Compliance and Ethics in Law Firms

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Publisher :
ISBN 13 : 9781784460341
Total Pages : 0 pages
Book Rating : 4.4/5 (63 download)

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Book Synopsis Compliance and Ethics in Law Firms by : Tracey Calvert

Download or read book Compliance and Ethics in Law Firms written by Tracey Calvert and published by . This book was released on 2015 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: "One of the key features of outcomes-focused regulation is the expectation that everyone working in a law firm will demonstrate ethical and professional behaviours. The principles of the SRA Code of Conduct 2011 underpin all aspects of practice. Not only do solicitors need to be aware of their professional conduct duties, but all other members of the firm, regardless of job title or qualifications, must also understand the principles.Getting this wrong can not only damage a firm's client relationships, but it can also lead to legal/regulatory action, professional indemnity implications, and loss of reputation. [This] is a practical book which can be used by everyone who works in a law firm, as it provides both a useful reminder of essential requirements for solicitors and an introduction to conduct, ethics and compliance obligations for non-legally trained members of the firm."--Back cover.

Compliance and Ethics in Law Firms

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Publisher : Law Society Publishing
ISBN 13 : 9781784461157
Total Pages : 0 pages
Book Rating : 4.4/5 (611 download)

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Book Synopsis Compliance and Ethics in Law Firms by : Tracey Calvert

Download or read book Compliance and Ethics in Law Firms written by Tracey Calvert and published by Law Society Publishing. This book was released on 2019 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Regulation, Compliance and Ethics in Law Firms

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Author :
Publisher :
ISBN 13 : 9781787423787
Total Pages : 245 pages
Book Rating : 4.4/5 (237 download)

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Book Synopsis Regulation, Compliance and Ethics in Law Firms by : Tracey Calvert

Download or read book Regulation, Compliance and Ethics in Law Firms written by Tracey Calvert and published by . This book was released on 2020-07-31 with total page 245 pages. Available in PDF, EPUB and Kindle. Book excerpt: This second edition has been updated to reflect the replacement of the SRA Handbook with the new regulatory toolkit, the SRA Standards and Regulations, in order to help lawyers acknowledge and develop strategies to accommodate risk management, regulatory and legal compliance and ethical values in their business.

Model Rules of Professional Conduct

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Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

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Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

Ethics Compliance for Business Lawyers

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Author :
Publisher : John Wiley & Sons
ISBN 13 :
Total Pages : 492 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Ethics Compliance for Business Lawyers by : Brooke Wunnicke

Download or read book Ethics Compliance for Business Lawyers written by Brooke Wunnicke and published by John Wiley & Sons. This book was released on 1987 with total page 492 pages. Available in PDF, EPUB and Kindle. Book excerpt: This treatise provides a practical reference to the business lawyer's most frequent ehtical questions. It will allow you to recognize actual and potential areas of conflict in ethical problems and provide you with some suggested means of avoidance.

Corporate Legal Compliance Handbook, 3rd Edition

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Author :
Publisher : Wolters Kluwer
ISBN 13 : 1543823718
Total Pages : 1976 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis Corporate Legal Compliance Handbook, 3rd Edition by : Banks and Banks

Download or read book Corporate Legal Compliance Handbook, 3rd Edition written by Banks and Banks and published by Wolters Kluwer. This book was released on 2020-06-19 with total page 1976 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate Legal Compliance Handbook, Third Edition, provides the knowledge necessary to implement or enhance a compliance program in a specific company, or in a client's company. The book focuses not only on doing what is legal or what is right--the two are both important but not always the same--but also on how to make a compliance program actually work. The book is organized in a sequence that follows how to approach a compliance program. It gives the compliance officer, consultant, or attorney a good grounding in the basics of compliance law. This includes such things as the rules about corporate and individual liability, an understanding of the basics of the key laws that impact companies, and the workings of the U.S. Sentencing Guidelines. Successful programs also require an understanding of educational techniques, good communication skills, and the use of computer tools. The effective compliance program also takes into account how to deliver messages using a variety of media to reach employees in different locations, of different ages or education, who speak different languages. Note: Online subscriptions are for three-month periods.

The Lawyer's Handbook

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Publisher :
ISBN 13 : 9781576257180
Total Pages : 0 pages
Book Rating : 4.2/5 (571 download)

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Book Synopsis The Lawyer's Handbook by : Shari L. Klevens

Download or read book The Lawyer's Handbook written by Shari L. Klevens and published by . This book was released on 2013 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Lawyer's Handbook: Ethics Compliance and Claim Avoidance provides an easy-to-use practice management tool for fast-paced, round the clock law practice in a format that ensures compliance with applicable ethics rules while minimizing the risks of legal malpractice claims. To achieve this, the book brings the basics of the fundamentals of law practice management to the table. From client intake procedures to file-closing letters, this book includes the essentials for the practical side of the practice of law. Attorneys can be more efficient and focus on the substance of the practice, while spending less time identifying, determining, and incorporating the basics, and leaving more time for attention to issues raised by their clients in ongoing representations.

Compliance Management

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Author :
Publisher : Praeger
ISBN 13 : 1440833117
Total Pages : 0 pages
Book Rating : 4.4/5 (48 download)

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Book Synopsis Compliance Management by : Nitish Singh

Download or read book Compliance Management written by Nitish Singh and published by Praeger. This book was released on 2015-03-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.

Guide to Professional Development in Compliance

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Author :
Publisher : Jones & Bartlett Learning
ISBN 13 : 9780834218741
Total Pages : 308 pages
Book Rating : 4.2/5 (187 download)

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Book Synopsis Guide to Professional Development in Compliance by : Jan Christian Heller

Download or read book Guide to Professional Development in Compliance written by Jan Christian Heller and published by Jones & Bartlett Learning. This book was released on 2001 with total page 308 pages. Available in PDF, EPUB and Kindle. Book excerpt: Government enforcement initiatives are changing the face of health care, forcing the creation of compliance programs in all types of health care facilities. As a result, thousands of new positions for compliance professionals and personnel have emerged, and in fact the compliance profession has begun to differentiate itself within the health care industry. The first book to address this new profession, The Guide to Professional Development in Compliance will be an essential resource for anyone planning to enter or already working in a compliance role. Assuming the role of a compliance officer brings not just technical challenges For The design and implementation of a program, but also tremendous management responsibilities and needs for performance measurement guidance, role clarification and career advancement strategies. Each of these important issues will be addressed by experts in the field, who will provide detailed, practical guidance. Illustrating the discussions in each chapter are relevant case studies, historical examples, or experiences of the authors.

Ethics in Practice

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Publisher :
ISBN 13 : 0195167678
Total Pages : 311 pages
Book Rating : 4.1/5 (951 download)

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Book Synopsis Ethics in Practice by : Deborah L. Rhode

Download or read book Ethics in Practice written by Deborah L. Rhode and published by . This book was released on 2003 with total page 311 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lawyers' ethics have been condemned for centuries, but they received little scholarly scrutiny until the last few decades. Ethics in Practice brings together leading experts in the emerging field of legal ethics to discuss the central dilemmas of practicing law. This collection cuts across conventional disciplinary boundaries to address the roles, responsibilities, and regulation of contemporary lawyers. Contributors address common concerns from diverse perspectives, including philosophy, psychology, economics, political science, and organizational behavior. Topics include the nature of professions, the structure of practice, the constraints of an adversarial system, the attorney-client relationship, the practical value of moral theory, the role of race and gender, and the public service responsibilities of lawyers and law students. Unique in both its breadth and its depth, this book redefines debates that are of enduring significance for both the profession and the public.

Organizational Compliance and Ethics

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Author :
Publisher : Aspen Publishing
ISBN 13 : 1543840299
Total Pages : 931 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis Organizational Compliance and Ethics by : Babak Boghraty

Download or read book Organizational Compliance and Ethics written by Babak Boghraty and published by Aspen Publishing. This book was released on 2023-02-01 with total page 931 pages. Available in PDF, EPUB and Kindle. Book excerpt: Organizational Compliance and Ethics, Second Edition is designed to teach how to assess corporate legal risk as a quantifiable value that can be compared to other risks across a business enterprise and mitigated through various tools. Students learn how to 1) evaluate the potential financial consequences of a federal investigation or enforcement action; 2) build an effective compliance program tailored to a corporation’s operations; and 3) create a business ethics program that enhances corporate performance. New to the Second Edition: Updated cases and materials New “Test Your Knowledge” hypotheticals at the end of each Part More streamlined presentation Added new section covering supply chain due diligence Benefits for instructors and students: Well organized and easy to read Imparts highly marketable legal skills Emphasizes the practical application of legal theories and concepts Integrates business ethics into compliance and risk management

Regulation of Lawyers

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Publisher : Aspen Publishing
ISBN 13 : 1543807054
Total Pages : 1168 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis Regulation of Lawyers by : Stephen Gillers

Download or read book Regulation of Lawyers written by Stephen Gillers and published by Aspen Publishing. This book was released on 2018-11-26 with total page 1168 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of Lawyers: Statutes and Standards, 2019

Connecting Ethics and Practice

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Publisher : Aspen Publishing
ISBN 13 : 1543806015
Total Pages : 480 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis Connecting Ethics and Practice by : Katerina P. Lewinbuk

