Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721510627
Total Pages : 68 pages
Book Rating : 4.5/5 (16 download)

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Book Synopsis Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-16 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt: Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations regarding the investment of customer segregated funds subject to Commission Regulation 1.25 (Regulation 1.25) and funds held in an account subject to Commission Regulation 30.7 (Regulation 30.7, and funds subject thereto, 30.7 funds). Certain amendments reflect the implementation of new statutory provisions enacted under Title IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The amendments address: certain changes to the list of permitted investments (including the elimination of in-house transactions), a clarification of the liquidity requirement, the removal of rating requirements, and an expansion of concentration limits including asset-based, issuer-based, and counterparty concentration restrictions. They also address revisions to the acknowledgment letter requirement for investment in a money market mutual fund (MMMF), revisions to the list of exceptions to the next-day redemption requirement for MMMFs, the elimination of repurchase and reverse repurchase agreements with affiliates, the application of customer segregated funds investment limitations to 30.7 funds, the removal of ratings requirements for depositories of 30.7 funds, the elimination of the option to designate a depository for 30.7 funds, and certain technical changes. This book contains: - The complete text of the Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721059379
Total Pages : 318 pages
Book Rating : 4.0/5 (593 download)

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Book Synopsis Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-11 with total page 318 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is adopting new regulations and amending existing regulations to require enhanced customer protections, risk management programs, internal monitoring and controls, capital and liquidity standards, customer disclosures, and auditing and examination programs for futures commission merchants ("FCMs"). This book contains: - The complete text of the Enhancing Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

International Regulation of Derivative Markets, Products and Financial Intermediaries

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Publisher :
ISBN 13 :
Total Pages : 564 pages
Book Rating : 4.E/5 ( download)

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Book Synopsis International Regulation of Derivative Markets, Products and Financial Intermediaries by :

Download or read book International Regulation of Derivative Markets, Products and Financial Intermediaries written by and published by . This book was released on 1995 with total page 564 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Managing Climate Risk in the U.S. Financial System

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Publisher : U.S. Commodity Futures Trading Commission
ISBN 13 : 057874841X
Total Pages : 196 pages
Book Rating : 4.5/5 (787 download)

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Book Synopsis Managing Climate Risk in the U.S. Financial System by : Leonardo Martinez-Diaz

Download or read book Managing Climate Risk in the U.S. Financial System written by Leonardo Martinez-Diaz and published by U.S. Commodity Futures Trading Commission . This book was released on 2020-09-09 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt: This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742

Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721600076
Total Pages : 106 pages
Book Rating : 4.6/5 ( download)

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Book Synopsis Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 106 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 This book contains: - The complete text of the Regulation of Off-Exchange Retail Foreign Exchange Transactions and Intermediaries (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, Etc. (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition)

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Author :
Publisher : Independently Published
ISBN 13 : 9781795388733
Total Pages : 120 pages
Book Rating : 4.3/5 (887 download)

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Book Synopsis Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, Etc. (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by : The Law Library

Download or read book Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, Etc. (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) written by The Law Library and published by Independently Published. This book was released on 2019-01-29 with total page 120 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law Library presents the complete text of the Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (collectively, "we" or the "Commissions") are adopting new rules under the Commodity Exchange Act and the Investment Advisers Act of 1940 to implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The new SEC rule requires investment advisers registered with the SEC that advise one or more private funds and have at least $150 million in private fund assets under management to file Form PF with the SEC. The new CFTC rule requires commodity pool operators ("CPOs") and commodity trading advisors ("CTAs") registered with the CFTC to satisfy certain CFTC filing requirements with respect to private funds, should the CFTC adopt such requirements, by filing Form PF with the SEC, but only if those CPOs and CTAs are also registered with the SEC as investment advisers and are required to file Form PF under the Advisers Act. The new CFTC rule also allows such CPOs and CTAs to satisfy certain CFTC filing requirements with respect to commodity pools that are not private funds, should the CFTC adopt such requirements, by filing Form PF with the SEC. Advisers must file Form PF electronically, on a confidential basis. The information contained in Form PF is designed, among other things, to assist the Financial Stability Oversight Council in its assessment of systemic risk in the U.S. financial system. This ebook contains: - The complete text of the Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators, etc. (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure

OTC Derivative Markets and Their Regulation

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Publisher :
ISBN 13 :
Total Pages : 196 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis OTC Derivative Markets and Their Regulation by : United States. Commodity Futures Trading Commission

Download or read book OTC Derivative Markets and Their Regulation written by United States. Commodity Futures Trading Commission and published by . This book was released on 1993 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Adaptation of Regulations to Incorporate Swaps - Records of Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781720937142
Total Pages : 46 pages
Book Rating : 4.9/5 (371 download)

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Book Synopsis Adaptation of Regulations to Incorporate Swaps - Records of Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Adaptation of Regulations to Incorporate Swaps - Records of Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-08 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: Adaptation of Regulations to Incorporate Swaps - Records of Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Adaptation of Regulations to Incorporate Swaps - Records of Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "DFA") established a comprehensive new statutory framework for swaps and security-based swaps. The Dodd-Frank Act repeals some sections of the Commodity Exchange Act ("CEA" or "Act"), amends others, and adds a number of new provisions. The DFA also requires the Commodity Futures Trading Commission ("CFTC" or "Commission") to promulgate a number of rules to implement the new framework. The Commission has proposed and finalized numerous rules to satisfy its obligations under the DFA. This final rulemaking makes certain conforming amendments to recordkeeping provisions of regulations 1.31 and 1.35(a) to integrate these regulations more fully with the new framework created by the Dodd-Frank Act. (1) This final rulemaking requires futures commission merchants ("FCMs"), certain introducing brokers ("IBs"), retail foreign exchange dealers ("RFEDs") and certain other registrants that are members of designated contract markets ("DCMs") or swap execution facilities ("SEFs") to record all oral communications provided or received concerning quotes, solicitations, bids, offers, instructions, trading, and prices, that lead to the execution of a transaction in a commodity interest, whether communicated by telephone, voicemail, mobile device, or other digital or electronic media, and to keep those records for one year. This final rule also requires FCMs, IBs, RFEDs, and all members of a DCM or SEF to record and keep all written communications provided or received concerning quotes, solicitations, bids, offers, instructions, trading, and prices, that lead to the execution of a transaction in a commodity interest or related cash or forward transactions, whether communicated by telephone, voicemail, facsimile, instant messaging, chat rooms, electronic mail, mobile device, or other digital or electronic media, and to keep those written records for five years. This book contains: - The complete text of the Adaptation of Regulations to Incorporate Swaps - Records of Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Records of Commodity Interest and Related Cash Or Forward Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721599561
Total Pages : 32 pages
Book Rating : 4.5/5 (995 download)

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Book Synopsis Records of Commodity Interest and Related Cash Or Forward Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Records of Commodity Interest and Related Cash Or Forward Transactions (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 32 pages. Available in PDF, EPUB and Kindle. Book excerpt: Records of Commodity Interest and Related Cash or Forward Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Records of Commodity Interest and Related Cash or Forward Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (the "Commission" or "CFTC") is amending Commission Regulation 1.35(a) to: Provide that all records required to be maintained under this regulation must be maintained in a form and manner which permits prompt, accurate and reliable location, access, and retrieval of any particular record, data, or information; clarify that all records, except records of oral and written communications leading to the execution of a commodity interest transaction and related cash or forward transactions, must be kept in a form and manner that allows for identification of a particular transaction; exclude members of designated contract markets ("DCMs") and of swap execution facilities ("SEFs") that are not registered or required to register with the Commission ("Unregistered Members") from the requirements to keep written communications that lead to the execution of a commodity interest transaction and related cash or forward transactions, keep text messages, and keep records in a particular form and manner; and exclude commodity trading advisors ("CTAs") from the oral recordkeeping requirement ("Final Rule"). This book contains: - The complete text of the Records of Commodity Interest and Related Cash or Forward Transactions (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Futures Trading Act of 1982

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Publisher :
ISBN 13 :
Total Pages : 188 pages
Book Rating : 4.:/5 (221 download)

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Book Synopsis Futures Trading Act of 1982 by : United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry

Download or read book Futures Trading Act of 1982 written by United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry and published by . This book was released on 1982 with total page 188 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Commodity Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721011469
Total Pages : 54 pages
Book Rating : 4.0/5 (114 download)

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Book Synopsis Commodity Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Commodity Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 54 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodity Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Commodity Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is issuing a final rule to repeal and replace the Commission's current regulations concerning commodity options. This book contains: - The complete text of the Commodity Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

The CFTC Glossary

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Publisher :
ISBN 13 :
Total Pages : 68 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The CFTC Glossary by :

Download or read book The CFTC Glossary written by and published by . This book was released on 1997 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Trade Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721643158
Total Pages : 26 pages
Book Rating : 4.6/5 (431 download)

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Book Synopsis Trade Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Trade Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-19 with total page 26 pages. Available in PDF, EPUB and Kindle. Book excerpt: Trade Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Trade Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission (the "Commission" or the "CFTC") is issuing a final rule to amend the limited trade options exemption in the Commission's regulations, as described herein, with respect to the following subject areas: Reporting requirements for trade option counterparties that are not swap dealers or major swap participants; recordkeeping requirements for trade option counterparties that are not swap dealers or major swap participants; and certain non-substantive amendments. This book contains: - The complete text of the Trade Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Agricultural Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781720958772
Total Pages : 30 pages
Book Rating : 4.9/5 (587 download)

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Book Synopsis Agricultural Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Agricultural Swaps (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-09 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: Agricultural Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Agricultural Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is charged with proposing rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act"). The Dodd-Frank Act provides that swaps in an agricultural commodity (as defined by the Commission) are prohibited unless entered into pursuant to a rule, regulation or order of the Commission adopted pursuant to certain provisions of the Commodity Exchange Act ("CEA" or "Act"). On February 3, 2011, the Commission requested comment on a set of proposed rules that would, among other things, implement regulations whereby swaps in agricultural commodities may transact subject to the same rules as all other swaps. The proposed rules for swaps in an agricultural commodity would repeal and replace the Commission's current regulations concerning the exemption of swap agreements. After reviewing the comments submitted in response to the proposed rules, the Commission has determined to issue these final rules for swaps in an agricultural commodity in the form as originally proposed. The February 3, 2011, proposed rules also included provisions that would substantially amend the Commission's regulations regarding commodity option transactions. However, in this final rule the Commission is only issuing the rules for swaps in an agricultural commodity. The proposed rules for commodity option transactions will be addressed at a later date. This book contains: - The complete text of the Agricultural Swaps (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Securities Industry and Financial Markets Association, Et Al. V. United States Commodity Futures Trading Commission - Final Response (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721617760
Total Pages : 52 pages
Book Rating : 4.6/5 (177 download)

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Book Synopsis Securities Industry and Financial Markets Association, Et Al. V. United States Commodity Futures Trading Commission - Final Response (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) by : The Law The Law Library

Download or read book Securities Industry and Financial Markets Association, Et Al. V. United States Commodity Futures Trading Commission - Final Response (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-18 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt: Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission - Final Response (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission - Final Response (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 This release is the Commodity Futures Trading Commission's ("Commission" or "CFTC") final response to the order of the United States District Court for the District of Columbia in Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission, ("SIFMA v. CFTC"), remanding eight swaps-related rulemakings to the Commission to resolve what the court held to be inadequacies in the Commission's consideration of costs and benefits, or its explanation of its consideration of costs and benefits, in those rulemakings. In this release the Commission addresses cost-benefit issues raised and suggestions for rule changes made in comments submitted in response to the Commission's Initial Response to the remand order. This book contains: - The complete text of the Securities Industry and Financial Markets Association, et al. v. United States Commodity Futures Trading Commission - Final Response (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section

Commodities

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Publisher : Oxford University Press
ISBN 13 : 0190656026
Total Pages : 681 pages
Book Rating : 4.1/5 (96 download)

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Book Synopsis Commodities by : H. Kent Baker

Download or read book Commodities written by H. Kent Baker and published by Oxford University Press. This book was released on 2018-03-06 with total page 681 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodities: Markets, Performance, and Strategies provides a comprehensive view of commodity markets by describing and analyzing historical commodity performance, vehicles for investing in commodities, portfolio strategies, and current topics. It begins with the basics of commodity markets and various investment vehicles. The book then highlights the unique risk and return profiles of commodity investments, along with the dangers from mismanaged risk practices. The book also provides important insights into recent developments, including high frequency trading, financialization, and the emergence of virtual currencies as commodities. Readers of Commodities: Markets, Performance, and Strategies can gain an in-depth understanding about the multiple dimensions of commodity investing from experts from around the world. Commodity markets can be accessed with products that create unique risk and return dynamics for investors worldwide. The authors provide insights in a range of areas, from the economics of supply and demand for individual physical commodities through the financial products used to gain exposure to commodities. The book balances useful practical advice on commodity exposure while exposing the reader to various pitfalls inherent in these markets. Readers interested in a basic understanding will benefit as will those looking for more in-depth presentations of specific areas within commodity markets. Overall, Commodities: Markets, Performance, and Strategies provides a fresh look at the myriad dimensions of investing in these globally important markets.

Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forwardand Inventory Capital Charges (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition)

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781720959175
Total Pages : 28 pages
Book Rating : 4.9/5 (591 download)

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Book Synopsis Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forwardand Inventory Capital Charges (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) by : The Law The Law Library

Download or read book Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forwardand Inventory Capital Charges (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-09 with total page 28 pages. Available in PDF, EPUB and Kindle. Book excerpt: Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forwardand Inventory Capital Charges (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forwardand Inventory Capital Charges (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is amending Commission regulations that impose minimum financial and related reporting requirements upon each person registered as a futures commission merchant ("FCM"). The amended regulations address the capital computations of FCMs that are registered with the Securities and Exchange Commission ("SEC") as securities brokers or dealers ("FCM/BDs"), and, who, pursuant to SEC's regulations governing consolidated supervised entities ("CSEs"), have received SEC approval to use internal mathematical models to determine the deductions from their capital for market risk and credit risk associated with their proprietary trading assets. Subject to the reporting and other requirements specified in the amended regulations, these FCM/BDs may elect to compute their adjusted net capital using their SEC-approved alternative market risk and credit risk capital deductions in lieu of CFTC requirements. The Commission is also adopting other rule amendments that address confidential treatment for the reports and statements that would be required to be filed under the amended regulations, and also address the confidential treatment of certain other information that all FCMs must file with both the Commission and the SEC. This book contains: - The complete text of the Alternative Market Risk and Credit Risk Capital Charges for Futures Commission Merchants and Specified Foreign Currency Forwardand Inventory Capital Charges (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section