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Securities Regulation In Australia And New Zealand
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Book Synopsis Securities Regulation in Australia and New Zealand by : Gordon R. Walker
Download or read book Securities Regulation in Australia and New Zealand written by Gordon R. Walker and published by Lbc Information Services. This book was released on 1998 with total page 852 pages. Available in PDF, EPUB and Kindle. Book excerpt: Presented as a collection of essays on specific issues of the regulation of dealings in investment securities in Australia & New Zealand, this text provides an analysis of the securities regimes of both countries & discusses securities regulation in the context of information technology, globalisation, share ownership, short selling, insider trading, derivatives, capital raising & fundraising, disclosure rules & due diligence & the regulatory bodies.
Book Synopsis A Comparative Analysis of Insider Trading Regulation: New Zealand, Australia and the European Union by : Elise Verdonck
Download or read book A Comparative Analysis of Insider Trading Regulation: New Zealand, Australia and the European Union written by Elise Verdonck and published by GRIN Verlag. This book was released on 2015-03-31 with total page 60 pages. Available in PDF, EPUB and Kindle. Book excerpt: Seminar paper from the year 2014 in the subject Law - Civil / Private, Trade, Anti Trust Law, Business Law, grade: A-, University of Auckland, course: Corporate Governance, language: English, abstract: Since the financial crisis in 2008 there is no doubt about the fact that the evolving financial markets are essential for economic growth, employment and prosperity. Those markets serve as financing means for the business world and consumers benefit from the availability of a wide range of financial products and the additional advantages that those markets entail (higher pensions and lower mortgage costs). However, if those financial markets want to continue to contribute both to economy and society, the promotion of a good, integer and transparent functioning of those markets is essential. The proper functioning of the financial markets is largely dependent on the confidence of investors in those markets. The fact that investors ‘must be placed on an equal footing’ is the underlying principle on which this confidence is based. Market participants must be assured to always have access to a minimum set of information before making their investment decisions. In this context, transparency plays an important role. The price of a financial instrument is always the result of the available financial information. And to have proper price formation, it is essential that all the stakeholders have equal access to the relevant information as much as possible. A lot of regulations have already been introduced in this area. Yet, the effectiveness of those regulations can be questioned. For example, directors can make use of certain non-public information to trade in securities. They abuse their superior knowledge and consequently other investors regard this as unfair trading. Due to those unfair practices, other potential investors will turn their back to the financial markets. Insider trading is likely to undermine the investors’ confidence in the market and may jeopardise the proper functioning of the market. Therefore insider trading should be prohibited. But in most cases, law enforcement authorities face difficulties in proving the offenses. Hence, insider trading is a social evil and remains difficult to combat. This research essay will compare the current legislation on insider trading in New Zealand, Australia and the EU.This research essay will compare the current legislation on insider trading in New Zealand, Australia and the EU. In the end, it will be clear that the fundamental differences between the three jurisdictions remain off.
Book Synopsis Corporate Securities Regulation in Australia by : William John Beerworth
Download or read book Corporate Securities Regulation in Australia written by William John Beerworth and published by . This book was released on 1973 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :International Monetary Fund Publisher :International Monetary Fund ISBN 13 :1475563418 Total Pages :153 pages Book Rating :4.4/5 (755 download)
Book Synopsis Australia by : International Monetary Fund
Download or read book Australia written by International Monetary Fund and published by International Monetary Fund. This book was released on 2012-11-21 with total page 153 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian Securities and Investments Commission’s (ASIC) operational independence and sufficiency of resources are overarching concerns which impair its ability to discharge its supervisory functions adequately and effectively across the entire regulated population.
Book Synopsis Securities Regulation in Australia by :
Download or read book Securities Regulation in Australia written by and published by . This book was released on 2002 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Regulation in New Zealand by : Victoria Stace
Download or read book Securities Regulation in New Zealand written by Victoria Stace and published by . This book was released on 2014-07 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :International Monetary Fund Publisher :INTERNATIONAL MONETARY FUND ISBN 13 :9781475563412 Total Pages :0 pages Book Rating :4.5/5 (634 download)
Book Synopsis Australia by : International Monetary Fund
Download or read book Australia written by International Monetary Fund and published by INTERNATIONAL MONETARY FUND. This book was released on 2012-11-21 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Australian legal and regulatory framework for securities markets exhibits a high level of compliance with the International Organization of Securities Commissions (IOSCO) Principles. A few remaining concerns need to be resolved, including some identified in the 2006 assessment. Australian Securities and Investments Commission’s (ASIC) operational independence and sufficiency of resources are overarching concerns which impair its ability to discharge its supervisory functions adequately and effectively across the entire regulated population.
Book Synopsis Offering Securities in New Zealand and Australia Under Mutual Recognition by : New Zealand. Securities Commission
Download or read book Offering Securities in New Zealand and Australia Under Mutual Recognition written by New Zealand. Securities Commission and published by . This book was released on 2008 with total page 17 pages. Available in PDF, EPUB and Kindle. Book excerpt: "This is a guide for New Zealand and Australian issuers offering securities or interests in managed or collective investing schemes in both countries. It explains what issuers have to do under the trans-Tasman mutual recognition scheme for offers of securities. "--P. [i].
Book Synopsis Securities and Financial Services Law by : Robert Baxt
Download or read book Securities and Financial Services Law written by Robert Baxt and published by . This book was released on 2016-12-05 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Now in its ninth edition, Securities and Financial Services Law is the leading legal analysis of securities and financial services law and regulation in Australia. The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act, the Australian Securities Exchange (ASX) Listing and ASIC Market Integrity Rules, ASIC policy, the market competition and Future of Financial Advice reforms, as well as reference to relevant case law.An introductory chapter presents an overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focusing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation.Written by leading experts in the field, this book is a valuable resource for law and business students, legal practitioners, securities industry professionals, bankers and accountants. Features* High level work on advanced corporations law area* Written by leading experts in the field* Comprehensive treatment of financial services regulation in a dynamic market Related Titles Australian Corporations Legislation 2016Austin & Ramsay, Ford, Austin & Ramsay's Principles of Corporations Law, 2014, 16th editionFarrar & Hanrahan, Corporate Governance, 2016
Book Synopsis Offering Securities in New Zealand and Australia Under Mutual Recognition by : New Zealand. Securities Commission
Download or read book Offering Securities in New Zealand and Australia Under Mutual Recognition written by New Zealand. Securities Commission and published by . This book was released on 2011 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Regulation in New Zealand by : Gordon R. Walker
Download or read book Securities Regulation in New Zealand written by Gordon R. Walker and published by . This book was released on 2006 with total page 352 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :Australia. Parliament. Senate. Select Committee on Securities and Exchange Publisher : ISBN 13 : Total Pages :0 pages Book Rating :4.:/5 (81 download)
Book Synopsis Australian Securities Markets and Their Regulation by : Australia. Parliament. Senate. Select Committee on Securities and Exchange
Download or read book Australian Securities Markets and Their Regulation written by Australia. Parliament. Senate. Select Committee on Securities and Exchange and published by . This book was released on 1975 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Law of Insider Trading in Australia by : Gregory Lyon
Download or read book The Law of Insider Trading in Australia written by Gregory Lyon and published by Federation Press. This book was released on 2005 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides a detailed and practical analysis of Australian Insider Trading Laws. Written jointly by Gregory Lyon of the Melbourne Bar and Professor du Plessis of Deakin University, the work: Examines all fundamental concepts relating to insider trading such as 'who is an insider', 'what is inside information' and 'when is information generally available', together with commentaries on proposed changes to the laws and an examination of the impact of the most recent decisions, including Hannes, and Rivkin; Provides a very detailed examination of the defences and exceptions, with particular attention to the operation of Chinese Walls; Analyses fully and systematically the provisions on insider trading in the Corporations Act and the Criminal Code (Cth) within the context of decided cases and relevant secondary materials; Covers comprehensively the penalties and remedies for contravention of the insider trading regime. This includes the intricate civil compensation provisions, and an up-to-date analysis of the civil penalties regime in light of ASIC v Petsas; Discusses the operation and effectiveness of continuous disclosure as a means of preventing insider trading.
Book Synopsis Securities Regulation in New Zealand by : Murray Stewart King
Download or read book Securities Regulation in New Zealand written by Murray Stewart King and published by . This book was released on 1991 with total page 154 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :Australia. Parliament. Senate. Select Committee on Securities and Exchange Publisher : ISBN 13 : Total Pages : pages Book Rating :4.:/5 (81 download)
Book Synopsis Australian Securities Markets and Their Regulation: v. 1. Report by : Australia. Parliament. Senate. Select Committee on Securities and Exchange
Download or read book Australian Securities Markets and Their Regulation: v. 1. Report written by Australia. Parliament. Senate. Select Committee on Securities and Exchange and published by . This book was released on 1975 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Research in Accounting Regulation by : Gary Previts
Download or read book Research in Accounting Regulation written by Gary Previts and published by Elsevier. This book was released on 2007-01-24 with total page 336 pages. Available in PDF, EPUB and Kindle. Book excerpt: The scope of service provided by professional accountants is influenced by legislation and case law as well as the dictates of a variety of government and private sector agencies; including State Boards of Accountancy, Academic Accreditation Bodies, the United States Securities and Exchange Commission, the Public Accounting Oversight Board, independent standard setting bodies such as the Federal Accounting Standards Advisory Board [US], the Financial Accounting Standards Board [US] and the International Accounting Standards Board. These entities and self-regulatory organizations such as U.S. State Societies of CPAs and the American Institute of Certified Public Accountants and equivalent and emerging national bodies that exist in most developed and developing countries, are among the emerging entities which attempt to coordinate the activities of professional accountants among sovereign nations. It is important for academics, students, practitioners, regulators and researchers to consider and study the role and relationship of such bodies with the practice and content of our discipline. Main feature examines developments in accounting regulation Papers provide an international perspective on accounting and finance issues Volume 19 contains main papers, research reports, a feature, capsule commentary, perspectives, and book reviews
Book Synopsis APAIS 1999: Australian public affairs information service by :
Download or read book APAIS 1999: Australian public affairs information service written by and published by National Library Australia. This book was released on with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt:
