Goldman, Sachs & Co. and Fabrice Tourre: Securities and Exchange Commission Litigation Complaint

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Publisher : DIANE Publishing
ISBN 13 : 145781093X
Total Pages : 22 pages
Book Rating : 4.4/5 (578 download)

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Book Synopsis Goldman, Sachs & Co. and Fabrice Tourre: Securities and Exchange Commission Litigation Complaint by :

Download or read book Goldman, Sachs & Co. and Fabrice Tourre: Securities and Exchange Commission Litigation Complaint written by and published by DIANE Publishing. This book was released on with total page 22 pages. Available in PDF, EPUB and Kindle. Book excerpt:

SEC Docket

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Publisher :
ISBN 13 :
Total Pages : 1376 pages
Book Rating : 4.3/5 (243 download)

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Book Synopsis SEC Docket by : United States. Securities and Exchange Commission

Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 2010 with total page 1376 pages. Available in PDF, EPUB and Kindle. Book excerpt:

How They Got Away with it

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Publisher : Columbia University Press
ISBN 13 : 0231156901
Total Pages : 385 pages
Book Rating : 4.2/5 (311 download)

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Book Synopsis How They Got Away with it by : Susan Will

Download or read book How They Got Away with it written by Susan Will and published by Columbia University Press. This book was released on 2013 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A criminological investigation into the social, cultural, political & economic conditions that led to the 2008 financial collapse.

Representing Corporate Officers, Directors, Managers, and Trustees

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Publisher : Wolters Kluwer
ISBN 13 : 0735598088
Total Pages : 1484 pages
Book Rating : 4.7/5 (355 download)

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Book Synopsis Representing Corporate Officers, Directors, Managers, and Trustees by : Marc J. Lane

Download or read book Representing Corporate Officers, Directors, Managers, and Trustees written by Marc J. Lane and published by Wolters Kluwer. This book was released on 2010-09-17 with total page 1484 pages. Available in PDF, EPUB and Kindle. Book excerpt: As a result of numerous recent corporate and accounting scandals, corporate officers, directors, managers, and trustees now face a host of new problemsand—ranging from a blizzard of new legislation, rules, and responsibilitiesand—to increased SEC oversight, new NYSE and NASDAQ listing standards, new fiduciary and other duties, and crushing new criminal penalties. Representing Corporate Officers, Directors, Managers, and Trustees tells you what to look for...what to look out for...and what steps to take to protect your corporate clients in todayand’s harsh regulatory environment. Itand’s the only up-to-date work of its kind to offer both in-depth analysis and practical guidance on every key aspect of this critically important area. This completely updated Second Edition thoroughly covers: Directorsand’ duty of careand— including the different standards which have been imposed on directors regarding the duty of care...the duty of loyalty...the business judgment rule... when directors are entitled to rely on the advice of others...improperly influencing audits under the Sarbanes-Oxley Act... improper distributions...and more. Conflicts of interestand—with examples of conflict of interest transactions, and discussion of loans to or by directors and officers...secret profits...and the duty to safeguard confidential or inside informationand— plus, how certain transactions considered improper can be ratified and thus become legitimate. Federal securities lawsand—including everything from overviews of the laws, the SEC, and securities themselvesand— to jurisdiction, pleading, remedies, and defenses in securities cases... the new criminal penalties...and attorneysand’ responsibilities regarding liability under Sarbanes-Oxley. Indemnification and insuranceand— with discussion of mandatory and permissive indemnification and the scope of indemnification in various states... when a director may be indemnified even if not wholly successful in defense of anaction...directorsand’ and officersand’ liability insurance...types and extent of insurance coverage...tax law treatment...and exclusions. Tender offersand—including antitakeover measures, two-tier and squeeze-out mergers, and golden parachute agreements, poison pill plans, and greenmail...potential liability in tender offers...and implementing mergers and acquisitions, with securities law, antitrust, tax, accounting, and labor law considerations.

The Regulation of Hedge Funds

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Publisher : Springer Nature
ISBN 13 : 3030637069
Total Pages : 514 pages
Book Rating : 4.0/5 (36 download)

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Book Synopsis The Regulation of Hedge Funds by : Ana Maria Fagetan

Download or read book The Regulation of Hedge Funds written by Ana Maria Fagetan and published by Springer Nature. This book was released on 2020-12-28 with total page 514 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyses elements of international finance, comparing the regulation of hedge funds in United States, Europe, the UK, and off-shore jurisdictions in the aftermath of the financial crisis. It critically compares the Dodd- Frank Act in US with the Alternative Investment Funds Managers Directive in Europe. Moreover, it goes further by analyzing the implementation of the AIFM Directive in seven jurisdictions in Europe famous for the incorporation of hedge funds: the United Kingdom, Italy, France, Ireland, Malta, Luxembourg, and Switzerland. The book also analyses the effect of Brexit on the legislation in the UK regarding the application of the directive and the distribution of financial products in Continental Europe, and will be of particular interest to researchers, academics, and students of international finance and financial regulation.

Research Handbook on Shareholder Power

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Publisher : Edward Elgar Publishing
ISBN 13 : 1782546855
Total Pages : 638 pages
Book Rating : 4.7/5 (825 download)

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Book Synopsis Research Handbook on Shareholder Power by : Jennifer G. Hill

Download or read book Research Handbook on Shareholder Power written by Jennifer G. Hill and published by Edward Elgar Publishing. This book was released on 2015-07-31 with total page 638 pages. Available in PDF, EPUB and Kindle. Book excerpt: Much of the history of corporate law has concerned itself not with shareholder power, but rather with its absence. Recent shifts in capital market structure require a reassessment of the role and power of shareholders. These original, specially commiss

The Case for the Corporate Death Penalty

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Publisher : NYU Press
ISBN 13 : 1479873160
Total Pages : 271 pages
Book Rating : 4.4/5 (798 download)

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Book Synopsis The Case for the Corporate Death Penalty by : Mary Kreiner Ramirez

Download or read book The Case for the Corporate Death Penalty written by Mary Kreiner Ramirez and published by NYU Press. This book was released on 2017-01-31 with total page 271 pages. Available in PDF, EPUB and Kindle. Book excerpt: A critical examination of the wrongdoing underlying the 2008 financial crisis An unprecedented breakdown in the rule of law occurred in the United States after the 2008 financial collapse. Bank of America, JPMorgan, Citigroup, Goldman Sachs, and other large banks settled securities fraud claims with the Securities and Exchange Commission for failing to disclose the risks of subprime mortgages they sold to the investing public. But a corporation cannot commit fraud except through human beings working at and managing the firm. Rather than breaking up these powerful megabanks, essentially imposing a corporate death penalty, the government simply accepted fines that essentially punished innocent shareholders instead of senior leaders at the megabanks. It allowed the real wrongdoers to walk away from criminal responsibility. In The Case for the Corporate Death Penalty, Mary Kreiner Ramirez and Steven A. Ramirez examine the best available evidence about the wrongdoing underlying the financial crisis. They reveal that the government failed to use its most powerful law enforcement tools despite overwhelming proof of wide-ranging and large-scale fraud on Wall Street before, during, and after the crisis. The pattern of criminal indulgences exposes the onset of a new degree of crony capitalism in which the most economically and political powerful can commit financial crimes of vast scale with criminal and regulatory immunity. A new economic royalty has seized the commanding heights of our economy through their control of trillions in corporate and individual wealth and their ability to dispense patronage. The Case for the Corporate Death Penalty shows that this new lawlessness poses a profound threat that urgently demands political action and proposes attainable measures to restore the rule of law in the financial sector.

Usual and Unusual Organising Criminals in Europe and Beyond

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Author :
Publisher : Maklu
ISBN 13 : 9046604292
Total Pages : 316 pages
Book Rating : 4.0/5 (466 download)

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Book Synopsis Usual and Unusual Organising Criminals in Europe and Beyond by : Georgios Antonopoulos

Download or read book Usual and Unusual Organising Criminals in Europe and Beyond written by Georgios Antonopoulos and published by Maklu. This book was released on 2011 with total page 316 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Liber amicorum honors Petrus C. van Duyne, following his retirement as Professor of Empirical Penal Science at Tilburg Law School. Van Duyne is the founding father and organizer of the Cross-Border Crime Colloquium. The book has been assembled in preparation of the twelfth edition of this colloquium in Tilburg, The Netherlands, in conjunction with Prof. van Duyne's valedictory lecture. It is no coincidence that the contributors to the Cross-Border Crime Colloquia come from all over Europe and beyond. This is also reflected in the title of the book: Usual and Unusual Organising Criminals in Europe and Beyond. The authors and editors not only wish to contribute to the theme of profitable crimes from underworld to upper world, they also want emphasize their great appreciation for Prof. van Duyne's scientific work.

Fair Shake

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Publisher : Simon and Schuster
ISBN 13 : 1982115122
Total Pages : 368 pages
Book Rating : 4.9/5 (821 download)

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Book Synopsis Fair Shake by : Naomi Cahn

Download or read book Fair Shake written by Naomi Cahn and published by Simon and Schuster. This book was released on 2024-05-07 with total page 368 pages. Available in PDF, EPUB and Kindle. Book excerpt: A stirring, comprehensive look at the state of women in the workforce—why women’s progress has stalled, how our economy fosters unproductive competition, and how we can fix the system that holds women back. In an era of supposed great equality, women are still falling behind in the workplace. Even with more women in the workforce than in decades past, wage gaps continue to increase. It is the most educated women who have fallen the furthest behind. Blue-collar women hold the most insecure and badly paid jobs in our economy. And even as we celebrate high-profile representation—women on the board of Fortune 500 companies and our first female vice president—women have limited recourse when they experience harassment and discrimination. Fair Shake: Women and the Fight to Build a Just Economy explains that the system that governs our economy—a winner-take-all economy—is the root cause of these myriad problems. The WTA economy self-selects for aggressive, cutthroat business tactics, which creates a feedback loop that sidelines women. The authors, three legal scholars, call this feedback loop “the triple bind”: if women don’t compete on the same terms as men, they lose; if women do compete on the same terms as men, they’re punished more harshly for their sharp elbows or actual misdeeds; and when women see that they can’t win on the same terms as men, they take themselves out of the game (if they haven’t been pushed out already). With odds like these stacked against them, it’s no wonder women feel like, no matter how hard they work, they can’t get ahead. Fair Shake is not a “fix the woman” book; it’s a “fix the system” book. It not only diagnoses the problem of what's wrong with the modern economy, but shows how, with awareness and collective action, we can build a truly just economy for all.

Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges

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Publisher : DIANE Publishing
ISBN 13 : 1437936822
Total Pages : 20 pages
Book Rating : 4.4/5 (379 download)

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Book Synopsis Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges by : Mary L. Schapiro

Download or read book Oversight of the U. S. Securities and Exchange Commission: Evaluating Present Reforms and Future Challenges written by Mary L. Schapiro and published by DIANE Publishing. This book was released on 2010-11 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt: In 2009, the country was just emerging from an economic crisis that threatened our financial system and the American economy. Since then, the SEC has taken significant steps to make the SEC more vigilant, sharp, and responsive, and focus the agency on its core mission of protecting investors, maintaining fair and orderly markets, and facilitating capital formation. This testimony provides an overview of the actions and initiatives the SEC is taking to better protect investors, improve markets, and facilitate capital formation. It details the changes in personnel, processes and technology that have been made at the Commission. It also discusses the status of the SEC inquiry into the severe market disruption on May 6, 2010. Illustrations.

OTC Derivatives: Bilateral Trading and Central Clearing

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Publisher : Springer
ISBN 13 : 1137293861
Total Pages : 315 pages
Book Rating : 4.1/5 (372 download)

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Book Synopsis OTC Derivatives: Bilateral Trading and Central Clearing by : David Murphy

Download or read book OTC Derivatives: Bilateral Trading and Central Clearing written by David Murphy and published by Springer. This book was released on 2013-08-07 with total page 315 pages. Available in PDF, EPUB and Kindle. Book excerpt: After the credit crisis, supervisors enacted a range of financial reforms. In particular, they radically changed the nature of the OTC derivatives market via a number of measures, notably mandatory central clearing. This book discusses the market before the crisis, explains what central clearing is, and outlines the consequences of the new rules.

Hall of Mirrors

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Publisher : Oxford University Press
ISBN 13 : 0190621079
Total Pages : 521 pages
Book Rating : 4.1/5 (96 download)

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Book Synopsis Hall of Mirrors by : Barry J. Eichengreen

Download or read book Hall of Mirrors written by Barry J. Eichengreen and published by Oxford University Press. This book was released on 2016 with total page 521 pages. Available in PDF, EPUB and Kindle. Book excerpt: "A brilliantly conceived dual-track account of the two greatest economic crises of the last century and their consequences"--

Dispute Resolution in Transnational Securities Transactions

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509908471
Total Pages : 273 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Dispute Resolution in Transnational Securities Transactions by : Tiago Andreotti

Download or read book Dispute Resolution in Transnational Securities Transactions written by Tiago Andreotti and published by Bloomsbury Publishing. This book was released on 2017-12-14 with total page 273 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores the transnational legal infrastructure for dispute resolution in transnational securities transactions. It discusses the role of law and dispute resolution in securities transactions, the types of disputes arising from them, and the institutional and legal aspects of dispute resolution, both generally and regarding aggregate litigation. It illustrates different dispute resolution systems and aggregate litigation methods, and examines the legal issues of dispute resolution arising from transnational securities transactions. In addition, the book proposes two systems of dispute resolution for transnational securities transactions depending on the type of dispute: collective redress through arbitration and a network of alternative dispute resolution systems.

Class Action Litigation Report

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Publisher :
ISBN 13 :
Total Pages : 1016 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Class Action Litigation Report by :

Download or read book Class Action Litigation Report written by and published by . This book was released on 2010 with total page 1016 pages. Available in PDF, EPUB and Kindle. Book excerpt:

How Wall Street Fleeces America

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Publisher : SCB Distributors
ISBN 13 : 0985271019
Total Pages : 166 pages
Book Rating : 4.9/5 (852 download)

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Book Synopsis How Wall Street Fleeces America by : Stephen Lendman

Download or read book How Wall Street Fleeces America written by Stephen Lendman and published by SCB Distributors. This book was released on 2011-09-27 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 1913 Federal Reserve Act let powerful bankers usurp money creation authority in violation of the Constitution's Article I, Section 8, giving only Congress the power to "coin Money (and) regulate the Value thereof...." Thereafter, powerful bankers used their control over money, credit and debt for private self-enrichment, bankrolling and colluding with Congress and administrations to implement laws favoring them. As a result, decades of deregulation, outsourcing, economic financialization, and casino capitalism followed, producing asset bubbles, record budget and national debt levels, and depression-sized unemployment far higher than reported numbers, albeit manipulated to look better. After the financial crisis erupted in late 2007, even harder times have left Main Street in the early stages of a depression, with recovery pure illusion. Today's contagion has spread out of control, globally. Wall Street got trillions of dollars in a desperate attempt to socialize losses, privatize profits, and pump life back into the corpses by blowing public wealth into a moribund financial sector, failing corporate favorites, and America's aristocracy. While Wall Street boasts it has recovered, industrial America keeps imploding. High-paying jobs are exported. Economic prospects are eroding. Austerity is being imposed, with no one sure how to revive stable, sustainable long-term growth. This book provides a powerful tool for showing angry Americans how they've been fleeced, and includes a plan for constructive change.

Order Ethics: An Ethical Framework for the Social Market Economy

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Publisher : Springer
ISBN 13 : 3319331515
Total Pages : 367 pages
Book Rating : 4.3/5 (193 download)

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Book Synopsis Order Ethics: An Ethical Framework for the Social Market Economy by : Christoph Luetge

Download or read book Order Ethics: An Ethical Framework for the Social Market Economy written by Christoph Luetge and published by Springer. This book was released on 2016-07-26 with total page 367 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book examines the theoretical foundations of order ethics and discusses business ethics problems from an order ethics perspective. Order ethics focuses on the social order and the institutional environment in which individuals interact. It is a well-established paradigm in European business ethics. The book contains articles written by leading experts in the field and provides both a concise introduction to order ethics and short summary articles homing in on specific aspects of the order-ethical paradigm. It presents contributions describing fundamental concepts, historical roots, and the economic, social, and philosophical background of the theory. The second part of the handbook focuses on the theory's application in business, society, and politics, casting new light on an array of topics that loom large in contemporary ethical discourse.​

From the Great Recession to the Covid-19 Pandemic

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Author :
Publisher : Routledge
ISBN 13 : 1000550486
Total Pages : 341 pages
Book Rating : 4.0/5 (5 download)

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Book Synopsis From the Great Recession to the Covid-19 Pandemic by : Jerry W. Markham

Download or read book From the Great Recession to the Covid-19 Pandemic written by Jerry W. Markham and published by Routledge. This book was released on 2022-03-31 with total page 341 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume narrates the financial history of the United States during a period of great upheaval in the early part of the 21st century. It is divided into three chronological sections: the first section describes the recovery of financial markets after the Great Recession. It begins with an overview of the state of the economy at the start of the new decade, including some of the political storms affecting the economy and financial markets. It explores the uneven nature of the recovery and volatility in the Treasury during these years. The second section sets forth regulatory responses to the Financial Crisis of 2008, including the massive fines imposed on large banks by a swarm of regulators. It examines the “too big to jail” prosecution model, cases involving Libor and foreign exchange manipulation and the impact of rogue traders. It also looks at the developments in payment systems, rise of crowdfunding as a source of capital, and high-frequency trading. The third section describes the rules adopted under the Dodd-Frank Act of 2010 that broadly affected financial markets. It also recounts the Trump trade wars and ends with an account of the financial and economic turmoil that occurred during the Covid-19 pandemic in 2020. The volume will be an essential addition to academic and public libraries with readers drawn from business schools, departments of economics and finance, and historians.