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Author : Arthur F. Mathews
Publisher :
ISBN 13 :
Total Pages : 268 pages
Book Rating : 4.F/5 ( download)
Download or read book Enforcement and Litigation Under the Federal Securities Laws written by Arthur F. Mathews and published by . This book was released on 1972 with total page 268 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Donna M. Nagy
Publisher : West Academic Publishing
ISBN 13 :
Total Pages : 1080 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Litigation and Enforcement written by Donna M. Nagy and published by West Academic Publishing. This book was released on 2008 with total page 1080 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Author : Margaret V. Sachs
Publisher :
ISBN 13 : 9781647089207
Total Pages : pages
Book Rating : 4.0/5 (892 download)
Download or read book Securities Litigation and Enforcement in a Nutshell written by Margaret V. Sachs and published by . This book was released on 2021 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2nd edition of the Securities Litigation and Enforcement Nutshell focuses on an area of law that burgeoned nearly two decades ago after the accounting and corporate governance scandals at Enron, WorldCom, and other large publicly traded companies. It is an area of law that has only continued to expand with the 2008 financial crisis and subsequent legislation, including the Dodd-Frank Act of 2010 and the JOBS Act of 2012, and with several recent rulings by the U.S. Supreme Court. The Nutshell examines private, SEC, and criminal enforcement of the federal securities laws, with an emphasis on the elements that establish securities fraud, and the doctrinal and practical issues that typically emerge in prosecuting or defending such claims.
Author : Franklin E. Gill
Publisher :
ISBN 13 : 9780897076357
Total Pages : 554 pages
Book Rating : 4.0/5 (763 download)
Download or read book Securities Law Administration, Litigation, and Enforcement written by Franklin E. Gill and published by . This book was released on 1991 with total page 554 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.:/5 (135 download)
Download or read book Enforcement and Litigation Under the Federal Securities Laws, 1975 written by and published by . This book was released on 1975 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Arthur F. Mathews
Publisher :
ISBN 13 :
Total Pages : 536 pages
Book Rating : 4.:/5 (731 download)
Download or read book Enforcement and Litigation Under the Federal Securities Laws, 1973 written by Arthur F. Mathews and published by . This book was released on 1973 with total page 536 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 618 pages
Book Rating : 4.F/5 ( download)
Download or read book Insider Trading, Fraud, and Fiduciary Duty Under the Federal Securities Laws written by and published by . This book was released on 1998 with total page 618 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : David M. Brodsky
Publisher :
ISBN 13 : 9781574000320
Total Pages : 516 pages
Book Rating : 4.0/5 (3 download)
Download or read book Federal Securities Litigation written by David M. Brodsky and published by . This book was released on 1997 with total page 516 pages. Available in PDF, EPUB and Kindle. Book excerpt: Disk contains forms from the printed text in WordPerfect 5.1 format.
Author : United States. Congress
Publisher : Forgotten Books
ISBN 13 : 9780260592538
Total Pages : 898 pages
Book Rating : 4.5/5 (925 download)
Download or read book Private Litigation Under the Federal Securities Laws written by United States. Congress and published by Forgotten Books. This book was released on 2017-11-08 with total page 898 pages. Available in PDF, EPUB and Kindle. Book excerpt: Excerpt from Private Litigation Under the Federal Securities Laws: Hearings Before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Third Congress, First Session; June 17 and July 21, 1993 These private lawsuits are critical to the overall scheme of law enforcement because, like the sec enforcement actions, they help to deter future violations. When the system is working well, it helps to keep corporate offi cers honest and helps ensure that auditors, directors, lawyers and others do their jobs, and therefore promotes investor confidence and capital formation, the two critical issues I mentioned at the outset of these remarks. But many of our witnesses this morning are going to tell us something else, that securities litigation has gotten out Of hand and is destroying the very capital formation policy it seeks to promote. They say cases are brought without. Any investigation. Complaints are literally run off word processors within days or even hours of a drop in a company's stock and are brought for the purpose of ex tracting settlements. About the Publisher Forgotten Books publishes hundreds of thousands of rare and classic books. Find more at www.forgottenbooks.com This book is a reproduction of an important historical work. Forgotten Books uses state-of-the-art technology to digitally reconstruct the work, preserving the original format whilst repairing imperfections present in the aged copy. In rare cases, an imperfection in the original, such as a blemish or missing page, may be replicated in our edition. We do, however, repair the vast majority of imperfections successfully; any imperfections that remain are intentionally left to preserve the state of such historical works.
Author : Arthur F. Mathews
Publisher :
ISBN 13 :
Total Pages : 744 pages
Book Rating : 4.:/5 (753 download)
Download or read book Enforcement and Litigation Under the Federal Securities Law, 1975 written by Arthur F. Mathews and published by . This book was released on 1975 with total page 744 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas Lee Hazen
Publisher : West Group Publishing
ISBN 13 :
Total Pages : 644 pages
Book Rating : 4.F/5 ( download)
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by West Group Publishing. This book was released on 2005 with total page 644 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 632 pages
Book Rating : 4.:/5 (43 download)
Download or read book Securities Litigation Under the Federal Securities Laws, 1977 written by and published by . This book was released on 1977 with total page 632 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Edward N. Gadsby
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (72 download)
Download or read book The Federal Securities Exchange Act of 1934 written by Edward N. Gadsby and published by . This book was released on 1967 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : A.C. Pritchard
Publisher : Oxford University Press
ISBN 13 : 0197665934
Total Pages : 385 pages
Book Rating : 4.1/5 (976 download)
Download or read book A History of Securities Law in the Supreme Court written by A.C. Pritchard and published by Oxford University Press. This book was released on 2023-03-07 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.
Author :
Publisher :
ISBN 13 :
Total Pages : 800 pages
Book Rating : 4.:/5 (48 download)
Download or read book SEC News Digest written by and published by . This book was released on 1980 with total page 800 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lists documents available from Public Reference Section, Securities and Exchange Commission.
Author : Aspatore Books
Publisher :
ISBN 13 :
Total Pages : 206 pages
Book Rating : 4.F/5 ( download)
Download or read book The Art and Science of Securities Law written by Aspatore Books and published by . This book was released on 2005 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Art and Science of Securities Law is an authoritative, insider's perspective on the issues surrounding securities law. The reader will become familiar with topics such as significant securities laws and regulations, the importance of disclosure documents, and the future of securities law, on a global scale. Featuring department heads, group chairs, and leading partners, all representing some of the nation's top firms, this book provides a broad, yet comprehensive overview of the practice of securities law, discussing the current shape and future state of the practice area from the founding doctrines, to the pivotal cases of today. From the steps involved in effectively counseling clients in this highly regulated environment to crucial tactics around advising clients on all aspects of compliance, these authors articulate the finer points around securities now, and what will hold true into the future. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today as experts offer up their thoughts around the keys to success within this fascinating practice area. About Inside the Minds:Inside the Minds provides readers with proven business intelligence from C-Level executives (Chairman, CEO, CFO, CMO, Partner) from the world's most respected companies nationwide, rather than third-party accounts from unknown authors and analysts. Each chapter is comparable to an essay/thought leadership piece and is a future-oriented look at where an industry, profession or topic is headed and the most important issues for the future. Through an exhaustive selection process, each author was hand-picked by the Inside the Minds editorial board to author a chapter for this book.This book is by:Stewart D. Aaron, Arnold & Porter LLPThe Importance of Disclosure in Securities CasesMelodie Rose, Fredrikson & ByronAdding Value for ClientsRichard J. Morvillo, Crowell & Moring LLPCounseling Clients in a Highly-Regulated EnvironmentJerry Burgdoerfer, Jenner & BlockGoing Beyond Legal Requirements to Understand a Companys BusinessDavid W. Braswell, Armstrong Teasdale LLPAdvising Clients on All Aspects of ComplianceBruce G. Leto, Stradley, Ronon Stevens & Young, LLPUnderstanding Significant Laws and RegulationsMatthew S. Heiter, Baker, Donelson, Bearman, Caldwell & Berkowitz, PCOutlining Securities Law
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher :
ISBN 13 :
Total Pages : 500 pages
Book Rating : 4.F/5 ( download)
Download or read book The Securities Law Enforcement Remedies Act of 1989 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1990 with total page 500 pages. Available in PDF, EPUB and Kindle. Book excerpt:
