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Financial Conglomerates And Other Financial Groupsamendment Etc Eu Exit Regulations 2019
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Book Synopsis The Financial Conglomerates and Other Financial Groups (Amendment Etc. ) (EU Exit) Regulations 2019 by : GREAT BRITAIN.
Download or read book The Financial Conglomerates and Other Financial Groups (Amendment Etc. ) (EU Exit) Regulations 2019 written by GREAT BRITAIN. and published by . This book was released on 2019-01-23 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 23.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2004/1862; 2013/3115 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: Part 2 of these Regulations make amendments to UK legislation, specifically the Financial Conglomerates and Other Financial Groups Regulations 2004 and the Capital Requirements Regulations 2013 to ensure that references in UK legislation to EU bodies and legal requirements which would cause deficiencies in UK legislation once the United Kingdom withdraws from the European Union are amended.
Book Synopsis The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment Etc) (EU Exit) Regulations 2019 by : GREAT BRITAIN.
Download or read book The Equivalence Determinations for Financial Services and Miscellaneous Provisions (Amendment Etc) (EU Exit) Regulations 2019 written by GREAT BRITAIN. and published by . This book was released on 2019-01-22 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 22.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1 (2) (3). Effect: None. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in exercise to address failures of retained EU law to operate effectively and other deficiencies arising from the withdrawal of the United Kingdom from the European Union. On and after exit day, EEA states will be third countries to the UK. Third country status is relevant to several aspects of financial services law, where it is mitigated for countries that are found to have equivalent legislation and regulatory enforcement to that in the UK. Revokes the following Regulations: (EU) no. 1092/2010; 1093/2010; 1094/2010; 1095/2010
Book Synopsis The Financial Conglomerates and Other Financial Groups (Amendment) Regulations 2013 by : Great Britain
Download or read book The Financial Conglomerates and Other Financial Groups (Amendment) Regulations 2013 written by Great Britain and published by . This book was released on 2013-05-21 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2). Issued: 21.05.2013. Made: 20.05.2013. Laid: 20.05.2013. Coming into force: 10.06.2013. Effect: 2000 c.8 & S.I. 2001/2188; 2004/1862; 2006/3221 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These regulations implement, in part, Directive 2011/89/EU amending Directives 98/78/EC, 2002/87/EC, 2006/87/EC, 2006/48/EC and 2009/138/EC regards supplementary supervision of financial entitles in a financial conglomerate
Book Synopsis The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 by : GREAT BRITAIN.
Download or read book The Financial Services (Miscellaneous) (Amendment) (EU Exit) (No. 3) Regulations 2019 written by GREAT BRITAIN. and published by . This book was released on 2019-07-18 with total page 12 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2) & Financial Services and Markets Act 2000, s. 349 (1) (b) & European Union (Withdrawal) Act 2018, ss. 8 (1), 23 (1), sch. 4, para. 1 (1), sch. 7, para. 21. Issued: 18.07.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1993 c. 36; S.I. 1994/187; 2017/701, 699; 2018/1115, 1403; 2019/Draft Electronic Commerce & Solvency (Amendment etc.) (EU Exit) Regulations 2019; 2019/394, 407, 541, 660, 681, 710 amended. Territorial extent & classification: E/W/S/NI. EC note: Commission Implementing Decision (EU) 2019/541 amended & Commission Delegated Regulation (EU) 2019/360 revoked. For approval by resolution of each House of Parliament
Author : Publisher :Oxford University Press ISBN 13 :019889595X Total Pages :805 pages Book Rating :4.1/5 (988 download)
Download or read book written by and published by Oxford University Press. This book was released on with total page 805 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Corporate Finance Law by : Louise Gullifer
Download or read book Corporate Finance Law written by Louise Gullifer and published by Bloomsbury Publishing. This book was released on 2020-03-19 with total page 997 pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of this acclaimed book continues to provide a discussion of key theoretical and policy issues in corporate finance law. It has been fully updated to reflect developments in the law and the markets. One of the book's distinctive features is its equal coverage of both the equity and debt sides of corporate finance law, and it seeks, where possible, to compare and contrast the two. This book covers a broad range of topics regarding the debt and equity-raising choices of companies of all sizes, from SMEs to the largest publicly traded enterprises, and the mechanisms by which those providing capital are protected. Each chapter provides a critical analysis of the present law to enable the reader to understand the difficulties, risks and tensions in this area, and the attempts by the legislature, regulators and the courts, as well as the parties involved, to deal with them. The book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law.
Book Synopsis The UK and EMEA Corporate Counsel Handbook by : Walter Thomas
Download or read book The UK and EMEA Corporate Counsel Handbook written by Walter Thomas and published by Bloomsbury Publishing. This book was released on 2019-11-29 with total page 381 pages. Available in PDF, EPUB and Kindle. Book excerpt: A unique and invaluable aid to corporate counsel, and other legal advisors, to guide corporate response and decision making, presented with ease of accessibility and a practical, pragmatic focus. It is a first port of call for those charged with advising their key business leaders on difficult and disputed legal issues that engage and tax the board room. It presents the legal considerations implicit in the business functional areas common to commercial practice, be it sales, productions, marketing, human resources, finance and accounting etc, and additionally explores some of the following topics that are typically top of corporate counsel agenda: - Commercial Contracting, with particular emphasis on the risks of Agency and Distribution arrangements in EMEA - Regulatory and Legal Compliance considerations across EMEA - Product compliance - Advertising and Promotion within EMEA - Geo-Political Legal Considerations It also includes helpful chapters on the topics of Company Secretariat obligations, geopolitical legal considerations in EMEA and the emerging field of Islamic commercial and legal interface with local law.
Book Synopsis Business Law and Practice 2021/2022 by : Alexis Mavrikakis
Download or read book Business Law and Practice 2021/2022 written by Alexis Mavrikakis and published by College of Law Publishing . This book was released on 2021-07-15 with total page 937 pages. Available in PDF, EPUB and Kindle. Book excerpt: Business Law and Practice provides a detailed guide to the forms of business most commonly encountered in practice, examining how they must be run in accordance with the statutory and common law applicable to them.
Book Synopsis Principles of Corporate Finance Law by : Eilís Ferran
Download or read book Principles of Corporate Finance Law written by Eilís Ferran and published by Oxford University Press. This book was released on 2023-09-27 with total page 705 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate finance theory seeks to understand how incorporated firms address the financial constraints that affect their investment decisions. This is achieved by using varied financial instruments that seek to give holders different claims on the firm's assets. Recent scholarship in this area has highlighted the critical importance of the legal environment in explaining the choices that companies make about their capital structure. This book combines company law, capital markets law, and aspects of commercial and insolvency law to give readers a detailed understanding of the legal and regulatory issues relating to corporate finance. Informed by insights from theoretical and empirical work, the book examines from a legal perspective the key elements of corporate financing structures and capital markets in the UK. The authors' practical experience of transactions and regulatory issues ensures that thorough scholarly inquiry and critical reflection are complemented by an assured understanding of the interface between legal principles and rules as they are documented and in their actual operation. Key developments covered in this third edition include the post-Brexit adaptation of UK company law and capital market regulation, important new cases on parent company liability in tort, creditor-facing duties of directors, issuer and director liability for misleading statements to the market, alternatives to public market financing, and recent changes in the practice of debt finance.
Book Synopsis The Governance of Insurance Undertakings by : Pierpaolo Marano
Download or read book The Governance of Insurance Undertakings written by Pierpaolo Marano and published by Springer Nature. This book was released on 2022-03-14 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This open access volume of the AIDA Europe Research Series on Insurance Law and Regulation brings together contributions from authors with different legal cultures. It aims to identify the legal issues that arise from the intersection of two disciplines: insurance law and corporate/company law. These legal issues are examined mainly from the perspective of European Union (EU) law. However, there are also contributions from other legal systems, enriching the perspective with which to approach these issues.
Book Synopsis Insurance Law Handbook by : Noleen John
Download or read book Insurance Law Handbook written by Noleen John and published by Bloomsbury Publishing. This book was released on 2022-03-17 with total page 433 pages. Available in PDF, EPUB and Kindle. Book excerpt: Insurance Law Handbook is a general, practical and accessible guide to all aspects of insurance law, including marine, aviation, employers' liability and professional indemnity. The updated 5th edition includes: - New chapter on cyber insurance - New chapter on public liability insurance - New chapter on comprehensive crime insurance - Coverage of the Insurance Act 2015 - Consideration of the implications of Brexit This specialist work combines a full range of information in one convenient, time-saving source of reference. This title is included in Bloomsbury Professional's Insurance Law online service.
Book Synopsis Joint Ventures and Shareholders' Agreements by : Susan Singleton
Download or read book Joint Ventures and Shareholders' Agreements written by Susan Singleton and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 801 pages. Available in PDF, EPUB and Kindle. Book excerpt: Baffled by joint venture and shareholder agreements? Guidance on the new PSC Register is just one of the things that small businesses need to understand. Helping you to identify the central issues involved in joint venture transactions, take effective instructions and draft good documentation using precedents, case studies and checklists. Now covers: Brexit 2020 and its impact on competition law, UK and EU; Changes to tax aspects arising from the latest Finance Acts; New case law such as - Guest Services Worldwide Ltd v. Shelmerdine [2020] EWCA Civ 85 (CA) (non-competition clauses in shareholders' agreements) and Global Corporate Limited v. Hale [2018] EWCA Civ 2618 (CA) (when payments to a director/shareholder were dividends) Key content includes: Preliminary considerations: A discussion of the nature of joint ventures and shareholders' agreements; Financing the venture; Tax and accounting considerations for UK corporate joint ventures; Regulatory matters; Employment and pension issues. Key issues in structuring and drafting UK corporate joint venture documentation and shareholders' agreements: Deadlock and minority protection; Voting rights and board representation; Restrictive covenants. Joint ventures and shareholders' agreements in practice: Articles of association; Transfers of assets; EU and UK Competition law including Brexit issues.
Book Synopsis Rights and Duties of Directors by : Mark Cardale
Download or read book Rights and Duties of Directors written by Mark Cardale and published by Bloomsbury Publishing. This book was released on 2022-02-10 with total page 709 pages. Available in PDF, EPUB and Kindle. Book excerpt: The new edition of this well-established title (the eighteenth in the series) covers a comprehensive range of topics, from the personal affairs of a director on appointment to the conduct of a company's business and questions of governance and strategy. It gives the reader an understanding of the practical application of all the legal and regulatory issues facing directors, both on a day-to-day operational basis and in relation to questions of importance to long term decision making. Updates to the previous edition include: - new material covering the AIM regime and the AIM Rules for companies, and the application of the Market Abuse Regulation to both listed and AIM companies following Brexit - an updated chapter on insolvency issues, covering the reforms and structures introduced by the Corporate Insolvency and Governance Act 2020 - new and updated sections on directors' 'general' duties under the Companies Act 2006 (including s.172) and on directors' disqualification - reviews of directors' reporting obligations in the Annual Report and otherwise, and of relations with shareholders The new edition also covers the administrative and accounting obligations of directors under the Companies Act 2006, the role of directors and board decision making, the listing regime and governance arrangements applicable to different types of company, employees and customers, aspects of competition law, requirements concerning the environment, and public company takeovers. Available as an electronic publication, this e-Book provides easy access to formal guidance notes and other publications of third party institutions and organisations and supports cross referencing in the text. This book aims to be a compendium handbook with a legal basis and will help the reader to: - understand the full range of issues which may face directors and those proposing to become directors - provide information and guidance on matters which boards may need to address in their decision making processes, including appendices detailing some practical checklists and a practical Glossary of terms with electronic links to the text aiding the accessibility of the work to all readers. - broaden the horizons of those seeking to understand the extent of the legal, regulatory and practical considerations which may need to be considered in companies both large and small It's an invaluable resource for company directors, company secretaries, and governance and HR professionals in organisations of all sizes, as well as their legal advisers, in house lawyers, company law practitioners, and financial advisers.
Book Synopsis Accountants’ Negligence and Liability by : Simon Salzedo KC
Download or read book Accountants’ Negligence and Liability written by Simon Salzedo KC and published by Bloomsbury Publishing. This book was released on 2021-03-26 with total page 566 pages. Available in PDF, EPUB and Kindle. Book excerpt: An in-depth practical work covering all the main areas of accountants' legal liabilities in negligence claims, including audit liabilities to clients and others, tax and insolvency work and conflicts of interest. It covers accountants' negligence in relation to claims against accountants acting for corporations as well as accountants acting for individuals. The second edition focusses on the difficult legal issues surrounding the liability of accountants in negligence claims. It covers statutory and non-statutory audits, tax advice, specified procedures reporting, due diligence reports and corporate finance reporting. It looks at the scope of losses for which the accountant may be liable with detailed reference to case law as well as money laundering and regulatory issues. Limitation and contributory fault are considered with special reference to accountants' cases. The following important developments and case law are included: - The material covering the application of the SAAMCO/scope of duty principle has been substantially revised following the clarification of the SAAMCO principle of scope of duty by the Supreme Court in BPE Solicitors & Anor v Hughes-Holland [2017] UKSC 21, [2018] AC 599 and the Court of Appeal in the accountants' case of Manchester Building Society v Grant Thornton UK LLP [2019] EWCA Civ 40, [2019] 1 WLR 4610 - AssetCo v Grant Thornton [2019] EWHC 150 (Comm), [2019] Bus LR 2291 in which the first edition of this book was cited several times, an auditor was held liable for trading losses caused by management fraud and the Court of Appeal at [2021] PNLR 1 considered the application of the scope of duty principle to a general audit case and the question of credit for the receipt by the company of new capital - The difficult question of the application of the scope of duty principle to dividends, discussed by the High Court in BTI v PricewaterhouseCoopers [2020] PNLR 7 and the Court of Appeal in AssetCo v Grant Thornton - Lowick Rose LLP v Swynson Ltd & Anor [2017] UKSC 32 on avoided loss - Developments in the application of rules of contributory fault to accountants in the light of the trial judgments on this issue in Manchester Building Society v Grant Thornton and AssetCo v Grant Thornton - The effect of the Supreme Court's decision in Singularis Holdings v Daiwa Capital Markets [2020] AC 1189 on auditor's counterclaims and the illegality defence - The controversial High Court decision on accountants' conflicts of interest in Harlequin Property v Wilkins Kennedy [2017] 4 WLR 30 - Pre-action disclosure against auditors following the decision in Carillion Plc v KPMG LLP [2020] EWHC 1416 (Comm) - First Tower Trustees v CDS (Superstores) [2019] 1 WLR with important implications for the application of UCTA to disclaimers of liability - Halsall v Champion Consulting [2017] PNLR 32 where extended limitation under s14A was considered in the context of tax schemes and a tax adviser's contractual time bar was construed - Evans v PricewaterhouseCoopers [2019] EWHC 1505 (Ch) on the date when the cause of action for tax advice was considered in detail - Developments in the law of privilege in relation to investigations of auditors including Sports Direct v Financial Reporting Council [2020] EWCA Civ 177, [2020] 2 WLR 1256 - Substantial revisions to the Code of Ethics, disciplinary bye-laws, and the FRC's rules and schemes
Download or read book Company Law written by Brenda Hannigan and published by Oxford University Press. This book was released on 2021 with total page 737 pages. Available in PDF, EPUB and Kindle. Book excerpt: Employing a practical and contextual approach, this student text covers developments in the self-regulation of corporate governance, which is becoming global due to the activities of the OECD and World Bank.
Book Synopsis Brexit and the Digital Single Market by : Alison Harcourt
Download or read book Brexit and the Digital Single Market written by Alison Harcourt and published by Oxford University Press. This book was released on 2023-07-02 with total page 289 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Digital Single Market (DSM) 2014-19 was the largest component of the European Union's Single Market programme, comprising numerous Directives, Regulations, and instruments aimed at facilitating cross-border digital services. With one-fifth of service exports stemming from the digital sector, the DSM was vital for the UK, with the EU representing its largest export market. Brexit and the Digital Single Market examines the important historical role of the UK in DSM development, the consequences of Brexit for the UK's digital sector, and future EU and UK policy trajectories. Assessing both vertical sectors and horizontal policies, this book demonstrates how the UK acted as a policy entrepreneur in pushing for a deregulatory framework by exploiting temporal events historically. The current challenges presented by Brexit are discussed in detail, closely observing topics such as the loss of the country of origin principle and freedom of movement, changes to copyright and VAT regimes, complications with cross-border data transfer, administrative procedures, and international taxes on digital products and services. Brexit and the Digital Single Market illuminates how the UK continues to innovate in the digital sector but is constrained by external factors both at EU and global levels. It also considers how EU policy is taking a new direction in its 2020 Digital Strategy programme, which leans towards greater protection of European champions and digital sovereignty, a tightening of its data protection regime, and greater regulatory intervention in digital markets. Timely and unprecedented, Brexit and the Digital Single Market is the first volume to comprehensively cover the implications of Brexit for the EU's DSM. This is an essential read for students and academics in political science and law and those from the civil service and government working within the digital sector.
