Stock Market Efficiency, Insider Dealing and Market Abuse

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Author :
Publisher : Gower Publishing, Ltd.
ISBN 13 : 1409458709
Total Pages : 228 pages
Book Rating : 4.4/5 (94 download)

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Book Synopsis Stock Market Efficiency, Insider Dealing and Market Abuse by : Mr Paul Barnes

Download or read book Stock Market Efficiency, Insider Dealing and Market Abuse written by Mr Paul Barnes and published by Gower Publishing, Ltd.. This book was released on 2012-09-28 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: The recent turbulence in the stock market has brought into question the way, and prices at which, shares are traded, and how the market effectively values companies. It has also raised public concern as to the way by which dealers and investors take advantage of changes in market prices. A number of high profile criminal prosecutions of insider dealing and market abuse and the frequent claims of other instances, combined with the changes in regulations resulting in a more aggressive and proactive stance by the various regulators, have brought the issue under the spotlight. This book discusses what makes stock market efficiency so important for the economy, looks at the theory and issues that underpin market abuse and why an offence often dismissed as a victimless crime is punished so severely. It explores the impact of perception and other factors that distort the market and outlines the extent of abuse. Regulators, lawyers, company officials, investigators, professional advisers and of course investors, both professional and otherwise will find this a helpful guide to the underlying elements of fraud and market manipulation.

Insider Dealing

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Author :
Publisher : Routledge
ISBN 13 : 1135318514
Total Pages : 371 pages
Book Rating : 4.1/5 (353 download)

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Book Synopsis Insider Dealing by : Gil Brazier

Download or read book Insider Dealing written by Gil Brazier and published by Routledge. This book was released on 2012-09-10 with total page 371 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Insider Trading and the Stock Market

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Publisher :
ISBN 13 :
Total Pages : 296 pages
Book Rating : 4.:/5 (49 download)

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Book Synopsis Insider Trading and the Stock Market by : Henry G. Manne

Download or read book Insider Trading and the Stock Market written by Henry G. Manne and published by . This book was released on 1966 with total page 296 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Little Book of Insider Dealing

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Author :
Publisher : Waterside Press
ISBN 13 : 1909976539
Total Pages : 192 pages
Book Rating : 4.9/5 (99 download)

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Book Synopsis The Little Book of Insider Dealing by : Gregory J Durston

Download or read book The Little Book of Insider Dealing written by Gregory J Durston and published by Waterside Press. This book was released on 2018-02-21 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority’s preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the ‘insider’ offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on evidential aspects and a wealth of examples from real life cases. Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem that deals with wide scale problems and complexities identified by an article in The Times (see Chapter 1).

Insider Dealing and Money Laundering in the EU: Law and Regulation

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Author :
Publisher : Ashgate Publishing, Ltd.
ISBN 13 : 1409493342
Total Pages : 296 pages
Book Rating : 4.4/5 (94 download)

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Book Synopsis Insider Dealing and Money Laundering in the EU: Law and Regulation by : Dr R C H Alexander

Download or read book Insider Dealing and Money Laundering in the EU: Law and Regulation written by Dr R C H Alexander and published by Ashgate Publishing, Ltd.. This book was released on 2013-01-28 with total page 296 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.

Ferrara on Insider Trading and the Wall

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Author :
Publisher : Law Journal Press
ISBN 13 : 9781588520692
Total Pages : 960 pages
Book Rating : 4.5/5 (26 download)

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Book Synopsis Ferrara on Insider Trading and the Wall by : Ralph C. Ferrara

Download or read book Ferrara on Insider Trading and the Wall written by Ralph C. Ferrara and published by Law Journal Press. This book was released on 2023-11-28 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt: The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.

Market Abuse and Insider Dealing

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Author :
Publisher : Bloomsbury Professional
ISBN 13 :
Total Pages : 328 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Market Abuse and Insider Dealing by : Barry Alexander K. Rider

Download or read book Market Abuse and Insider Dealing written by Barry Alexander K. Rider and published by Bloomsbury Professional. This book was released on 2009 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: Completely revised and restructured, the second edition of Market Abuse and Insider Trading defines the nature of insider trading in the UK, examining the crimes of market abuse and insider dealing as well as other fraud-related offenses, focusing on the responsibilities of those engaged in compliance, as well as those who fall within the scope of prohibitions. New chapters include the UK's Financial Services Authority investigations, anti-money laundering law and compliance, as well as new material covering disclosure and reporting of transactions and suspicions, and general Islamic finance aspects.

Definition of Insider Trading

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Publisher :
ISBN 13 :
Total Pages : 202 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Definition of Insider Trading by : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities

Download or read book Definition of Insider Trading written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1987 with total page 202 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Dealing with China

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Publisher : Hachette UK
ISBN 13 : 145550422X
Total Pages : 400 pages
Book Rating : 4.4/5 (555 download)

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Book Synopsis Dealing with China by : Henry M. Paulson Jr.

Download or read book Dealing with China written by Henry M. Paulson Jr. and published by Hachette UK. This book was released on 2015-04-14 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: The New York Times bestselling author of Dealing with China takes the reader behind closed doors to witness the creation and evolution and future of China's state-controlled capitalism. Hank Paulson has dealt with China unlike any other foreigner. As head of Goldman Sachs, Paulson had a pivotal role in opening up China to private enterprise. Then, as Treasury secretary, he created the Strategic Economic Dialogue with what is now the world's second-largest economy. He negotiated with China on needed economic reforms, while safeguarding the teetering U.S. financial system. Over his career, Paulson has worked with scores of top Chinese leaders, including Xi Jinping, China's most powerful man in decades. In Dealing with China, Paulson draws on his unprecedented access to modern China's political and business elite, including its three most recent heads of state, to answer several key questions: How did China become an economic superpower so quickly? How does business really get done there? What are the best ways for Western business and political leaders to work with, compete with, and benefit from China? How can the U.S. negotiate with and influence China given its authoritarian rule, its massive environmental concerns, and its huge population's unrelenting demands for economic growth and security? Written in the same anecdote-rich, page-turning style as Paulson's bestselling memoir, On the Brink, Dealing with China is certain to become the classic and definitive examination of how to engage China's leaders as they build their economic superpower.

The Concepts of Insider Dealing

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Author :
Publisher : GRIN Verlag
ISBN 13 : 3640673832
Total Pages : 11 pages
Book Rating : 4.6/5 (46 download)

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Book Synopsis The Concepts of Insider Dealing by : Linda Vuskane

Download or read book The Concepts of Insider Dealing written by Linda Vuskane and published by GRIN Verlag. This book was released on 2010-08-02 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Essay from the year 2010 in the subject Law - Civil / Private / Trade / Anti Trust Law / Business Law, grade: 67, , course: Company Law, language: English, abstract: The following paper investigates the concepts of insider dealing. While the first part offers an overview of the relevant legislation, the second part aims to answer the question as to whether insider trading should be prohibited by legislation. Insider dealing refers to the use of non-public and price-sensitive information for the purpose of gaining an unfair advantage and involves trading with company shares or other securities in a public financial market. Such conduct is both a criminal offence and a regulatory infringement under the civil code. There are various theories dealing with insider trading that offers arguments for and against the prohibition of insider trading. The misappropriation theory, the unfairness approach and the idea that insider dealing will negatively affect market confidence are all considered to be distinct reasons for regulating insider dealing. On the other hand, opponents argue that legalization of insider dealing would lead to increased market efficiency, fairer share pricing and fraud prevention. Despite the high costs required for prevention of insider dealing and the fact that very few if any companies have ever sued its officers for inside trading, it is widely regarded by the governments as being immoral and damaging for the markets and is therefore prohibited. The offences can be dealt with either civil or criminal regime, with the latter being far more difficult to apply in practice and thus less effective.

Research Handbook on Insider Trading

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Author :
Publisher : Edward Elgar Publishing
ISBN 13 : 9781782544814
Total Pages : 0 pages
Book Rating : 4.5/5 (448 download)

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Book Synopsis Research Handbook on Insider Trading by : Stephen M. Bainbridge

Download or read book Research Handbook on Insider Trading written by Stephen M. Bainbridge and published by Edward Elgar Publishing. This book was released on 2013 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The Handbook begins with a section devoted to legal issues surrounding the US's ban on insider trading, which is one of the oldest and most energetically enforced in the world. Using this section as a foundation, contributors go on to discuss several specific court cases as well as important developments in empirical research on the subject. The Handbook concludes with a section devoted to international perspectives, providing insight into insider trading laws in China, Japan, Australia, New Zealand, the United Kingdom and the European Union." -- Back cover.

Insider Dealing

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Publisher :
ISBN 13 :
Total Pages : 240 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Insider Dealing by : Michael Ashe

Download or read book Insider Dealing written by Michael Ashe and published by . This book was released on 1992 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt: PB

The Insider's Dossier

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Publisher : Humanix Books
ISBN 13 : 1630060216
Total Pages : 92 pages
Book Rating : 4.6/5 (3 download)

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Book Synopsis The Insider's Dossier by : Andrew Packer

Download or read book The Insider's Dossier written by Andrew Packer and published by Humanix Books. This book was released on 2014-04-22 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Insider's Dossier will seamlessly guide you through investing alongside those most in-the-know professionals, debunking the widespread myth that insider trading is illegal. Not only is it legal when following proper protocol, but author Andrew Packer helps you to decode the Wall Street lingo, so that even the novice could easily follow corporate insiders for returns that significantly outperform the market year over year. In easy-to-understand terms, Packer describes: The difference between legal and illegal insider trading How to evaluate insider activity in order to optimize your investment advantage The key to swiftly decoding SEC filing forms for the latest insider activity Understanding and utilizing web-based technical analysis tool How to separate key insiders from the average corporate investor Investing beyond simple trades, clearly and concisely explaining the ins and outs of options trading, and much more. . .

Insider Trading

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Author :
Publisher : Tolley
ISBN 13 : 9780854598151
Total Pages : 252 pages
Book Rating : 4.5/5 (981 download)

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Book Synopsis Insider Trading by : Michael Ashe

Download or read book Insider Trading written by Michael Ashe and published by Tolley. This book was released on 1993 with total page 252 pages. Available in PDF, EPUB and Kindle. Book excerpt: This second edition of Insider Trading tells what activities insiders can and cannot engage in. It has been fully revised to take account of the reforms introduced by the Criminal Justice Act 1993 - the act which greatly broadened insider liability and repealed the Company Securities (Insider Dealing) Act 1985.

Insider Trading

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Author :
Publisher : Cambridge University Press
ISBN 13 : 1107149193
Total Pages : 277 pages
Book Rating : 4.1/5 (71 download)

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Book Synopsis Insider Trading by : John P. Anderson

Download or read book Insider Trading written by John P. Anderson and published by Cambridge University Press. This book was released on 2018-06-07 with total page 277 pages. Available in PDF, EPUB and Kindle. Book excerpt: Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.

International Insider Dealing

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Author :
Publisher :
ISBN 13 :
Total Pages : 534 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis International Insider Dealing by : Mark Stamp

Download or read book International Insider Dealing written by Mark Stamp and published by . This book was released on 1996 with total page 534 pages. Available in PDF, EPUB and Kindle. Book excerpt: This text offers practical guidance on the regulation of insider dealing in major jurisdictions. It provides an analsis of, and offers guidance on, the relevant statutory requirements and also includes worked examples to give solutions in problem areas.

The Little Book of Market Manipulation

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Author :
Publisher : Waterside Press
ISBN 13 : 1909976733
Total Pages : 152 pages
Book Rating : 4.9/5 (99 download)

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Book Synopsis The Little Book of Market Manipulation by : Gregory J Durston

Download or read book The Little Book of Market Manipulation written by Gregory J Durston and published by Waterside Press. This book was released on 2020-01-29 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market manipulation comes in many forms. For a wrong that some say started life with groups of men dressed in Bourbon uniforms spreading false information in cod French accents, the speed of change has accelerated dramatically in the modern era, via the Internet, novel forms of electronic communication, ultra-fast computer-generated trading, new types of financial instruments, and increased globalisation. This means that opportunities for carrying-out new forms of manipulation now exist on an exponential scale. Looks at the mechanisms, criminal and civil, to confront market manipulation, its enforcement regimes, legal and evidential rules and potential loopholes. Shows how every individual involved in market transactions can fall foul of the law if they do not ensure integrity in their dealings. The ‘tricks’ used by those seeking to benefit from this special category of fraud and the relationship of dedicated provisions to the general law is outlined, with key statutory provisions set out in an appendix. A valuable accompaniment to The Little Book of Insider Dealing (Waterside Press, 2018). An invaluable pocket guide and law primer. An essential guide for investors. With practical examples and decided cases. An up-to-date treatment of a fast-moving topic. Describes both criminal and regulatory regimes. Contents include Forms of Market Manipulation; Suspicion, Identification, Detection and Investigation; Obligations and Enforcement; Criminal Offences, Defences and Punishment; Regulatory Provisions and Penalties; Evidence; Acronyms; Select Bibliography; Key Statutory Provisions and Index.