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Author : Franklin E. Gill
Publisher :
ISBN 13 : 9780897076357
Total Pages : 554 pages
Book Rating : 4.0/5 (763 download)
Download or read book Securities Law Administration, Litigation, and Enforcement written by Franklin E. Gill and published by . This book was released on 1991 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Pierre-Henri Conac
Publisher : Cambridge University Press
ISBN 13 : 1108577423
Total Pages : 1363 pages
Book Rating : 4.1/5 (85 download)
Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2019-01-03 with total page 1363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
Download or read book Selected Articles on Federal Securities Law: Securities law administration, litigation, and enforcement written by and published by . This book was released on 1991 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Robin Hui Huang
Publisher : Cambridge University Press
ISBN 13 : 1107164990
Total Pages : 553 pages
Book Rating : 4.1/5 (71 download)
Download or read book Enforcement of Corporate and Securities Law written by Robin Hui Huang and published by Cambridge University Press. This book was released on 2017-09-28 with total page 553 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book assembles the world's most authoritative specialists for a comparative analysis of the enforcement of corporate and securities laws in thirteen national jurisdictions. It examines the enforcement of corporate and securities laws across the globe and across different legal and political systems from an in-depth comparative perspective.
Author : Donna M. Nagy
Publisher : West Academic Publishing
ISBN 13 :
Total Pages : 1080 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Litigation and Enforcement written by Donna M. Nagy and published by West Academic Publishing. This book was released on 2008 with total page 1080 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Author :
Publisher :
ISBN 13 :
Total Pages : 532 pages
Book Rating : 4.:/5 (76 download)
Download or read book Securities Law Administration, Litigation, and Enforcement written by and published by . This book was released on 1991 with total page 532 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Donna M. Nagy
Publisher :
ISBN 13 : 9781683281658
Total Pages : 0 pages
Book Rating : 4.2/5 (816 download)
Download or read book Securities Litigation and Enforcement written by Donna M. Nagy and published by . This book was released on 2017 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Hardbound - New, hardbound print book.
Author : Wenming Xu
Publisher : Springer Nature
ISBN 13 : 9811909040
Total Pages : 157 pages
Book Rating : 4.8/5 (119 download)
Download or read book The Enforcement of Securities Law in China written by Wenming Xu and published by Springer Nature. This book was released on 2022-03-14 with total page 157 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book takes a law and economic approach to examine the securities law enforcement in China and provides an in-depth empirical analysis on the enforcement inputs and outputs. In contrast to previous studies, it systematically collects a large sample of judicated securities fraud cases and public sanctions as disclosed by the listed companies. The enforcement regime is further divided into the private enforcement exemplified by the civil litigation imitated by harmed investors and public enforcement by sanctions proceedings initiated by public agencies. Academic researchers, policy makers and practitioners, who are interested in the securities market and regulation could find the information provided in this book interesting.
Author : MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.)
Publisher : West Academic Publishing
ISBN 13 : 9781647082734
Total Pages : 551 pages
Book Rating : 4.0/5 (827 download)
Download or read book Securities Litigation and Enforcement in a Nutshell written by MARGARET V.. NAGY SACHS (DONNA M. RUSSELLO, GERALD J.) and published by West Academic Publishing. This book was released on 2020-11-16 with total page 551 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.
Author : Aspatore Books
Publisher :
ISBN 13 :
Total Pages : 206 pages
Book Rating : 4.F/5 ( download)
Download or read book The Art and Science of Securities Law written by Aspatore Books and published by . This book was released on 2005 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Art and Science of Securities Law is an authoritative, insider's perspective on the issues surrounding securities law. The reader will become familiar with topics such as significant securities laws and regulations, the importance of disclosure documents, and the future of securities law, on a global scale. Featuring department heads, group chairs, and leading partners, all representing some of the nation's top firms, this book provides a broad, yet comprehensive overview of the practice of securities law, discussing the current shape and future state of the practice area from the founding doctrines, to the pivotal cases of today. From the steps involved in effectively counseling clients in this highly regulated environment to crucial tactics around advising clients on all aspects of compliance, these authors articulate the finer points around securities now, and what will hold true into the future. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today as experts offer up their thoughts around the keys to success within this fascinating practice area. About Inside the Minds:Inside the Minds provides readers with proven business intelligence from C-Level executives (Chairman, CEO, CFO, CMO, Partner) from the world's most respected companies nationwide, rather than third-party accounts from unknown authors and analysts. Each chapter is comparable to an essay/thought leadership piece and is a future-oriented look at where an industry, profession or topic is headed and the most important issues for the future. Through an exhaustive selection process, each author was hand-picked by the Inside the Minds editorial board to author a chapter for this book.This book is by:Stewart D. Aaron, Arnold & Porter LLPThe Importance of Disclosure in Securities CasesMelodie Rose, Fredrikson & ByronAdding Value for ClientsRichard J. Morvillo, Crowell & Moring LLPCounseling Clients in a Highly-Regulated EnvironmentJerry Burgdoerfer, Jenner & BlockGoing Beyond Legal Requirements to Understand a Companys BusinessDavid W. Braswell, Armstrong Teasdale LLPAdvising Clients on All Aspects of ComplianceBruce G. Leto, Stradley, Ronon Stevens & Young, LLPUnderstanding Significant Laws and RegulationsMatthew S. Heiter, Baker, Donelson, Bearman, Caldwell & Berkowitz, PCOutlining Securities Law
Author : David M. Brodsky
Publisher :
ISBN 13 : 9781574000320
Total Pages : 516 pages
Book Rating : 4.0/5 (3 download)
Download or read book Federal Securities Litigation written by David M. Brodsky and published by . This book was released on 1997 with total page 516 pages. Available in PDF, EPUB and Kindle. Book excerpt: Disk contains forms from the printed text in WordPerfect 5.1 format.
