Financial Services Law Guide

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Author :
Publisher : Bloomsbury Publishing
ISBN 13 : 1526517795
Total Pages : 510 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Financial Services Law Guide by : Andrew Haynes

Download or read book Financial Services Law Guide written by Andrew Haynes and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 510 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.

Mis-selling Financial Services

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Author :
Publisher : Edward Elgar Publishing
ISBN 13 : 1800883706
Total Pages : 391 pages
Book Rating : 4.8/5 (8 download)

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Book Synopsis Mis-selling Financial Services by : Jonathan Kirk

Download or read book Mis-selling Financial Services written by Jonathan Kirk and published by Edward Elgar Publishing. This book was released on 2022-11-15 with total page 391 pages. Available in PDF, EPUB and Kindle. Book excerpt: This second edition of Mis-Selling Financial Services is a practical guide to litigating claims arising from the mis-sale of financial products and services. It covers the history of 'mis-selling' litigation and provides an updated overview of the regulatory landscape and how such claims are formulated, as well as a thorough review of the key issues. The revised chapters give an in-depth analysis of the financial products which most commonly form the subject of such claims, from credit to collective investment schemes.

The Law of Limited Liability Partnerships

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526516683
Total Pages : 795 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis The Law of Limited Liability Partnerships by : John Whittaker

Download or read book The Law of Limited Liability Partnerships written by John Whittaker and published by Bloomsbury Publishing. This book was released on 2021-06-24 with total page 795 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law of Limited Liability Partnerships, Fifth Edition is an indispensable book for all those who advise on the legal and taxation aspects of incorporating and running an LLP. It combines concise description, practical guidance and penetrating analysis of problem areas. It also offers an international perspective through a comparative analysis of the UK LLP structure and those being enacted overseas in Canada, Dubai, India, Japan, Qatar, Singapore, the USA and other jurisdictions. Comprehensively setting out the law of LLPs in England and Wales, the Fifth Edition includes coverage and analysis of: - Newey J's decision in Hosking v Marathon Asset Management LLP [2017] on the application of the fiduciary forfeiture rule to LLP profit sharing - the Court of Appeal decision in Grupo Mexico de CV v Registrar of Companies [2019] on rectifying the companies and LLP registers - recognition of the limited liability of foreign LLPs in the light of the Privy Council decision in Investec Trust (Guernsey) Limited v Glenella Properties Limited [2018] - ICC Jones's decision in McTear v Eade [2019] in relation to provability of debts owed to members and insolvency setoff - decisions on section 214A of the Insolvency Act 1986 - further development of the law on repudiation of LLP agreements - the continuing development of the law on discretionary decision making in the light of the Supreme Court decision in BP Shipping v Braganza [2015] and on duties owed by LLP members - decisions on derivative claims in Harris v Microfusion 2003-2 LLP [2016] and Kallakis v AIB Group PLC [2020] - administration orders in Patley Wood Farm LLP v Brake [2016] Specialist contributors have written chapters on: Financial Services Regulation and LLPs; Taxation of LLPs; Members and Discrimination; and Whistleblower Protection.

The Management of Secondary Legislation

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Author :
Publisher : The Stationery Office
ISBN 13 : 9780104008416
Total Pages : 232 pages
Book Rating : 4.0/5 (84 download)

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Book Synopsis The Management of Secondary Legislation by : Great Britain: Parliament: Merits of Statutory Instruments Committee

Download or read book The Management of Secondary Legislation written by Great Britain: Parliament: Merits of Statutory Instruments Committee and published by The Stationery Office. This book was released on 2006-03-27 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt: management of secondary Legislation : 29th report of session 2005-06, Vol. 2: Evidence

3rd Report of Session 2005-06

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Publisher : The Stationery Office
ISBN 13 : 9780104850435
Total Pages : 16 pages
Book Rating : 4.8/5 (54 download)

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Book Synopsis 3rd Report of Session 2005-06 by : Great Britain: Parliament: Merits of Statutory Instruments Committee

Download or read book 3rd Report of Session 2005-06 written by Great Britain: Parliament: Merits of Statutory Instruments Committee and published by The Stationery Office. This book was released on 2005-06-23 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt: 3rd report of Session 2005-06 : Drawing special attention to: School Governance (Contracts) (England) Regulations 2005; Waste Management Licensing (England and Wales) (Amendment and Related Provisions) (No. 2) Regulations 2005; Serious Organised Crime and

Beswick and Wine: Buying and Selling Private Companies and Businesses

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526516136
Total Pages : 500 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Beswick and Wine: Buying and Selling Private Companies and Businesses by : Susan Singleton

Download or read book Beswick and Wine: Buying and Selling Private Companies and Businesses written by Susan Singleton and published by Bloomsbury Publishing. This book was released on 2022-06-30 with total page 500 pages. Available in PDF, EPUB and Kindle. Book excerpt: Structured to reflect the process in practice this book focuses on the key commercial, tax and legal issues that arise from business sales. By addressing fundamental issues from the perspective of both the seller and the purchaser it is a perfect handbook for all those involved in such acquisitions. From due diligence through to completion of the share purchase or business transfer agreement it contains clear, expert advice. The 11th edition has been updated to include: - Impact of Brexit in 2020 including on merger law and notifications - "UKGDPR" and Data Protection Act 2018 and latest guidance from the Information Commissioner Guidance including the Data Sharing code of practice - Recent tax changes including reduction in entrepreneurs' relief from capital gains tax from £10m to £1m Case law such as: - Stobart Group Limited and Anor v. William Stobart and Anor [2019] EWCA (Civ) 1376 (CA) (notices of claims under share purchase agreements) - 116 Cardamon Ltd v MacAlister & Anor [2019] EWHC 1200 (Comm) (damages for breach of warranty under share purchase agreement) - Triumph Controls UK Limited v Primus International Holding Company [2019] EWHC 565 (TCC) (breach of warranty) - Tesco UK Limited v. Aircom Jersey 4 Limited and Aircom Global Operations Limited [2018] EWCA Civ 23 (tax warranty claim) It also includes checklists, draft enquiries, letters of disclosure and a specimen completion agenda, together with an accompanying electronic download containing all the precedents in the work. This title is included in Bloomsbury Professional's Company and Commercial Law online service.

Foundations for the LPC 2007-2008

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Publisher : Oxford University Press, USA
ISBN 13 : 0199212155
Total Pages : 539 pages
Book Rating : 4.1/5 (992 download)

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Book Synopsis Foundations for the LPC 2007-2008 by : George Miles

Download or read book Foundations for the LPC 2007-2008 written by George Miles and published by Oxford University Press, USA. This book was released on 2007 with total page 539 pages. Available in PDF, EPUB and Kindle. Book excerpt: Foundations for the LPC is an excellent support for students who need to understand the key principles and topics on the Legal Practice Course. It illustrates the importance of the professional conduct that underlies work in legal practice by including extracts from the Law Society's new draft Code of Conduct. The text includes worked examples and scenarios throughout to illustrate key points and aid understanding, and checkpoints and summaries to test comprehension of the core material. This guide is essential reading for all students and a useful reference source for attorneys. Online Resource Centre A test bank of multiple choice questions closely tied to the material included in the book offers lecturers an excellent tool for testing their students' knowledge of the topics covered.

Foundations for the LPC 2012-13

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Publisher : Oxford University Press, USA
ISBN 13 : 0199657173
Total Pages : 450 pages
Book Rating : 4.1/5 (996 download)

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Book Synopsis Foundations for the LPC 2012-13 by : George Miles

Download or read book Foundations for the LPC 2012-13 written by George Miles and published by Oxford University Press, USA. This book was released on 2012-08-16 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt: Explaining the principles underlying legal practice, this essential guide for students on the Legal Practice Course includes topical examples and scenarios to illustrate key points, worked examples to aid understanding, and checkpoints and summaries to test comprehension of the core material.

Pettet, Lowry & Reisberg's Company Law

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Author :
Publisher : Pearson UK
ISBN 13 : 1292078669
Total Pages : 843 pages
Book Rating : 4.2/5 (92 download)

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Book Synopsis Pettet, Lowry & Reisberg's Company Law by : Arad Reisberg

Download or read book Pettet, Lowry & Reisberg's Company Law written by Arad Reisberg and published by Pearson UK. This book was released on 2018 with total page 843 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Archbold

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Publisher :
ISBN 13 :
Total Pages : 3540 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Archbold by :

Download or read book Archbold written by and published by . This book was released on 1991 with total page 3540 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Joint Ventures and Shareholders' Agreements

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526516101
Total Pages : 801 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Joint Ventures and Shareholders' Agreements by : Susan Singleton

Download or read book Joint Ventures and Shareholders' Agreements written by Susan Singleton and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 801 pages. Available in PDF, EPUB and Kindle. Book excerpt: Baffled by joint venture and shareholder agreements? Guidance on the new PSC Register is just one of the things that small businesses need to understand. Helping you to identify the central issues involved in joint venture transactions, take effective instructions and draft good documentation using precedents, case studies and checklists. Now covers: Brexit 2020 and its impact on competition law, UK and EU; Changes to tax aspects arising from the latest Finance Acts; New case law such as - Guest Services Worldwide Ltd v. Shelmerdine [2020] EWCA Civ 85 (CA) (non-competition clauses in shareholders' agreements) and Global Corporate Limited v. Hale [2018] EWCA Civ 2618 (CA) (when payments to a director/shareholder were dividends) Key content includes: Preliminary considerations: A discussion of the nature of joint ventures and shareholders' agreements; Financing the venture; Tax and accounting considerations for UK corporate joint ventures; Regulatory matters; Employment and pension issues. Key issues in structuring and drafting UK corporate joint venture documentation and shareholders' agreements: Deadlock and minority protection; Voting rights and board representation; Restrictive covenants. Joint ventures and shareholders' agreements in practice: Articles of association; Transfers of assets; EU and UK Competition law including Brexit issues.

Statutory Instruments

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Publisher :
ISBN 13 :
Total Pages : 1116 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Statutory Instruments by : Great Britain

Download or read book Statutory Instruments written by Great Britain and published by . This book was released on 2005 with total page 1116 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Research Handbook on Hedge Funds, Private Equity and Alternative Investments

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Publisher : Edward Elgar Publishing
ISBN 13 : 184980608X
Total Pages : 521 pages
Book Rating : 4.8/5 (498 download)

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Book Synopsis Research Handbook on Hedge Funds, Private Equity and Alternative Investments by : Phoebus Athanassiou

Download or read book Research Handbook on Hedge Funds, Private Equity and Alternative Investments written by Phoebus Athanassiou and published by Edward Elgar Publishing. This book was released on 2012-01-01 with total page 521 pages. Available in PDF, EPUB and Kindle. Book excerpt: This unique and detailed Handbook provides a comprehensive source of analysis and research on alternative investment funds in the EU, the US and other leading jurisdictions. Expert contributors offer an unparalleled perspective on the contemporary alternative funds industry, the main areas of regulatory policy concern surrounding its activities, and the role that alternative funds have played in recent financial crises, as well as an account of the rules governing their operation in selected jurisdictions. Providing insight and analysis of the contemporary investment funds industry at a time of crisis and transition, the Research Handbook on Hedge Funds, Private Equity and Alternative Investments will be a valuable tool for scholars, practitioners and policymakers alike.

Regulation D Offerings and Private Placements

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Publisher :
ISBN 13 :
Total Pages : 1032 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Regulation D Offerings and Private Placements by :

Download or read book Regulation D Offerings and Private Placements written by and published by . This book was released on 2010 with total page 1032 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Journals of the House of Commons

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Publisher :
ISBN 13 :
Total Pages : 412 pages
Book Rating : 4.:/5 (89 download)

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Book Synopsis Journals of the House of Commons by : Great Britain. Parliament. House of Commons

Download or read book Journals of the House of Commons written by Great Britain. Parliament. House of Commons and published by . This book was released on 2004 with total page 412 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Halsbury's Statutes of England and Wales

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Publisher :
ISBN 13 :
Total Pages : 1224 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Halsbury's Statutes of England and Wales by : Great Britain

Download or read book Halsbury's Statutes of England and Wales written by Great Britain and published by . This book was released on 1985 with total page 1224 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Minority Religions under Irish Law

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Publisher : BRILL
ISBN 13 : 9004398252
Total Pages : 264 pages
Book Rating : 4.0/5 (43 download)

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Book Synopsis Minority Religions under Irish Law by : Kathryn O'Sullivan

Download or read book Minority Religions under Irish Law written by Kathryn O'Sullivan and published by BRILL. This book was released on 2019-05-07 with total page 264 pages. Available in PDF, EPUB and Kindle. Book excerpt: Minority Religions under Irish Law focuses the spotlight specifically on the legal protections afforded in Ireland to minority religions, generally, and to the Muslim community, in particular. Although predominantly focused on the Irish context, the book also boasts contributions from leading international academics, considering questions of broader global importance such as how to create an inclusive environment for minority religions and how to regulate religious tribunals best. Reflecting on issues as diverse as the right to education, marriage recognition, Islamic finance and employment equality, Minority Religions under Irish Law provides a comprehensive and fresh look at the legal space occupied by many rapidly growing minority religions in Ireland, with a special focus on the Muslim community.