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Regulation Of Investment Companies
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Book Synopsis Taxation of Regulated Investment Companies and Their Shareholders by : Susan A. Johnston
Download or read book Taxation of Regulated Investment Companies and Their Shareholders written by Susan A. Johnston and published by Warren Gorham & Lamont. This book was released on 1999-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Regulation of Money Managers by : Tamar Frankel
Download or read book Regulation of Money Managers written by Tamar Frankel and published by Wolters Kluwer. This book was released on 2015-09-16 with total page 4826 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.
Author :United States. Securities and Exchange Commission. Division of Investment Management Publisher : ISBN 13 : Total Pages :586 pages Book Rating :4.F/5 ( download)
Book Synopsis Protecting Investors by : United States. Securities and Exchange Commission. Division of Investment Management
Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by . This book was released on 1992 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Securities and Exchange Commission. Division of Investment Management Publisher :Securities and Exchange Commission ISBN 13 : Total Pages :580 pages Book Rating :4.3/5 (91 download)
Book Synopsis Protecting Investors by : United States. Securities and Exchange Commission. Division of Investment Management
Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by Securities and Exchange Commission. This book was released on 1992 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Regulation of Investment Companies by : Thomas P. Lemke
Download or read book Regulation of Investment Companies written by Thomas P. Lemke and published by . This book was released on 1997-03-06 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).
Book Synopsis Investment Company Act of 1940, as Amended August 10, 1954, Public No. 768, 76th Congress, H.R. 10065 by : United States
Download or read book Investment Company Act of 1940, as Amended August 10, 1954, Public No. 768, 76th Congress, H.R. 10065 written by United States and published by . This book was released on 1959 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis An Act to Provide for the Registration and Regulation of Investment Companies and Investment Advisers by : United States
Download or read book An Act to Provide for the Registration and Regulation of Investment Companies and Investment Advisers written by United States and published by . This book was released on 1940 with total page 88 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940 by : United States. Securities and Exchange Commission
Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1941 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Regulation of Investment Companies by : Thomas P. Lemke
Download or read book Regulation of Investment Companies written by Thomas P. Lemke and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Investment Management Regulation by : Joseph A. Franco
Download or read book Investment Management Regulation written by Joseph A. Franco and published by . This book was released on 2019-03-13 with total page 684 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 by : United States. Securities and Exchange Commission
Download or read book General Rules and Regulations Under the Investment Company Act of 1940, as in Effect November 1, 1968 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Research Handbook on the Regulation of Mutual Funds by : William A. Birdthistle
Download or read book Research Handbook on the Regulation of Mutual Funds written by William A. Birdthistle and published by Edward Elgar Publishing. This book was released on 2018-10-26 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials, and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences. The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds.This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds.
Book Synopsis Development and Regulation of American Management Investment Companies by : Jasper Ivy Maloy
Download or read book Development and Regulation of American Management Investment Companies written by Jasper Ivy Maloy and published by . This book was released on 1950 with total page 466 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Investment Management Law and Regulation by : Harvey E. Bines
Download or read book Investment Management Law and Regulation written by Harvey E. Bines and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 968 pages. Available in PDF, EPUB and Kindle. Book excerpt: In its First Edition, this classic treatise called attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the marketplace. Grounded in the idea that prudent investing is to be defined by professional practices accepted as appropriate at the time of investment by the management, thereby permitting such practices to adapt to changing conditions and insights, the field of investment management law and regulation has at its center the goal of a common standard of care for investment.Now in its Second Edition, this definitive guide to investment management law and regulation helps you to profitably adapt to today's new and changing conditions and anticipate tomorrow's regulatory response.Here are just a few of the reasons why Investment Management Law and Regulation will be so valuable to you:Explains and analyzes all the ins and outs of the law, clarifies the complexities, answers your questions, points out pitfalls and helps you avoid themCovers the entire field in one volume, saves you valuable time and effort in finding information and searching through stacks of referencesEnsures compliance with all relevant regulations, makes sure nothing is overlooked, protects you against costly mistakesUpdates you on the latest important changes, tells you what is happening now and what is likely to happen in the future Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. It's the only resource of its kind that:Identifies and explains the financial theories that control the development of investment management law across management activitiesGives critical judicial, legislative, and regulatory history that makes recent law and regulation more comprehensibleCovers all areas of regulation governing the activities of investment managers, including marketing, suitability, advisory contacts, fees, exculpation and indemnification, performance, fiduciary obligations, conflicts of interest, best executionProvides the practical tools that help predict more effectively how regulators will respond to new marketplace developments and productsIntegrates investment management law and regulation for all institutional investment managersAnd more Whether you are a manager, broker, banker, or legal counsel, a seasoned professional or just starting out, this treatise will quickly become your most trusted guide through the intricacies of this complex, critical, and closely scrutinized area
Book Synopsis Investment Company Act Release by : United States. Securities and Exchange Commission
Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Regulation of Money Managers by : Tamar Frankel
Download or read book The Regulation of Money Managers written by Tamar Frankel and published by . This book was released on 1978 with total page 776 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10, 1972 by : United States. Securities and Exchange Commission
Download or read book General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10, 1972 written by United States. Securities and Exchange Commission and published by . This book was released on 1972 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:
