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Author : Howard M. Friedman
Publisher : Lexington Books
ISBN 13 :
Total Pages : 264 pages
Book Rating : 4.3/5 (91 download)
Download or read book Securities and Commodities Enforcement written by Howard M. Friedman and published by Lexington Books. This book was released on 1981 with total page 264 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Nicole A. Baker
Publisher : American Bar Association
ISBN 13 : 9781590317297
Total Pages : 774 pages
Book Rating : 4.3/5 (172 download)
Download or read book The Securities Enforcement Manual written by Nicole A. Baker and published by American Bar Association. This book was released on 2007 with total page 774 pages. Available in PDF, EPUB and Kindle. Book excerpt: This new Second Edition completely updates the first edition published in 1997. Included is comprehensive coverage to proven approaches and techniques for dealing with an enforcement threat from the SEC, self regulatory organizations, or state securities regulators. It takes you step-by-step through enforcement investigations and proceedings, providing you with strategies to influence the outcome of an investigation and prevent or minimize the adverse effects of enforcement actions.
Author : Jerry Markham
Publisher : Routledge
ISBN 13 : 1317466373
Total Pages : 456 pages
Book Rating : 4.3/5 (174 download)
Download or read book Law Enforcement and the History of Financial Market Manipulation written by Jerry Markham and published by Routledge. This book was released on 2015-01-28 with total page 456 pages. Available in PDF, EPUB and Kindle. Book excerpt: First Published in 2014. This book maps the issues and traces the U.S. government's efforts to properly regulate, monitor, and prevent financial speculation and price manipulation in various markets. It begins with the period from the late nineteenth century to the first congressional efforts at regulation in the 1930s and continues on to the present, with a full chapter on the legal and financial aspects of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also discusses the difficulty of initiating successful prosecutions of financial fraud and price manipulation and proposes a new approach to preventing manipulative practices.
Author : Pierre-Henri Conac
Publisher : Cambridge University Press
ISBN 13 : 1108577423
Total Pages : 1363 pages
Book Rating : 4.1/5 (85 download)
Download or read book Global Securities Litigation and Enforcement written by Pierre-Henri Conac and published by Cambridge University Press. This book was released on 2019-01-03 with total page 1363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global Securities Litigation and Enforcement provides a clear and exhaustive description of the national regime for the enforcement of securities legislation in cases of misrepresentation on financial markets. It covers 29 jurisdictions worldwide, some of them are important although their law is not well known. It will be an invaluable resource for academics and students of securities litigation, as well as for lawyers, policy-makers and regulators. The book also provides a comprehensive contribution debate on whether public or private enforcement is preferable in terms of development of securities markets. It will appeal to those interested in the legal origins theory and in comparative securities law, and shows that the classification of jurisdictions within legal families does not explain the differences in legal regimes. While US securities law often serves as a model for international convergence, some of its elements, such as securities class actions, have not been adopted worldwide.
Author : Zachary S. Brez
Publisher :
ISBN 13 : 9781617469619
Total Pages : pages
Book Rating : 4.4/5 (696 download)
Download or read book Commodities and Futures Enforcement written by Zachary S. Brez and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 206 pages
Book Rating : 4.F/5 ( download)
Download or read book The Review of Securities & Commodities Regulation written by and published by . This book was released on 2007 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Kenneth B. Winer
Publisher : Lexis Nexis
ISBN 13 : 9780820553436
Total Pages : pages
Book Rating : 4.5/5 (534 download)
Download or read book Securities Enforcement written by Kenneth B. Winer and published by Lexis Nexis. This book was released on 2004-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marc I. Steinberg
Publisher :
ISBN 13 :
Total Pages : 808 pages
Book Rating : 4.:/5 (45 download)
Download or read book Securities Practice written by Marc I. Steinberg and published by . This book was released on 1985 with total page 808 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Kenneth B. Winer
Publisher :
ISBN 13 : 9781579114473
Total Pages : pages
Book Rating : 4.1/5 (144 download)
Download or read book Securities Enforcement written by Kenneth B. Winer and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 676 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Enforcement Institute written by and published by . This book was released on 1997 with total page 676 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : John C. Coffee
Publisher : Foundation Press
ISBN 13 : 9781609301163
Total Pages : 0 pages
Book Rating : 4.3/5 (11 download)
Download or read book Securities Regulation written by John C. Coffee and published by Foundation Press. This book was released on 2012 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This casebook provides the tools for the in-depth study of the law of securities regulation. This edition has been revised to recognize and address the issues underlying the current financial crisis, including the problems associated with asset-backed securitizations, the credit rating agencies, and the collapse of the investment banks. Topics covered include the Dodd-Frank Act, the competitiveness of the U.S. capital markets, and the effect of globalization on the world's security markets. It includes recent Supreme Court cases, a completely revised chapter on international securities enforcement, and updated coverage of SEC enforcement actions, as well as state securities law, international issues, and the regulation of investment companies.
Author : Alan R. Bromberg
Publisher :
ISBN 13 :
Total Pages : 642 pages
Book Rating : 4.:/5 (319 download)
Download or read book Securities Fraud & Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 1993 with total page 642 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 280 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities, Commodities, & Banking written by and published by . This book was released on 1998 with total page 280 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Roger M. Adelman
Publisher : Section of Administrative Law and Regulatory an Bar Associat
ISBN 13 :
Total Pages : 554 pages
Book Rating : 4.F/5 ( download)
Download or read book The Securities Enforcement Manual written by Roger M. Adelman and published by Section of Administrative Law and Regulatory an Bar Associat. This book was released on 1997 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Ralph C. Ferrara
Publisher : MICHIE
ISBN 13 :
Total Pages : 286 pages
Book Rating : 4.F/5 ( download)
Download or read book Redeeming Fallen Brokers written by Ralph C. Ferrara and published by MICHIE. This book was released on 1988 with total page 286 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work summarizes relevant portions of the major securities statutes, state blue sky laws, and the rules of each of the major securities and commodities organizations. Discussed are types of adverse legal consequences that may be imposed upon a securities firm as a result of an administrative, civil, or criminal proceeding against it.
Author : Alan R. Bromberg
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (539 download)
Download or read book Bromberg and Lowenfels on Securities Fraud & Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Alan R. Bromberg
Publisher :
ISBN 13 :
Total Pages : 1374 pages
Book Rating : 4.F/5 ( download)
Download or read book Bromberg and Lowenfels on Securities Fraud & Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 2008 with total page 1374 pages. Available in PDF, EPUB and Kindle. Book excerpt:
