Securities Fraud Deterrence and Investor Restitution Act of 2004

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ISBN 13 :
Total Pages : 56 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis Securities Fraud Deterrence and Investor Restitution Act of 2004 by : United States. Congress. House. Committee on Financial Services

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H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003

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ISBN 13 :
Total Pages : 100 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis H.R. 2179, the Securities Fraud Deterrence and Investor Restitution Act of 2003 by : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises

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Enhancing Investor Protection and the Regulation of Securities Markets, Part II

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ISBN 13 :
Total Pages : 292 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis Enhancing Investor Protection and the Regulation of Securities Markets, Part II by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Download or read book Enhancing Investor Protection and the Regulation of Securities Markets, Part II written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2009 with total page 292 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Enhancing Investor Protection and the Regulation of Securities Markets-Part II, S. Hrg. 111-144, March 26, 2009, 111-1 Hearing, *

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ISBN 13 :
Total Pages : 288 pages
Book Rating : 4.3/5 (91 download)

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The Role of State Securities Regulators in Protecting Investors

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ISBN 13 :
Total Pages : 64 pages
Book Rating : 4.0/5 ( download)

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Book Synopsis The Role of State Securities Regulators in Protecting Investors by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Download or read book The Role of State Securities Regulators in Protecting Investors written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2005 with total page 64 pages. Available in PDF, EPUB and Kindle. Book excerpt:

108-1 Hearing: H.R. 2179--The Securities Fraud Deterrence and Investor Restitution Act of 2003, Serial No. 108-34, June 5, 2003, *

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ISBN 13 :
Total Pages : 96 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis 108-1 Hearing: H.R. 2179--The Securities Fraud Deterrence and Investor Restitution Act of 2003, Serial No. 108-34, June 5, 2003, * by :

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Passing the Buck

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ISBN 13 :
Total Pages : 364 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Passing the Buck by : United States. Congress. Senate. Committee on Homeland Security and Governmental Affairs. Subcommittee on Oversight of Government Management, the Federal Workforce, and the District of Columbia

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Report on the Activity of the Committee on Financial Services for the 108th Congress

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ISBN 13 :
Total Pages : 196 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis Report on the Activity of the Committee on Financial Services for the 108th Congress by : United States. Congress. House. Committee on Financial Services

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United States Congressional Serial Set, Serial No. 14929, House Reports Nos. 793-803

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Publisher : Government Printing Office
ISBN 13 :
Total Pages : 1378 pages
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Report on the Activity of the Committee on Financial Services for the ... Congress

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ISBN 13 :
Total Pages : 196 pages
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Journal and History of Legislation

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ISBN 13 :
Total Pages : 276 pages
Book Rating : 4.:/5 (319 download)

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Book Synopsis Journal and History of Legislation by : United States. Congress. House. Committee on Financial Services

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Securities Fraud Deterrence and Investor Restitution Act of 2004

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ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (554 download)

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Book Synopsis Securities Fraud Deterrence and Investor Restitution Act of 2004 by : United States. Congress. House. Committee on Financial Services

Download or read book Securities Fraud Deterrence and Investor Restitution Act of 2004 written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2004 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Securities Enforcement Manual

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Publisher : American Bar Association
ISBN 13 : 9781590317297
Total Pages : 774 pages
Book Rating : 4.3/5 (172 download)

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Book Synopsis The Securities Enforcement Manual by : Nicole A. Baker

Download or read book The Securities Enforcement Manual written by Nicole A. Baker and published by American Bar Association. This book was released on 2007 with total page 774 pages. Available in PDF, EPUB and Kindle. Book excerpt: This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.

Securities Fraud Liability of Secondary Actors

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Publisher : DIANE Publishing
ISBN 13 : 1437989357
Total Pages : 47 pages
Book Rating : 4.4/5 (379 download)

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Book Synopsis Securities Fraud Liability of Secondary Actors by : Susan D. Sawtelle

Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Legislative Calendar

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ISBN 13 :
Total Pages : 864 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis Legislative Calendar by : United States. Congress. House. Committee on the Judiciary

Download or read book Legislative Calendar written by United States. Congress. House. Committee on the Judiciary and published by . This book was released on 2003 with total page 864 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry

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ISBN 13 :
Total Pages : 1132 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs

Download or read book Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2004 with total page 1132 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Practitioner's Guide to the Sarbanes-Oxley Act

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Publisher : American Bar Association
ISBN 13 :
Total Pages : 446 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The Practitioner's Guide to the Sarbanes-Oxley Act by : John J. Huber

Download or read book The Practitioner's Guide to the Sarbanes-Oxley Act written by John J. Huber and published by American Bar Association. This book was released on 2004 with total page 446 pages. Available in PDF, EPUB and Kindle. Book excerpt: