's expectations Manage scenarios in which practising certificate or firm conditions may be imposed Understand the requirements for, and expectations of, the reporting accountant, and the recent history of changes to their reporting role Complete your annual CPD, through built in exercises to enable you to understand the judgements required when dealing with the regulator's Codes of Conduct Legal commentary is accompanied by a separate practical discussion of the management issues arising from the legislation, the possible solutions for implementation within firms, regulatory debates and an analysis of the possible gaps. The book covers strategic decision making for firms and the different regulatory and risk management outcomes of setting up a practice in different ways. This is an essential title for legal practitioners, reporting accountants, approved regulators, those thinking about working with freelance solicitors or employing solicitors, and those completing the LPC, GDL, SQE, or studying law and ethics.
Author :American Bar Association. House of Delegates Publisher :American Bar Association ISBN 13 :9781590318737 Total Pages :216 pages Book Rating :4.3/5 (187 download)
Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Book Synopsis Solicitors Disciplinary Tribunal by : Nigel West
Download or read book Solicitors Disciplinary Tribunal written by Nigel West and published by The Law Society. This book was released on 2016-02-18 with total page 381 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Solicitors Disciplinary Tribunal (SDT) has the power to strike off a solicitor from the roll, suspend a solicitor from practice, fine or reprimand a solicitor or make such other order as it thinks fit. Whilst over 90% of all cases brought before the SDT are brought by the SRA, it is open to anyone to bring a matter before it.This book provides a unique step-by-step guide to the law and practice of the Solicitors Disciplinary Tribunal, from the issue of proceedings through to appeal. Its practical approach will help anyone who wishes to avoid the common pitfalls faced by unfamiliar users of the Tribunal.It is the only comprehensive book available on SDT proceedings and it contains all the leading cases on Tribunal proceedings, many of which are not available on the internet, in one handy volume.
Book Synopsis Law and Regulation of Tax Professionals by : Julian Hickey
Download or read book Law and Regulation of Tax Professionals written by Julian Hickey and published by Bloomsbury Publishing. This book was released on 2021-04-09 with total page 625 pages. Available in PDF, EPUB and Kindle. Book excerpt: Law and Regulation of Tax Professionals examines all aspects of the obligations and liabilities of tax advisers arising out of professional standards, contract, tort, tax legislation (including DOTAS, POTAS and DAC6) and criminal tax evasion sanctions against the backdrop of legislative and case law. The purpose of this book is to provide a comprehensive overview of the law and associated matters concerning the regulation of tax professionals; and to seek to draw some practical lessons as to how the tax professional and the business they work in can organise themselves to comply with what is required by regulation, best practice and to eliminate so far as possible the consequences of mistakes and unforeseen occurrences. Illustrated throughout with examples and reference to relevant case law, as well as checklists to help the reader put measures in place to protect themselves against the risk of becoming involved in breach of regulatory standards, this title is essential for tax professionals (including ICAEWs, CTAs, TEPs), tax agents, in house tax advisers, and lawyers advising on tax matters.
Download or read book Client Money written by R. Mortensen and published by . This book was released on 2017-03-23 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This valuable text provides comprehensive and detailed guidance on the law and professional standards and ethics governing the role of lawyers in handling money held for a client, with a particular focus on lawyers' trust account management. It covers all Australian jurisdictions, and includes the Legal Profession Uniform Law now in force in New South Wales and Victoria.As the security of trust money rests significantly on how lawyers account for trust account transactions, the accounting required by law is explained and examples are given to illustrate how accounts are to be kept. The more general legal responsibilities relating to handling of others' money are also discussed, including those arising in contract, tort and under fiduciary and trustees' duties. The author also addresses the statutory powers that underpin civil remedies such as the ordering of accounts and appointment of receivers.The scope and depth of coverage of this work make it essential reading for legal practitioners, students and graduates undertaking practical legal training.Features· Comprehensive coverage Australia-wide of trust account requirements · Identifies the underlying ethical responsibility of practitioners in managing client funds· Ensures appropriate awareness of the consequences of breach· Includes plentiful accounting examples· Clear, accessible explanations Related TitlesEbejer, LexisNexis Questions and Answers: Legal Practice and Ethics, 2nd ed, 2016MacFarlane & Ross, Ethics, Professional Responsibility and Legal Practice, 2017Ross, Ethics in Law: Lawyers' Responsibility and Accountability, 6th ed, 2014
Book Synopsis Parker and Evans's Inside Lawyers' Ethics by : Vivien Holmes
Download or read book Parker and Evans's Inside Lawyers' Ethics written by Vivien Holmes and published by Cambridge University Press. This book was released on 2022-12-31 with total page 399 pages. Available in PDF, EPUB and Kindle. Book excerpt: Parker and Evans's Inside Lawyers' Ethics provides a practical and engaging introduction to ethical decision-making in legal practice in Australia. Underpinned by four theoretical concepts - adversarial advocacy, responsible lawyering, moral activism and ethics of care - this text analyses legal and professional frameworks, highlighting relevant parts of the Australian Solicitors' Conduct Rules. Case studies and discussion questions offer contemporary, practical examples of the application of ethics. The book also addresses the challenge of ethical action and offers techniques to deal with ethical conflicts.This edition has been comprehensively updated and discusses the implications of advances in legal technology, mental ill-health in the profession and the complexities of government legal practice. A new chapter covers lawyers' ethical obligation to address the legal challenges posed by climate change. Written by an expert author team, Parker and Evans's Inside Lawyers' Ethics empowers readers to identify ethical challenges and resolve them through good decision-making practices.
Book Synopsis Solicitors' Accounts 2007-2008 by : Dale Kay
Download or read book Solicitors' Accounts 2007-2008 written by Dale Kay and published by Oxford University Press, USA. This book was released on 2007 with total page 277 pages. Available in PDF, EPUB and Kindle. Book excerpt: Solicitors' Accounts provides a user-friendly guide to a subject that often poses serious problems for students unfamiliar with the principles and practice of accounting. It provides comprehensive, up-to-date coverage of all areas required by the Law Society for business accounts and solicitors' accounts on the Legal Practice Course, including full coverage of double-entry book-keeping and final accounts of sole owners, partnerships and companies. It also deals with rules and the practical application of these accounts, including property transactions. Each chapter starts with an overview of the areas to be covered and also states the learning objectives the student should aim to achieve. At the end of each chapter there is a checklist of the key areas students must be able to understand, followed by graded self-test questions which suggest to the student how long they should spend completing them and what they should move onto next. Written by experienced LPC tutors, the guide is essential reading for students and reference source for attorneys.
Book Synopsis Anti-Money Laundering Compliance and the Legal Profession by : Sarah Kebbell
Download or read book Anti-Money Laundering Compliance and the Legal Profession written by Sarah Kebbell and published by Routledge. This book was released on 2021-11-29 with total page 214 pages. Available in PDF, EPUB and Kindle. Book excerpt: Money laundering is a global issue and there is evidence that the services provided by the legal profession may be misused to launder the proceeds of crime. This book explores the experiences of professionals within Top 50 law firms when seeking to comply with the UK’s anti-money laundering (AML) regime. The book draws upon empirical evidence from 40 in-depth interviews with solicitors and compliance personnel from 20 Top 50 law firms. Access to this section of the legal profession is challenging in the context of academic research, and the research provides an account, seldom heard in academic literature, directly from practitioners. The book uses these research findings to explore and discuss the AML compliance issues faced by this section of the profession. It highlights the challenges presented by the legislative architecture of the Proceeds of Crime Act 2002, and considers compliance issues relating to customer due diligence, AML training, the client account and the suspicious activity reporting regime. It also considers participants’ perceptions of the regime, their role within it, and their own assessment of money laundering risk. It concludes by using this evidence to recommend amendments to current AML policy and legislation. This book will be of interest to students and researchers studying Financial Crime Law, Business and Company Law, and White Collar Crime, as well as policy makers in the areas of money laundering, compliance, and corruption.
Book Synopsis Probate Practitioner's Handbook by : Lesley King
Download or read book Probate Practitioner's Handbook written by Lesley King and published by The Law Society. This book was released on 2021-02-22 with total page 630 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Probate Practitioner's Handbook is a well-established and popular guide to good practice for solicitors' firms that undertake probate and estate administration work.This new ninth edition has been comprehensively updated by leading experts to take account of: money-laundering issues including the requirements of the 5th EU Anti-Money Laundering Directives and the updated LSAG guidance the SRA Accounts Rules 2019 changes resulting from the new SRA Standards and Regulations new SRA guidance relevant to practitioners updates to relevant practice notes including disputed wills and handling complaints Inheritance and Capital Gains Tax developments implications of the UK leaving the European Union the introduction of the SRA Transparency Rules implications for practitioners arising from the Covid pandemic. the different ways in which foreign elements may affect the English probate practitioner. An essential new chapter explains how data protection law applies in the context of the administration of estates. Features such as checklists, precedents, case commentaries and examples enhance the book's usefulness.
Book Synopsis Accounts for Solicitors by : Ralph Denny
Download or read book Accounts for Solicitors written by Ralph Denny and published by Routledge. This book was released on 2013-03-04 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: First published in 2004. Routledge is an imprint of Taylor & Francis, an informa company.
Book Synopsis International Perspectives on the Regulation of Lawyers and Legal Services by : Andrew Boon
Download or read book International Perspectives on the Regulation of Lawyers and Legal Services written by Andrew Boon and published by Bloomsbury Publishing. This book was released on 2017-11-30 with total page 299 pages. Available in PDF, EPUB and Kindle. Book excerpt: This collection explores developments in the regulation of legal services by examining the control of the markets in several key countries and in jurisdictions within countries. The contributions consider emerging adjustments in regulatory structures and methods; examine the continuing role, if any, of professionals and how this may be changing; and speculate on the future of legal services regulation in each jurisdiction. The introductory and concluding chapters draw together similarities, differences and conclusions regarding directions of change in the regulation of legal services. They consider the emergence of alternatives to professionalism as a means of regulating legal services and some implications for the rule of law.
Book Synopsis Solicitors' Accounts 2009-2010 by : Dale Kay
Download or read book Solicitors' Accounts 2009-2010 written by Dale Kay and published by Oxford University Press, USA. This book was released on 2009-08-06 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt: Solicitors' Accounts provides comprehensive coverage of the areas of business and solicitors' accounts required by the Solicitors' Regulation Authority. Using exercises and examples, students are taken through the principles of double-entry book-keeping and the methods involved in creating the accounts of sole owners, partnerships, and companies.
Book Synopsis Solicitors and the Accounts Rules by : Peter Camp
Download or read book Solicitors and the Accounts Rules written by Peter Camp and published by Law Society Publishing. This book was released on 2011 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This guide outlines the basic requirements of the Solicitors' Accounts Rules, ensuring an understanding of what is required of solicitors' practices before moving on to address the systems and procedures. It explains the requirements of the Rules, providing practical guidance on how to prevent some of the most common pitfalls.
Book Synopsis The Family Court without a Lawyer by : Lucy Reed
Download or read book The Family Court without a Lawyer written by Lucy Reed and published by Bath Publishing Limited. This book was released on 2023-02-27 with total page 350 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Family Court without a Lawyer is the book you need if you have to go to court to sort out issues over separation, money or children and do not have a lawyer to represent you. Since publication of the 1st edition in 2011 this book has helped tens of thousands of people better handle the stresses of going to court about disputes around money and children.
Download or read book Legal Ethics written by and published by . This book was released on 2000 with total page 376 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020 by : GREAT BRITAIN.
Download or read book The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020 written by GREAT BRITAIN. and published by . This book was released on 2020-09-15 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 15.09.2020. Sifted: 11.09.2020. Made: 14.09.2020. Laid: 15.09.2020. Coming into force: In accord. with reg. 1. Effect: S.I. 2017/692 amended. Territorial extent & classification: E/W/S/NI. General