Download or read book Connecting Ethics and Practice written by Katerina P. Lewinbuk and published by Aspen Publishing. This book was released on 2019-02-12 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: In Connecting Ethics and Practice: A Lawyer’s Guide to Professional Responsibility, Second Edition, Katerina Lewinbuk explains the legal, professional, and ethical constraints that regulate attorneys, while keeping the modern law professor and student in mind. Contemporary cases and articles are used to provide for an easier understanding of the Model Rules and Judicial Cannons, which assists in preparing for law school exams and the MPRE. The author employs a user-friendly coursebook format organized in a logical manner, while achieving a realistic and manageable length. Mind-maps are provided with every chapter to help students visualize and remember selected rules, and discussion questions are used to allow the students to fully comprehend and digest the reading, while also demonstrating real-life struggles most lawyers face at some point in their career. Based on the unique format, students systematically cover all important aspects of the legal journey from law school to the legal profession. New to the Second Edition: Two-color format and new design add visual appeal Revised chapters contain contemporary cases, discussions, and studies Updates include recent changes to the ABA Model Rules of Professional Conduct New coverage includes: Discussion of the ethical issue relating to Judge Kavanaugh hearings Recent famous case of McCoy v. Louisiana New statistics re: women in the legal profession and malpractice claims against lawyers Professors and students will benefit from: The easy-to-follow logical sequence of all relevant rules that are clearly articulated at the beginning of the book and then reiterated accordingly in every chapter Structured material that is well-suited for a new or experienced professor Chapters based on quality readings as opposed to quantity Engaging, realistic examples that exhibit how each Rule relates to practice Simple, consistent organization of each chapter—offering a clear, logical layout and allowing for ease of use and teaching throughout Chapter introductions that begin with concise explanations of the applicable Rules to be discussed Controversial, contemporary, and thought-provoking readings Discussion questions at the end of each reading, as well as at the end of each chapter, that encourage colorful and lively dialogue and participation Table of Model Rules with applicable page numbers for easy reference

In-House Lawyers' Ethics

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Publisher : Bloomsbury Publishing
ISBN 13 : 1509905936
Total Pages : 393 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis In-House Lawyers' Ethics by : Richard Moorhead

Download or read book In-House Lawyers' Ethics written by Richard Moorhead and published by Bloomsbury Publishing. This book was released on 2018-11-29 with total page 393 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides an empirically grounded, in-depth investigation of the ethical dimensions to in-house practice and how legal risk is defined and managed by in-house lawyers and others. The growing significance and status of the role of General Counsel has been accompanied by growth in legal risk as a phenomenon of importance. In-house lawyers are regularly exhorted to be more commercial, proactive and strategic, to be business leaders and not (mere) lawyers, but they are increasingly exposed for their roles in organisational scandals. This book poses the question: how far does going beyond being a lawyer conflict with or entail being more ethical? It explores the role of in-housers by calling on three key pieces of empirical research: two tranches of interviews with senior in-house lawyers and senior compliance staff; and an unparalleled large survey of in-house lawyers. On the basis of this evidence, the authors explore how ideas about in-house roles shape professional logics; how far professional notions such as independence play a role in those logics; and the ways in which ethical infrastructure are managed or are absent from in-house practice. It concludes with a discussion of whether and how in-house lawyers and their regulators need to take professionalism and professional ethicality more seriously.

Compliance Management

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Author :
Publisher : Bloomsbury Publishing USA
ISBN 13 : 1440833125
Total Pages : 272 pages
Book Rating : 4.4/5 (48 download)

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Book Synopsis Compliance Management by : Nitish Singh Ph.D.

Download or read book Compliance Management written by Nitish Singh Ph.D. and published by Bloomsbury Publishing USA. This book was released on 2015-03-10 with total page 272 pages. Available in PDF, EPUB and Kindle. Book excerpt: This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.

Ethics and Compliance for Humans

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Author :
Publisher :
ISBN 13 : 9781735028576
Total Pages : 0 pages
Book Rating : 4.0/5 (285 download)

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Book Synopsis Ethics and Compliance for Humans by : Adam Balfour

Download or read book Ethics and Compliance for Humans written by Adam Balfour and published by . This book was released on 2023-08-30 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: How to design and implement effective ethics and compliance programs for real human beings.

Inside Lawyers' Ethics

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Author :
Publisher : Cambridge University Press
ISBN 13 : 110764173X
Total Pages : 419 pages
Book Rating : 4.1/5 (76 download)

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Book Synopsis Inside Lawyers' Ethics by : Christine Parker

Download or read book Inside Lawyers' Ethics written by Christine Parker and published by Cambridge University Press. This book was released on 2014 with total page 419 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is designed to help law students and new lawyers understand and modify their own ethical priorities, not just because this knowledge makes it easier to practise law and earn an income, but because self-aware, ethical legal practice is right and feels better than anything else.