Insider Dealing And Criminal Law

Download Insider Dealing And Criminal Law full books in PDF, epub, and Kindle. Read online Insider Dealing And Criminal Law ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!

Insider Dealing and Criminal Law

Author : Iwona Seredyńska
Publisher : Springer Science & Business Media
ISBN 13 : 3642228577
Total Pages : 289 pages
Book Rating : 4.6/5 (422 download)

DOWNLOAD NOW!

Book Synopsis Insider Dealing and Criminal Law by : Iwona Seredyńska

Download or read book Insider Dealing and Criminal Law written by Iwona Seredyńska and published by Springer Science & Business Media. This book was released on 2011-11-03 with total page 289 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work is a multidisciplinary analysis of the issue of insider dealing from the perspective of the applicability of criminal law to regulate it. First, it examines the nature of its prohibition in the European Union and in the United States of America. The text includes a more extensive overview of prohibition in four Member States of the European Union (France, the United Kingdom, Luxembourg and Poland). Then, it summarises the arguments presented by ethicists and economists in favour of and against insider dealing. Further, it analyses the foundations of criminal law and justifications that are given for its application. On the basis of this analysis, it presents a new two-step theory of criminalisation. The first step is based on a liberal theory of wrongfulness that makes reference to protection of the basic human rights. The second step relies on classical but often forgotten principles of criminal law. Finally, it examines possible alternatives to criminal rules.

Insider Dealing

Author : Gil Brazier
Publisher : Routledge
ISBN 13 : 1135318514
Total Pages : 371 pages
Book Rating : 4.1/5 (353 download)

DOWNLOAD NOW!

Book Synopsis Insider Dealing by : Gil Brazier

Download or read book Insider Dealing written by Gil Brazier and published by Routledge. This book was released on 2012-09-10 with total page 371 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Insider Crime

Author : Barry Alexander K. Rider
Publisher : Jordan Publishing (GB)
ISBN 13 :
Total Pages : 166 pages
Book Rating : 4.F/5 ( download)

DOWNLOAD NOW!

Book Synopsis Insider Crime by : Barry Alexander K. Rider

Download or read book Insider Crime written by Barry Alexander K. Rider and published by Jordan Publishing (GB). This book was released on 1993 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: Part IV of the Criminal Justice Act 1993 repeals the Company Securities (Insider Dealing) Act 1985 and dramatically reforms the law on insider crime. This book sets out to prepare securities dealers and their clients for the new constraints. It is divided into four sections, covering: background, including the European Directive on insider dealing, common law and the parliamentary debates; commentary, comprising an analysis of the new law set in the context of the reformed regime; practice, dealing with discussion of the core rules, the problems likely to arise and enforcement issues; and Part IV of the Act.

Insider Knowledge

Author : Carl H. Loewenson
Publisher : ABA Criminal Justice Section
ISBN 13 : 9781634256940
Total Pages : 201 pages
Book Rating : 4.2/5 (569 download)

DOWNLOAD NOW!

Book Synopsis Insider Knowledge by : Carl H. Loewenson

Download or read book Insider Knowledge written by Carl H. Loewenson and published by ABA Criminal Justice Section. This book was released on 2016-11 with total page 201 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Little Book of Insider Dealing

Author : Gregory J Durston
Publisher : Waterside Press
ISBN 13 : 1909976539
Total Pages : 192 pages
Book Rating : 4.9/5 (99 download)

DOWNLOAD NOW!

Book Synopsis The Little Book of Insider Dealing by : Gregory J Durston

Download or read book The Little Book of Insider Dealing written by Gregory J Durston and published by Waterside Press. This book was released on 2018-02-21 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority’s preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the ‘insider’ offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on evidential aspects and a wealth of examples from real life cases. Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem that deals with wide scale problems and complexities identified by an article in The Times (see Chapter 1).

The Concepts of Insider Dealing

Author : Linda Vuskane
Publisher : GRIN Verlag
ISBN 13 : 3640673832
Total Pages : 11 pages
Book Rating : 4.6/5 (46 download)

DOWNLOAD NOW!

Book Synopsis The Concepts of Insider Dealing by : Linda Vuskane

Download or read book The Concepts of Insider Dealing written by Linda Vuskane and published by GRIN Verlag. This book was released on 2010-08-02 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Essay from the year 2010 in the subject Law - Civil / Private / Trade / Anti Trust Law / Business Law, grade: 67, , course: Company Law, language: English, abstract: The following paper investigates the concepts of insider dealing. While the first part offers an overview of the relevant legislation, the second part aims to answer the question as to whether insider trading should be prohibited by legislation. Insider dealing refers to the use of non-public and price-sensitive information for the purpose of gaining an unfair advantage and involves trading with company shares or other securities in a public financial market. Such conduct is both a criminal offence and a regulatory infringement under the civil code. There are various theories dealing with insider trading that offers arguments for and against the prohibition of insider trading. The misappropriation theory, the unfairness approach and the idea that insider dealing will negatively affect market confidence are all considered to be distinct reasons for regulating insider dealing. On the other hand, opponents argue that legalization of insider dealing would lead to increased market efficiency, fairer share pricing and fraud prevention. Despite the high costs required for prevention of insider dealing and the fact that very few if any companies have ever sued its officers for inside trading, it is widely regarded by the governments as being immoral and damaging for the markets and is therefore prohibited. The offences can be dealt with either civil or criminal regime, with the latter being far more difficult to apply in practice and thus less effective.

Insider Dealing and Money Laundering in the EU: Law and Regulation

Author : R.C.H. Alexander
Publisher : Routledge
ISBN 13 : 1317116046
Total Pages : 325 pages
Book Rating : 4.3/5 (171 download)

DOWNLOAD NOW!

Book Synopsis Insider Dealing and Money Laundering in the EU: Law and Regulation by : R.C.H. Alexander

Download or read book Insider Dealing and Money Laundering in the EU: Law and Regulation written by R.C.H. Alexander and published by Routledge. This book was released on 2016-05-23 with total page 325 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.

Insider Trading

Author : John P. Anderson
Publisher : Cambridge University Press
ISBN 13 : 1107149193
Total Pages : 277 pages
Book Rating : 4.1/5 (71 download)

DOWNLOAD NOW!

Book Synopsis Insider Trading by : John P. Anderson

Download or read book Insider Trading written by John P. Anderson and published by Cambridge University Press. This book was released on 2018-06-07 with total page 277 pages. Available in PDF, EPUB and Kindle. Book excerpt: Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.

Insider Dealing

Author : Brenda Hannigan
Publisher :
ISBN 13 : 9781870080569
Total Pages : 209 pages
Book Rating : 4.0/5 (85 download)

DOWNLOAD NOW!

Book Synopsis Insider Dealing by : Brenda Hannigan

Download or read book Insider Dealing written by Brenda Hannigan and published by . This book was released on 1988 with total page 209 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Market Abuse and Insider Dealing

Author : Barry Alexander K. Rider
Publisher : Bloomsbury Professional
ISBN 13 :
Total Pages : 328 pages
Book Rating : 4.3/5 ( download)

DOWNLOAD NOW!

Book Synopsis Market Abuse and Insider Dealing by : Barry Alexander K. Rider

Download or read book Market Abuse and Insider Dealing written by Barry Alexander K. Rider and published by Bloomsbury Professional. This book was released on 2009 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: Completely revised and restructured, the second edition of Market Abuse and Insider Trading defines the nature of insider trading in the UK, examining the crimes of market abuse and insider dealing as well as other fraud-related offenses, focusing on the responsibilities of those engaged in compliance, as well as those who fall within the scope of prohibitions. New chapters include the UK's Financial Services Authority investigations, anti-money laundering law and compliance, as well as new material covering disclosure and reporting of transactions and suspicions, and general Islamic finance aspects.

International Insider Dealing

Author :
Publisher :
ISBN 13 :
Total Pages : 516 pages
Book Rating : 4.:/5 (763 download)

DOWNLOAD NOW!

Book Synopsis International Insider Dealing by :

Download or read book International Insider Dealing written by and published by . This book was released on 1996 with total page 516 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Regulating Fraud Across Borders

Author : Edgardo Rotman
Publisher : Bloomsbury Publishing
ISBN 13 : 1509943218
Total Pages : 240 pages
Book Rating : 4.5/5 (99 download)

DOWNLOAD NOW!

Book Synopsis Regulating Fraud Across Borders by : Edgardo Rotman

Download or read book Regulating Fraud Across Borders written by Edgardo Rotman and published by Bloomsbury Publishing. This book was released on 2021-02-25 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt: At a time when financial crime routinely crosses international boundaries, this book provides a novel understanding of its spread and criminalisation. It traces the international convergence of financial crime regulation with a uniquely comparative approach that examines key institutional and state actors including the European Union, the International Organization of Securities Commissions, as well as the United States, the United Kingdom, Switzerland, France, Italy and Germany, all countries that harbour some of the most influential stock exchanges in the Western world. The book describes and documents the phenomenon of internationalisation of securities frauds – such as insider trading and market manipulation – and the laws criminalising those acts, most notably those responding to recent dramatic transformations in securities markets, high frequency trading, and benchmark manipulation. At the European level, it shows the progressive uniformisation of laws culminating in the 2014 European Union Market Abuse Regulation. The book argues that criminal prohibitions against internationalised market abuse must be understood as an economic and legal imperative to protect financial markets against activities that imperil its integrity, compromising the confidence of investors and thus affecting the economy as a whole. The book is supported by an extensive review of the most significant scholarship in each country.

The Little Book of Market Manipulation

Author : Gregory J Durston
Publisher : Waterside Press
ISBN 13 : 1909976733
Total Pages : 152 pages
Book Rating : 4.9/5 (99 download)

DOWNLOAD NOW!

Book Synopsis The Little Book of Market Manipulation by : Gregory J Durston

Download or read book The Little Book of Market Manipulation written by Gregory J Durston and published by Waterside Press. This book was released on 2020-01-29 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market manipulation comes in many forms. For a wrong that some say started life with groups of men dressed in Bourbon uniforms spreading false information in cod French accents, the speed of change has accelerated dramatically in the modern era, via the Internet, novel forms of electronic communication, ultra-fast computer-generated trading, new types of financial instruments, and increased globalisation. This means that opportunities for carrying-out new forms of manipulation now exist on an exponential scale. Looks at the mechanisms, criminal and civil, to confront market manipulation, its enforcement regimes, legal and evidential rules and potential loopholes. Shows how every individual involved in market transactions can fall foul of the law if they do not ensure integrity in their dealings. The ‘tricks’ used by those seeking to benefit from this special category of fraud and the relationship of dedicated provisions to the general law is outlined, with key statutory provisions set out in an appendix. A valuable accompaniment to The Little Book of Insider Dealing (Waterside Press, 2018). An invaluable pocket guide and law primer. An essential guide for investors. With practical examples and decided cases. An up-to-date treatment of a fast-moving topic. Describes both criminal and regulatory regimes. Contents include Forms of Market Manipulation; Suspicion, Identification, Detection and Investigation; Obligations and Enforcement; Criminal Offences, Defences and Punishment; Regulatory Provisions and Penalties; Evidence; Acronyms; Select Bibliography; Key Statutory Provisions and Index.

Market Abuse and Insider Dealing

Author : Barry Rider
Publisher : Bloomsbury Publishing
ISBN 13 : 1780434952
Total Pages : 457 pages
Book Rating : 4.7/5 (84 download)

DOWNLOAD NOW!

Book Synopsis Market Abuse and Insider Dealing by : Barry Rider

Download or read book Market Abuse and Insider Dealing written by Barry Rider and published by Bloomsbury Publishing. This book was released on 2016-01-01 with total page 457 pages. Available in PDF, EPUB and Kindle. Book excerpt: The nature of insider dealing and market abuse -- Insider dealing : the civil law -- The main offences of insider dealing - dealing on the basis of inside information -- The market abuse regime -- FSMA criminalo offences of market manipulation -- Fraud and financial crime -- Anti-money laundering and proceeds of crime -- Conflicts of interest -- Issuer disclosure and liability -- Information gathering -- Investigations -- Enforcement issues -- Compliance procedures and systems -- Personal liability of senior managers and compliance officers -- Control liability -- The impact of other laws : domestic and overseas

The Law and Insider Trading

Author : Elizabeth Szockyj
Publisher : William s Hein & Company
ISBN 13 : 9780899418131
Total Pages : 151 pages
Book Rating : 4.4/5 (181 download)

DOWNLOAD NOW!

Book Synopsis The Law and Insider Trading by : Elizabeth Szockyj

Download or read book The Law and Insider Trading written by Elizabeth Szockyj and published by William s Hein & Company. This book was released on 1993-01-01 with total page 151 pages. Available in PDF, EPUB and Kindle. Book excerpt: Topic deals with the Securities and Exchange Commission Actof 1934 and its prodigy. It traces the issues of insidertrading and examines relevant case law and administrativeactivity in this area of white-collar crime.

Insider Dealing

Author : Sarah Clarke (Lawyer)
Publisher :
ISBN 13 : 9780191812057
Total Pages : 335 pages
Book Rating : 4.8/5 (12 download)

DOWNLOAD NOW!

Book Synopsis Insider Dealing by : Sarah Clarke (Lawyer)

Download or read book Insider Dealing written by Sarah Clarke (Lawyer) and published by . This book was released on 2013 with total page 335 pages. Available in PDF, EPUB and Kindle. Book excerpt: 'Insider Dealing' provides a practical guide to the law in this area, including both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.

Insider Trading:The Laws of Europe, the United States and Japan

Author : Emmanuel Gaillard
Publisher : Springer
ISBN 13 :
Total Pages : 494 pages
Book Rating : 4.3/5 (511 download)

DOWNLOAD NOW!

Book Synopsis Insider Trading:The Laws of Europe, the United States and Japan by : Emmanuel Gaillard

Download or read book Insider Trading:The Laws of Europe, the United States and Japan written by Emmanuel Gaillard and published by Springer. This book was released on 1992-02-10 with total page 494 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of insider trading has changed dramatically in the past few years. In reaction to highly publicized insider trading scandals and the internationalization of securities markets, all European countries have recently either strengthened their existing rules (France and the United Kingdom) or implemented new rules (Denmark, Greece, The Netherlands, Belgium, Ireland, Spain, Portugal, Luxembourg, and Italy). The United States continues to refine its insider trading regulations, and Japan has recently enacted legislation in this field. As a result of the increasingly international nature of insider trading, supervisory authorities throughout the world now closely coordinate their efforts. Drawing from the experience of law professors, governmental officials and practising lawyers, this book explores the regulations of eighteen countries in Europe, the United States and Japan, as well as the EC Directive Coordinating Regulations on Insider Dealing, and the Council of Europe's Convention on Insider Trading. This book is an indispensable tool for practising lawyers, legislators, academics, and international business and finance professionals. Combining legal doctrine and practical information, it analyzes, for each legal system, how insider trading is defined and controlled. Further, it addresses other stock-related infractions and international law issues such as jurisdiction and international cooperation.