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Author : Jared L. Kopel
Publisher :
ISBN 13 :
Total Pages : 104 pages
Book Rating : 4.F/5 ( download)
Download or read book Life Under Regulation FD written by Jared L. Kopel and published by . This book was released on 2001 with total page 104 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Michael J. Crawley
Publisher :
ISBN 13 :
Total Pages : 64 pages
Book Rating : 4.:/5 (13 download)
Download or read book Externalities of Disclosure Regulation written by Michael J. Crawley and published by . This book was released on 2014 with total page 64 pages. Available in PDF, EPUB and Kindle. Book excerpt: We use Regulation Fair Disclosure (REG FD) to examine a relatively neglected but important effect of disclosure regulation: externalities. REG FD applies to all publicly traded U.S. firms, but foreign firms cross-listed on U.S. stock exchanges are explicitly exempt. Despite the exemption, we find that many cross-listed firms voluntarily adopt REG FD as part of their disclosure policies. We hypothesize that REG FD imposes two externalities on cross-listed firms. First, following REG FD, previously disadvantaged U.S. investors have a lower demand for shares of cross-listed firms that continue to follow a selective disclosure policy. Second, REG FD creates an information spillover effect on cross-listed firms whose receipt of information is positively correlated with that of U.S. firms. We find evidence of both effects in cross-listed firms' voluntary REG FD adoption decisions. Relative to non-adopters, cross-listed firms who voluntarily adopt REG FD exhibit a significant reduction in the information asymmetry component of cost of capital and are also more likely to switch to open disclosure post REG FD. These results suggest that cross-listed firms' voluntary REG FD adoption represents a credible commitment to increased disclosure transparency.
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises
Publisher :
ISBN 13 :
Total Pages : 166 pages
Book Rating : 4.0/5 ( download)
Download or read book Fair Disclosure Or Flawed Disclosure written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and published by . This book was released on 2001 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : James Hamilton
Publisher :
ISBN 13 :
Total Pages : 108 pages
Book Rating : 4.F/5 ( download)
Download or read book Fair Disclosure and Insider Trading Reforms written by James Hamilton and published by . This book was released on 2000 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jill E. Fisch
Publisher :
ISBN 13 :
Total Pages : 26 pages
Book Rating : 4.:/5 (13 download)
Download or read book Regulation FD written by Jill E. Fisch and published by . This book was released on 2015 with total page 26 pages. Available in PDF, EPUB and Kindle. Book excerpt: This chapter traces the development of the SEC's use of Regulation Fair Disclosure (FD) to address information asymmetry in the securities markets. The chapter describes the SEC's developing enforcement policy and notes, in particular, the SEC's efforts, through its selection and settlement of Regulation FD cases, to provide guidance to corporations and corporate officials about areas of key concern. The chapter concludes by highlighting current areas of particular importance, including disclosure of information through private meetings and the implications of technological innovations such as the internet and social media. The chapter is forthcoming in Research Handbook on Insider Trading (Stephen Bainbridge, editor).
Author : James Robert Brown
Publisher : Wolters Kluwer
ISBN 13 : 0735501564
Total Pages : 1709 pages
Book Rating : 4.7/5 (355 download)
Download or read book The Regulation of Corporate Disclosure written by James Robert Brown and published by Wolters Kluwer. This book was released on 1999-01-01 with total page 1709 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Corporate Disclosure, Third Edition is a complete and up-to-date handbook on the issue of corporate disclosure, covering the impact of the federal securities laws on both informal communications and the process of communicating with shareholders. The Third Edition expands topics previously covered, addressing the legal issues and practical concerns surrounding implementation of the Private Securities Litigation Reform Act of 1995, the Sarbanes-Oxley Act of 2002, and the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The book also has an in-depth treatment of managementand’s discussion and analysis (MDand&A), something that, although appearing in required SEC filings, involves many of the same difficult and complex issues raised by the informal disclosure process. Also addressed are: SEC reforms of the periodic reporting process; issues pertaining to stock research analysts and conflicts of interest; and various relevant corporate governance requirements and their disclosure implications. Critical areas analyzed include ;Disclosure requirements and anti-fraud provisions The duty to disclose Dissemination Issues involving materiality Disclosure of bad news Negotiations Dealing with analysts And much more!
Author : Steven Mark Levy
Publisher : Wolters Kluwer
ISBN 13 : 1454805439
Total Pages : 1686 pages
Book Rating : 4.4/5 (548 download)
Download or read book Regulation of Securities written by Steven Mark Levy and published by Wolters Kluwer. This book was released on 2011-01-01 with total page 1686 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of Securities: SEC Answer Book, Fourth Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. Using a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains approximately 1,400 pages organized in 23 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, youand’ll be able to quickly find concise answers to essential questions about the Dodd-Frank Act, Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, managementand’s discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholdersand’ rights, SEC investigations, criminal enforcement, securities class actions, and much more!
Author : William G. Cummings
Publisher :
ISBN 13 :
Total Pages : 412 pages
Book Rating : 4.:/5 (71 download)
Download or read book Market Reaction to the Securities and Exchange Commission's Adoption of Regulation FD (Fair Disclosure) written by William G. Cummings and published by . This book was released on 2006 with total page 412 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Steven Mark Levy
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 840 pages
Book Rating : 4.F/5 ( download)
Download or read book Regulation of Securities written by Steven Mark Levy and published by Aspen Publishers. This book was released on 2001 with total page 840 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Securities: SEC Compliance and Practice, 2003 Edition is a comprehensive guide to understanding and complying with the day-to-day requirements of the federal securities laws. Using a question and answer format similar to that which the SEC has embraced, this guide provides public corporations, lawyers, and accountants, As well as company officers, directors, and large shareholders with straightforward answers To The most frequently asked questions on securities regulation, and convenient access To The relevant rules, procedures, caselaw, and forms. The 2003 Edition significantly expands and updates the previous Edition and includes chapters on: Introduction to securities regulation, including the modernized EDGAR system Periodic reporting under sections 13(a) and 15 (d) Reporting of beneficial ownership under sections 13(d) and 13(g) Insider reporting under section 16(a) Short-swing trading and exemptions under section 16(b) Tender offer disclosure requirements Proxy solicitations under section 14(a) Securities fraud under Rule 10b-5 Use of electronic media Selling restricted and control securities under Rule 144 Private resales to institutional investors under Rule 144A Going private transactions under Rule 13e-3 and a special supplement on Sarbanes-Oxley and related developments!
Author : James Hamilton
Publisher : Cch Incorporated
ISBN 13 : 9780808006688
Total Pages : 132 pages
Book Rating : 4.0/5 (66 download)
Download or read book Guide to Regulation FD and Insider Trading Reforms written by James Hamilton and published by Cch Incorporated. This book was released on 2005-03-01 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt: Guide to Regulation FD and Insider Trading Reforms offers detailed discussion of the regulatory provisions, drawing from the adopting release, SEC staff interpretations, and public remarks by SEC Commissioners and other key officials. The Guide also examines best practices for Regulation FD compliance adopted by companies and their counsel. Also discusses the NIRI Standards of Practice for Investor Relations, which address the new demands of Regulation FD on companies and their investor relations officers. Includes full text of the rules, the SEC's adopting release, and recently-issued staff guidance from the Division of Corporation Finance Manual of Publicly Available Telephone Interpretations.
Author : John J. Huber
Publisher :
ISBN 13 :
Total Pages : 440 pages
Book Rating : 4.:/5 (464 download)
Download or read book SEC Regulation FD written by John J. Huber and published by . This book was released on 2000 with total page 440 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Marc I. Steinberg
Publisher : Law Journal Press
ISBN 13 : 9781588520210
Total Pages : 1220 pages
Book Rating : 4.5/5 (22 download)
Download or read book Securities Regulation written by Marc I. Steinberg and published by Law Journal Press. This book was released on 1984 with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Author : Daniel V. Dooley
Publisher :
ISBN 13 :
Total Pages : 16 pages
Book Rating : 4.:/5 (66 download)
Download or read book SEC Regulation FD written by Daniel V. Dooley and published by . This book was released on 2000* with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Warren Bailey
Publisher :
ISBN 13 :
Total Pages : 30 pages
Book Rating : 4.:/5 (129 download)
Download or read book Regulation Fd and Market Behavior Around Earnings Announcements written by Warren Bailey and published by . This book was released on 2014 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: We assess the impact of Regulation Fair Disclosure (Reg FD) by examining market and analyst forecast behavior around earnings releases. After the implementation of Reg FD, stocks experience declines in event period return volatility, increases in event period trading volume due to differential informed judgment or difference in opinions, and increases in pre announcement forecast dispersion. Additional tests suggest increases in disagreement and differences of opinion among analysts after implementation of Reg FD. Thus, Reg FD is significant, though not necessarily beneficial. In particular, the regulation appears to impair the ability of the market to reach consensus.
Author : Geoffrey A. Brewer
Publisher :
ISBN 13 :
Total Pages : 28 pages
Book Rating : 4.:/5 (537 download)
Download or read book Regulation FD written by Geoffrey A. Brewer and published by . This book was released on 2002 with total page 28 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Greene et al.
Publisher : Wolters Kluwer
ISBN 13 : 1454887389
Total Pages : 1680 pages
Book Rating : 4.4/5 (548 download)
Download or read book U.S. Regulation of the International Securities and Derivatives Markets, 12th Edition written by Greene et al. and published by Wolters Kluwer. This book was released on 2017-05-17 with total page 1680 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Daniel F. Essa
Publisher :
ISBN 13 :
Total Pages : 72 pages
Book Rating : 4.:/5 (527 download)
Download or read book The Chilling Effect of Regulation FD on the Institutional Investor written by Daniel F. Essa and published by . This book was released on 2001 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt:
