The Conflict of Laws in the Context of Shares and Securities Held Through an Intermediary

Download The Conflict of Laws in the Context of Shares and Securities Held Through an Intermediary PDF Online Free

Author :
Publisher :
ISBN 13 :
Total Pages : 36 pages
Book Rating : 4.:/5 (951 download)

DOWNLOAD NOW!


Book Synopsis The Conflict of Laws in the Context of Shares and Securities Held Through an Intermediary by :

Download or read book The Conflict of Laws in the Context of Shares and Securities Held Through an Intermediary written by and published by . This book was released on 2005 with total page 36 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Intermediated Securities

Download Intermediated Securities PDF Online Free

Author :
Publisher : Bloomsbury Publishing
ISBN 13 : 1847318010
Total Pages : 215 pages
Book Rating : 4.8/5 (473 download)

DOWNLOAD NOW!


Book Synopsis Intermediated Securities by : Louise Gullifer

Download or read book Intermediated Securities written by Louise Gullifer and published by Bloomsbury Publishing. This book was released on 2010-06-17 with total page 215 pages. Available in PDF, EPUB and Kindle. Book excerpt: Globally, there has been a shift from securities being held directly by an investor, to a situation in which many securities are held via an intermediary. The existence of one or more intermediaries between the investor and the issuer has a potentially significant impact on the rights of the investor, the role and obligations of the issuer, and on the position and responsibilities of the intermediary. However, different jurisdictions have dealt with the issues arising from intermediation in a variety of ways. In the UK, for example, the concept of a trust is used to explain the different rights and obligations which arise in this scenario, whereas in the US the issues have been addressed by legislation, in the form of UCC Article 8. This variety is problematic, given that it is possible for an investor to hold securities in a number of different jurisdictions. A new UNIDROIT Convention on the issue of Intermediated Securities, the Geneva Securities Convention 2009, aims to create a common framework for dealing with these issues. This collection of essays explores the issues that arise when securities are held via an intermediary, and in particular assesses the solutions put forward by the new Convention on this issue. It will be essential reading for practitioners and academics.

Intermediated Securities

Download Intermediated Securities PDF Online Free

Author :
Publisher : Cambridge University Press
ISBN 13 : 1107244803
Total Pages : 443 pages
Book Rating : 4.1/5 (72 download)

DOWNLOAD NOW!


Book Synopsis Intermediated Securities by : Pierre-Henri Conac

Download or read book Intermediated Securities written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2013-05-30 with total page 443 pages. Available in PDF, EPUB and Kindle. Book excerpt: In today's financial markets, investors no longer hold securities physically. Instead, securities such as shares or bonds are mostly held through intermediaries and transferred by way of book-entries on securities accounts. However, there are remarkable conceptual differences between the various jurisdictions with regard to the legal treatment of intermediated securities. It is widely agreed that this patchwork creates considerable legal risks, especially in cross-border situations. Two initiatives are in place to reduce these risks. In 2009, the UNIDROIT Convention on Substantive Rules for Intermediated Securities (the 'Geneva Securities Convention') was adopted, aimed at harmonisation on the international level. The EU Commission is also running a legislative project, to achieve harmonisation at the regional level. This book compares both initiatives and analyses their impact on the securities laws of selected European jurisdictions.

Shares and Other Securities in the Conflict of Laws

Download Shares and Other Securities in the Conflict of Laws PDF Online Free

Author :
Publisher : Oxford University Press, USA
ISBN 13 : 9780199256136
Total Pages : 398 pages
Book Rating : 4.2/5 (561 download)

DOWNLOAD NOW!


Book Synopsis Shares and Other Securities in the Conflict of Laws by : Maisie Ooi

Download or read book Shares and Other Securities in the Conflict of Laws written by Maisie Ooi and published by Oxford University Press, USA. This book was released on 2003 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: The author examines the problems of choice of law relating to shares and other securities.

Cross Border Collateral

Download Cross Border Collateral PDF Online Free

Author :
Publisher : Bloomsbury Professional
ISBN 13 : 9781845925079
Total Pages : 382 pages
Book Rating : 4.9/5 (25 download)

DOWNLOAD NOW!


Book Synopsis Cross Border Collateral by : Potok

Download or read book Cross Border Collateral written by Potok and published by Bloomsbury Professional. This book was released on 2002-12-01 with total page 382 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Are you involved in the swap & derivatives, margin lending, repo or securities lending businesses? Do you take or provide indirectly held securities as collateral in cross border situations? If so, Cross Border Collateral: Legal Risk and the Conflict of Laws is the essential publication on this important, niche area of international law, helping you to understand how conflict of laws issues are resolved in 25 key jurisdictions."

Model Rules of Professional Conduct

Download Model Rules of Professional Conduct PDF Online Free

Author :
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

DOWNLOAD NOW!


Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Interests in Securities

Download Interests in Securities PDF Online Free

Author :
Publisher : OUP Oxford
ISBN 13 : 9780198269922
Total Pages : 0 pages
Book Rating : 4.2/5 (699 download)

DOWNLOAD NOW!


Book Synopsis Interests in Securities by : Joanna Benjamin

Download or read book Interests in Securities written by Joanna Benjamin and published by OUP Oxford. This book was released on 2000-12-28 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides a uniquely clear and accessible analysis of the legal aspects of the international markets in securities (such as shares and bonds). It considers the legal implications of the computerisation and globalisation of these markets, and in particular the impact of the use of custodians, depositaries and other intermediaries by investors and collateral takers holding interests in securities.

Recommendations for Central Counterparties

Download Recommendations for Central Counterparties PDF Online Free

Author :
Publisher :
ISBN 13 :
Total Pages : 80 pages
Book Rating : 4.3/5 ( download)

DOWNLOAD NOW!


Book Synopsis Recommendations for Central Counterparties by : Group of Ten. Committee on Payment and Settlement Systems

Download or read book Recommendations for Central Counterparties written by Group of Ten. Committee on Payment and Settlement Systems and published by . This book was released on 2004 with total page 80 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Intermediation and Beyond

Download Intermediation and Beyond PDF Online Free

Author :
Publisher : Bloomsbury Publishing
ISBN 13 : 1509919937
Total Pages : 469 pages
Book Rating : 4.5/5 (99 download)

DOWNLOAD NOW!


Book Synopsis Intermediation and Beyond by : Louise Gullifer

Download or read book Intermediation and Beyond written by Louise Gullifer and published by Bloomsbury Publishing. This book was released on 2019-01-24 with total page 469 pages. Available in PDF, EPUB and Kindle. Book excerpt: The global shift from the direct holding of securities by investors to the current intermediated holding system raises many important legal issues. These include the impact of the intermediated holding system on the rights of investors, and the enforcement of those rights against intermediaries and issuers. The cross-border nature of many holding patterns adds another layer of complexity to these issues, and reduces legal certainty. Against this, intermediation offers benefits for many investors, including the ability to hold a cross-border portfolio with one intermediary, a reduction in costs and the facilitation of the use of securities in the collateral, repo, and securities lending markets. This book covers a number of legal topics relating to intermediated securities including the history of intermediation, the benefits and problems in the current intermediated holding system, and how future legal and technological developments could help to resolve these problems while retaining the benefits of intermediation. It also examines the possible impact of FinTech on this area, in particular the potential for Blockchain to be used in the issuing, holding and settlement of securities, the extent to which this will solve some of the difficulties that currently exist, and whether the use of Blockchain will create new difficulties that will need to be overcome. This book, which originated in a series of workshops organised by the Commercial Law Centre at Harris Manchester College, Oxford, will appeal to those interested in financial and corporate law, including academics, practitioners, policy makers and students.

Keeping Pace with Change: Fintech and the Evolution of Commercial Law

Download Keeping Pace with Change: Fintech and the Evolution of Commercial Law PDF Online Free

Author :
Publisher : International Monetary Fund
ISBN 13 : 1616358750
Total Pages : 31 pages
Book Rating : 4.6/5 (163 download)

DOWNLOAD NOW!


Book Synopsis Keeping Pace with Change: Fintech and the Evolution of Commercial Law by : International Monetary Fund

Download or read book Keeping Pace with Change: Fintech and the Evolution of Commercial Law written by International Monetary Fund and published by International Monetary Fund. This book was released on 2022-01-27 with total page 31 pages. Available in PDF, EPUB and Kindle. Book excerpt: This note explores the interactions between new technologies with key areas of commercial law and potential legal changes to respond to new developments in technology and businesses. Inspired by the Bali Fintech Agenda, this note argues that country authorities need to closely examine the adequacy of their legal frameworks to accommodate the use of new technologies and implement necessary legal reform so as to reap the benefits of fintech while mitigating risks. Given the cross-border nature of new technologies, international cooperation among all relevant stakeholders is critical. The note is structured as follows: Section II describes the relations between technology, business, and law, Section III discusses the nature and functions of commercial law; Section IV provides a brief overview of developments in fintech; Section V examines the interaction between technology and commercial law; and Section VI concludes with a preliminary agenda for legal reform to accommodate the use of new technologies.

Cross-border Transactions of Intermediated Securities

Download Cross-border Transactions of Intermediated Securities PDF Online Free

Author :
Publisher : Springer Science & Business Media
ISBN 13 : 3642278531
Total Pages : 517 pages
Book Rating : 4.6/5 (422 download)

DOWNLOAD NOW!


Book Synopsis Cross-border Transactions of Intermediated Securities by : Changmin Chun

Download or read book Cross-border Transactions of Intermediated Securities written by Changmin Chun and published by Springer Science & Business Media. This book was released on 2012-08-04 with total page 517 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work aims to analyse substantive and conflict of laws rules regarding intermediated securities in a comparative way. For this purpose, it examines major jurisdictions’ rules for intermediated securities and the intermediated securities holding systems, such as the rules of the German, US, Korean, Japanese and Swiss systems, as well as the relevant EU regimes and initiatives. Above all, it analyses the two international instruments related to intermediated securities, i.e. the Geneva Securities Convention and the Hague Securities Convention. Through a functional comparative approach based upon legal traditions of the various jurisdictions, this book gives readers theoretical and practical information on intermediated securities and their national and international aspects.

UNCITRAL Model Law on Secured Transactions

Download UNCITRAL Model Law on Secured Transactions PDF Online Free

Author :
Publisher :
ISBN 13 :
Total Pages : 96 pages
Book Rating : 4.:/5 (11 download)

DOWNLOAD NOW!


Book Synopsis UNCITRAL Model Law on Secured Transactions by : United Nations Commission on International Trade Law

Download or read book UNCITRAL Model Law on Secured Transactions written by United Nations Commission on International Trade Law and published by . This book was released on 2016 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt: The "Model Law" deals with security interests in all types of tangible and intangible movable property, such as goods, receivables, bank accounts, negotiable instruments, negotiable documents,

Securities Market Issues for the 21st Century

Download Securities Market Issues for the 21st Century PDF Online Free

Author :
Publisher :
ISBN 13 : 9781982966850
Total Pages : 476 pages
Book Rating : 4.9/5 (668 download)

DOWNLOAD NOW!


Book Synopsis Securities Market Issues for the 21st Century by : Merritt B. Fox

Download or read book Securities Market Issues for the 21st Century written by Merritt B. Fox and published by . This book was released on 2018 with total page 476 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Cross-border Securities Settlements

Download Cross-border Securities Settlements PDF Online Free

Author :
Publisher :
ISBN 13 :
Total Pages : 92 pages
Book Rating : 4.3/5 ( download)

DOWNLOAD NOW!


Book Synopsis Cross-border Securities Settlements by :

Download or read book Cross-border Securities Settlements written by and published by . This book was released on 1995 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Law Applicable to Security Interests in Intermediated Securities Under OHADA Law

Download The Law Applicable to Security Interests in Intermediated Securities Under OHADA Law PDF Online Free

Author :
Publisher : Mohr Siebeck
ISBN 13 : 3161612825
Total Pages : 450 pages
Book Rating : 4.1/5 (616 download)

DOWNLOAD NOW!


Book Synopsis The Law Applicable to Security Interests in Intermediated Securities Under OHADA Law by : Justin Monsenepwo

Download or read book The Law Applicable to Security Interests in Intermediated Securities Under OHADA Law written by Justin Monsenepwo and published by Mohr Siebeck. This book was released on 2023-01-03 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt:

U.S. Regulation of the International Securities and Derivatives Markets

Download U.S. Regulation of the International Securities and Derivatives Markets PDF Online Free

Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.F/5 ( download)

DOWNLOAD NOW!


Book Synopsis U.S. Regulation of the International Securities and Derivatives Markets by :

Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Federal Reserve System Purposes and Functions

Download The Federal Reserve System Purposes and Functions PDF Online Free

Author :
Publisher :
ISBN 13 : 9780894991967
Total Pages : 0 pages
Book Rating : 4.9/5 (919 download)

DOWNLOAD NOW!


Book Synopsis The Federal Reserve System Purposes and Functions by : Board of Governors of the Federal Reserve System

Download or read book The Federal Reserve System Purposes and Functions written by Board of Governors of the Federal Reserve System and published by . This book was released on 2002 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides an in-depth overview of the Federal Reserve System, including information about monetary policy and the economy, the Federal Reserve in the international sphere, supervision and regulation, consumer and community affairs and services offered by Reserve Banks. Contains several appendixes, including a brief explanation of Federal Reserve regulations, a glossary of terms, and a list of additional publications.