Author : Arthur F. Mathews
Publisher :
ISBN 13 :
Total Pages : 268 pages
Book Rating : 4.F/5 ( download)
Download or read book Enforcement and Litigation Under the Federal Securities Laws written by Arthur F. Mathews and published by . This book was released on 1972 with total page 268 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : Joseph Groia
Publisher :
ISBN 13 : 9780779800032
Total Pages : 511 pages
Book Rating : 4.8/5 ( download)
Download or read book Securities Litigation and Enforcement written by Joseph Groia and published by . This book was released on 2007 with total page 511 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Roy Shapira
Publisher : Cambridge University Press
ISBN 13 : 1316946916
Total Pages : 271 pages
Book Rating : 4.3/5 (169 download)
Download or read book Law and Reputation written by Roy Shapira and published by Cambridge University Press. This book was released on 2020-09-17 with total page 271 pages. Available in PDF, EPUB and Kindle. Book excerpt: The legal system affects behavior not just directly, by imposing sanctions, but also indirectly, by producing information on how people behave. For example, internal company documents exposed during litigation will help third parties assess whether they trust a company and want to keep doing business with it. The law therefore affects behavior by shaping reputations. Drawing on economics, communications, and a nascent multidisciplinary literature on reputation, Roy Shapira highlights how reputation works, and how information from the courtroom affects the court of public opinion, with a particular emphasis on the role of the media. By fleshing out interactions between law and reputation, Shapira corrects common misperceptions about the ability of market forces to discipline corporate behavior and adds to timely, ongoing debates such as the desirability of heightened pleading standards or mandatory arbitration clauses. Law and Reputation should interest any scholar who invokes notions of market discipline in their work.
Author : David M. Stuart
Publisher :
ISBN 13 : 9781402424717
Total Pages : 0 pages
Book Rating : 4.4/5 (247 download)
Download or read book SEC Compliance and Enforcement Answer Book 2015 written by David M. Stuart and published by . This book was released on 2015-08-07 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: SEC Compliance and Enforcement Answer Book 2015 answers hundreds of real-world questions related to the nuances of unique SEC Enforcement procedure, and provides sophisticated insight on the complex and extensive body of federal securities laws. Edited by David M. Stuart (Cravath, Swaine and Moore LLP), this expert Q&A guide compiles the perspectives of leading practitioners from around the country who have previously served in the SEC Enforcement Division, many of whom were in some of the most senior positions in the Division. Leveraging the authors' experience and expertise, SEC Compliance and Enforcement Answer Book 2015 provides nuts and bolts guidance on: - Conducting an effective internal investigation - while the SEC is simultaneously investigating - Responding to SEC requests and subpoenas for documents, interviews, and testimony - Cooperating effectively with SEC staff - The Wells process, negotiating resolutions, and litigating with the SEC - The complexities that arise when criminal and international law enforcement authorities becomes involved in an SEC investigation Additionally, SEC Compliance and Enforcement Answer Book 2015 answers questions on insider trading, accounting and securities fraud, market manipulation and foreign corruption. The Q&A guide also tackles special issues related to investigations of attorneys, accountants, and those identified by whistleblowers.
Author : Daniel P. Kessler
Publisher : University of Chicago Press
ISBN 13 : 0226432181
Total Pages : 344 pages
Book Rating : 4.2/5 (264 download)
Download or read book Regulation Versus Litigation written by Daniel P. Kessler and published by University of Chicago Press. This book was released on 2011-02 with total page 344 pages. Available in PDF, EPUB and Kindle. Book excerpt: The efficacy of various political institutions is the subject of intense debate between proponents of broad legislative standards enforced through litigation and those who prefer regulation by administrative agencies. This book explores the trade-offs between litigation and regulation, the circumstances in which one approach may outperform the other, and the principles that affect the choice between addressing particular economic activities with one system or the other. Combining theoretical analysis with empirical investigation in a range of industries, including public health, financial markets, medical care, and workplace safety, Regulation versus Litigation sheds light on the costs and benefits of two important instruments of economic policy.
