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The Investment Company Director
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Book Synopsis Fund Governance: Legal Duties of Investment Company Directors by : Robert A. Robertson
Download or read book Fund Governance: Legal Duties of Investment Company Directors written by Robert A. Robertson and published by Law Journal Press. This book was released on 2001 with total page 906 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Investment Company Director by : David M. Butowsky
Download or read book The Investment Company Director written by David M. Butowsky and published by . This book was released on 1978 with total page 396 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis When is a Mutual Fund Director Independent? The Unexplored Role of Professional Relationships Under Section 2(A)(19) of the Investment Company Act by : Larry D. Barnett
Download or read book When is a Mutual Fund Director Independent? The Unexplored Role of Professional Relationships Under Section 2(A)(19) of the Investment Company Act written by Larry D. Barnett and published by . This book was released on 2009 with total page 34 pages. Available in PDF, EPUB and Kindle. Book excerpt: An investment company that must register with the Securities and Exchange Commission is required by the Investment Company Act to have a specified percentage or number of directors who are not quot;interestedquot; in the company. To be not interested (i.e., to be independent), a director of an investment company is barred by section 2(a)(19) of the Act from inter alia having had, during the last two completed fiscal years of the company, a material business relationship or a material professional relationship with specified parties. The Commission, in interpreting section 2(a)(19), has not clearly distinguished the two types of relationships and has not focused on professional relationships apart from business relationships. The article contends that this is contrary to the intent of Congress. Accordingly, the article (i) identifies both the elements of a business relationship and the elements of a professional relationship; and (ii) reviews three no-action letters in each of which the Commission staff could have found that a proposed arrangement would have created a professional relationship for an investment company director.
Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940 by : United States. Securities and Exchange Commission
Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1941 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10, 1972 by : United States. Securities and Exchange Commission
Download or read book General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10, 1972 written by United States. Securities and Exchange Commission and published by . This book was released on 1972 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance Publisher : ISBN 13 : Total Pages :96 pages Book Rating :4.0/5 ( download)
Book Synopsis The Investment Company Act Amendments of 1995 by : United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance
Download or read book The Investment Company Act Amendments of 1995 written by United States. Congress. House. Committee on Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1995 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :Federal Regulation of Securities Committee Publisher :American Bar Association ISBN 13 :9781590315101 Total Pages :144 pages Book Rating :4.3/5 (151 download)
Book Synopsis Fund Director's Guidebook by : Federal Regulation of Securities Committee
Download or read book Fund Director's Guidebook written by Federal Regulation of Securities Committee and published by American Bar Association. This book was released on 2006 with total page 144 pages. Available in PDF, EPUB and Kindle. Book excerpt: Written for directors of both open-end investment companies (typically referred to as mutual funds) and closed-end funds, this new Third Edition offers suggestions to assist directors in their roles and obligations. The new edition has been updated to reflect key legal developments that have emerged since the second edition appeared in 2003 including the impact of the Sarbanes-Oxley Act and initiatives undertaken by the SEC in response to the mutual funds scandals occurring in 2003 and 2004.
Book Synopsis Investment Company Determination Under the 1940 Act by : Robert H. Rosenblum
Download or read book Investment Company Determination Under the 1940 Act written by Robert H. Rosenblum and published by American Bar Association. This book was released on 2003 with total page 980 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 by : United States. Securities and Exchange Commission
Download or read book General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Publisher : ISBN 13 : Total Pages :140 pages Book Rating :4.0/5 (18 download)
Book Synopsis Institutional Disclosure and Sales of Investment Company Advisers by : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Download or read book Institutional Disclosure and Sales of Investment Company Advisers written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance and published by . This book was released on 1974 with total page 140 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Interstate and Foreign Commerce Publisher : ISBN 13 : Total Pages :130 pages Book Rating :4.F/5 ( download)
Book Synopsis Institutional Disclosure and Sales of Investment Company Advisers, Hearing Before the Subcommittee on Commerce and Finance of ..., 93-2, Sept. 13, 1974 by : United States. Congress. House. Committee on Interstate and Foreign Commerce
Download or read book Institutional Disclosure and Sales of Investment Company Advisers, Hearing Before the Subcommittee on Commerce and Finance of ..., 93-2, Sept. 13, 1974 written by United States. Congress. House. Committee on Interstate and Foreign Commerce and published by . This book was released on 1974 with total page 130 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Corporate Governance and Responsible Investment in Private Equity by : Simon Witney
Download or read book Corporate Governance and Responsible Investment in Private Equity written by Simon Witney and published by Cambridge University Press. This book was released on 2021-01-07 with total page 241 pages. Available in PDF, EPUB and Kindle. Book excerpt: Private equity-backed companies are ubiquitous and economically significant. Consequently, the corporate governance of these companies matters to all of us, and – not surprisingly – is coming under increasing scrutiny. Simon Witney, a practicing private equity lawyer, positions private equity portfolio companies within existing academic theory and examines the laws that apply to them in the UK. He analyses the actual governance frameworks that are put in place and identifies problems created by the legal rules – as well as the market's solutions to them. This book not only explains why these governance mechanisms are established, but also what they are expected to achieve. Witney suggests that private equity owners have both the incentives and the capability to focus on responsible investment practices. Good governance, he argues, is a critical success factor for the private equity industry.
Author :United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Publisher : ISBN 13 : Total Pages :892 pages Book Rating :4.:/5 (6 download)
Book Synopsis Investment Company Act Amendments of 1967 by : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Download or read book Investment Company Act Amendments of 1967 written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance and published by . This book was released on 1968 with total page 892 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Investment Company Amendments of 1969: Analysis of S. 34 by : United States. Congress Senate
Download or read book Investment Company Amendments of 1969: Analysis of S. 34 written by United States. Congress Senate and published by . This book was released on 1969 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance Publisher : ISBN 13 : Total Pages :882 pages Book Rating :4.3/5 (97 download)
Book Synopsis Investment Company Act Amendments of 1967. Part 2 by : United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance
Download or read book Investment Company Act Amendments of 1967. Part 2 written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance and published by . This book was released on 1968 with total page 882 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Securities and Exchange Commission. Division of Investment Management Publisher : ISBN 13 : Total Pages :586 pages Book Rating :4.F/5 ( download)
Book Synopsis Protecting Investors by : United States. Securities and Exchange Commission. Division of Investment Management
Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by . This book was released on 1992 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Investment Company Act Amendments of 1967, Hearings Before the Subcommittee on Commerce and Finance... by : United States. Congress. House Interstate and Foreign Commerce
Download or read book Investment Company Act Amendments of 1967, Hearings Before the Subcommittee on Commerce and Finance... written by United States. Congress. House Interstate and Foreign Commerce and published by . This book was released on 1968 with total page 894 pages. Available in PDF, EPUB and Kindle. Book excerpt:
