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Author :
Publisher :
ISBN 13 : 9780414056978
Total Pages : pages
Book Rating : 4.0/5 (569 download)
Download or read book A Practitioner's Guide to the UK Financial Services Rulebooks written by and published by . This book was released on 2018-10-31 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Andrew Winckler
Publisher :
ISBN 13 : 9781905121083
Total Pages : 696 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to the FSA Handbook written by Andrew Winckler and published by . This book was released on 2006 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance. Written by a team of twelve authors who are among the leading figures in financial services law and regulation in the UK, it provides clear and comprehensive guidance to the rules, explained in a practical business context. This fourth edition has been completely updated to include: the introduction of the Integrated Prudential Sourcebook for insurers; implementation of the Market Abuse Directive, and the revision of the rules on market conduct; the FSA's responsibility for mortgage and general insurance intermediation; new requirements resulting from the Treating Customers Fairly agenda; implementation of the UCITS III Directive; and changes in the FSA's enforcement regime. Coverage is also given of anticipated changes to the Handbook that will flow from the Markets in Financial Instruments Directive (MiFID) and the Capital Requirements Directive (CRD), and the proposed simplification of the Handbook as part of the Better Regulation project. The book closely follows the structure of the Handbook for ease of use. authority including compliance officers; lawyers; finance directors; managers and directors of regulated businesses and their advisers; accountants and financial services consultants.
Author : Sally Dewar
Publisher : Sweet & Maxwell
ISBN 13 : 9780414043084
Total Pages : 410 pages
Book Rating : 4.0/5 (43 download)
Download or read book A Practitioners Guide to the Financial Services Authority Listing Regime 2010/2011 written by Sally Dewar and published by Sweet & Maxwell. This book was released on 2010 with total page 410 pages. Available in PDF, EPUB and Kindle. Book excerpt: The definitive, annual guide to the requirements of the FSA's Listing, Prospectus and Disclosure and Transparancy Rules.
Author : Andrew Winckler
Publisher :
ISBN 13 : 9781898830672
Total Pages : 575 pages
Book Rating : 4.8/5 (36 download)
Download or read book A Practitioner's Guide to the FSA Handbook written by Andrew Winckler and published by . This book was released on 2002 with total page 575 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the FSA Handbook 2nd Edition provides a single point of reference for users, with clear and comprehensive guidance to the rules explained in a practical business context. It pulls together all the FSA developments since N2 at the end of November 2001 including: The completion of the transitional persiod; Publication of all Handbook Notices amending and improving the handbook; Developments in UK legislation.
Author :
Publisher : Sweet & Maxwell
ISBN 13 : 0414024389
Total Pages : 478 pages
Book Rating : 4.4/5 (14 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013 written by and published by Sweet & Maxwell. This book was released on 2012-06 with total page 478 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Maurice Button
Publisher :
ISBN 13 : 9781905121328
Total Pages : 350 pages
Book Rating : 4.1/5 (213 download)
Download or read book A Practitioner's Guide to The Financial Services Authority Listing Regime written by Maurice Button and published by . This book was released on 2009-02-01 with total page 350 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Maurice Button
Publisher :
ISBN 13 : 9781905121014
Total Pages : 276 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Rules written by Maurice Button and published by . This book was released on 2005 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : John Young
Publisher :
ISBN 13 : 9781898830573
Total Pages : 383 pages
Book Rating : 4.8/5 (35 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Insurance written by John Young and published by . This book was released on 2002 with total page 383 pages. Available in PDF, EPUB and Kindle. Book excerpt: The transfer of insurance regulation to the Financial Services Authority and the implementation of the FSA Handbook have introduced a regulatory regime for insurance companies that is very different form the one that they are used to. Several well-publicised disasters have ensured that the insurance industry is very much in the spotlight and is consequently being monitored more closely by the FSA than it ever has by any previous regulator. This book examines the new FSA regime and provides practical and comprehensive advice for those working within the industry. It also looks to the future and considers some of the implications for the industry of recently announced plans for additional significant and far-reaching changes to the industry's regulation
Author : Paul Fontes
Publisher : Bloomsbury Publishing
ISBN 13 : 1526504227
Total Pages : 517 pages
Book Rating : 4.5/5 (265 download)
Download or read book Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions written by Paul Fontes and published by Bloomsbury Publishing. This book was released on 2019-02-19 with total page 517 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.
Author : Maurice Button
Publisher :
ISBN 13 : 9781898830498
Total Pages : 306 pages
Book Rating : 4.8/5 (34 download)
Download or read book Practitioner's Guide to the Financial Services Authority Listing Rules written by Maurice Button and published by . This book was released on 2001-06-01 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Maurice Button
Publisher :
ISBN 13 : 9781898830269
Total Pages : 284 pages
Book Rating : 4.8/5 (32 download)
Download or read book A Practitioners Guide to the Financial Services Authority Listing Rules written by Maurice Button and published by . This book was released on 2002 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Nigel Boardman
Publisher :
ISBN 13 : 9781905121038
Total Pages : 399 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2006 with total page 399 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
Author : Financial Services Authority (Great Britain)
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (76 download)
Download or read book Handbook of Rules and Guidance written by Financial Services Authority (Great Britain) and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Financial Services Authority
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (264 download)
Download or read book Specialist Sourcebook and Special Guides: Handbook of Rules and Guidance written by Financial Services Authority and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Peter Snowdon
Publisher :
ISBN 13 : 9780414050730
Total Pages : 636 pages
Book Rating : 4.0/5 (57 download)
Download or read book A Practitioner's Guide to Individual Conduct and Accountability in Financial Services Firms written by Peter Snowdon and published by . This book was released on 2016-06-24 with total page 636 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title gives detailed and practical guidance on the new rules governing the conduct and behaviour of individuals in financial institutions, from obtaining approval through to supervision, enforcement and liability. Separate chapters will deal with different classes of individual, and the text will include checklists and case studies
Author : Nigel Boardman
Publisher :
ISBN 13 : 9781898830559
Total Pages : 427 pages
Book Rating : 4.8/5 (35 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2002 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
Author : John Tattersall
Publisher :
ISBN 13 : 9781898830580
Total Pages : 377 pages
Book Rating : 4.8/5 (35 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Banking written by John Tattersall and published by . This book was released on 2002 with total page 377 pages. Available in PDF, EPUB and Kindle. Book excerpt: The regulatory environment in which the banking sector operates has been evolving significantly, not onlys a result of the implementation of the Financial Services and Markets Act, but also due to external regulatory developments at both the EU and international level. This new book focuses on the risk-based approach to regulation, which will impact on the way banks are regulated on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision and the FSA's enforcement regime.
