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Civil Liability Of Securities Underwriters
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Book Synopsis Civil Liability of Securities Underwriters by : Olia Skripova
Download or read book Civil Liability of Securities Underwriters written by Olia Skripova and published by . This book was released on 2015 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is dedicated to the Law and Economics analysis of civil liability of securities underwriters, for the damage caused by material misstatements of corporate information by securities issuers. It starts by looking at securities underwriters from a practical and business perspective, asserting that they are undeniably indispensable and central figures in the process of securities offering. From the economics point of view, their main value comes from their ability to monitor the issuer's disclosure during the distribution of securities, to ensure that such disclosure does not contain materially misleading statements or omissions and to take preventive action if needed. This is known as the gatekeeping function of securities underwriters. Further, it is investigated whether there is a need for additional incentives for securities underwriters in order to make them perform the gatekeeping function well, as different market-based and legal enforcement mechanisms already exist. To determine the expected civil liability, the book considers five main components of liability regimes in the US, the EU, the Netherlands, and the UK - potential parties to a dispute, the liability standard, the measure of damages, the procedural rules, and the nature of the liability rules. This analysis leads to the conclusion that, in all of these countries, the expected civil liability threat is likely to be insufficient to encourage meaningful compliance by securities underwriters, and there might be a systematic under-enforcement of the underwriter's gatekeeping function. As a possible solution to the drawbacks of existing underwriter civil liability systems in each of the countries analyzed, it is suggested there should be a switch from the current negligence liability to strict liability. This should be coupled with placing the burden of proof of loss causation on the plaintiff and capping damages by the amount of the underwriting fee. (Series: European Studies in Law and Economics - Vol. 16) [Subject: Law and Economics, Corporate Law, Comparative Law]
Book Synopsis Civil Liability of Underwriters Under Section 11 of the Securities Act of 1933 by : Asset A. Shyngyssov
Download or read book Civil Liability of Underwriters Under Section 11 of the Securities Act of 1933 written by Asset A. Shyngyssov and published by . This book was released on 1998 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Civil Liability as an Enforcement Tool of Securities Underwriter Gatekeeping Duty by : Olga Skripova
Download or read book Civil Liability as an Enforcement Tool of Securities Underwriter Gatekeeping Duty written by Olga Skripova and published by . This book was released on 2012 with total page 356 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Civil Liability of Issuers, Dealers and Underwriters for Misrepresentations and Omissions in the Registration Statement Under Section 30 of the Philippine Securities Act by : Pelagio Tan Ricalde
Download or read book The Civil Liability of Issuers, Dealers and Underwriters for Misrepresentations and Omissions in the Registration Statement Under Section 30 of the Philippine Securities Act written by Pelagio Tan Ricalde and published by . This book was released on 1979 with total page 176 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Underwriters' Civil Liability for Ipo'S by : Noam Sher
Download or read book Underwriters' Civil Liability for Ipo'S written by Noam Sher and published by . This book was released on 2006 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: This article explores new ...
Book Synopsis Securities Fraud Liability of Secondary Actors by : Susan D. Sawtelle
Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Securities Litigation Review by : William Savitt (Attorney)
Download or read book The Securities Litigation Review written by William Savitt (Attorney) and published by . This book was released on 2023 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Fundamentals of Securities Regulation by : Louis Loss
Download or read book Fundamentals of Securities Regulation written by Louis Loss and published by Aspen Publishers Online. This book was released on 1988 with total page 1646 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Law Techniques written by and published by . This book was released on 1985 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Treatise on the Law of Securities Regulation by : Thomas Lee Hazen
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by West Group Publishing. This book was released on 2005 with total page 632 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Research Handbook on Securities Regulation in the United States by : Jerry W. Markham
Download or read book Research Handbook on Securities Regulation in the United States written by Jerry W. Markham and published by Edward Elgar Publishing. This book was released on 2014-07-31 with total page 563 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
Book Synopsis U.S. Regulation of the International Securities and Derivatives Markets by :
Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :American Bar Association. House of Delegates Publisher :American Bar Association ISBN 13 :9781590318737 Total Pages :216 pages Book Rating :4.3/5 (187 download)
Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Book Synopsis Going Public and the Public Corporation by : Harold S. Bloomenthal
Download or read book Going Public and the Public Corporation written by Harold S. Bloomenthal and published by West Group Publishing. This book was released on 2008 with total page 1466 pages. Available in PDF, EPUB and Kindle. Book excerpt: This looseleaf volume covers public financing from the initiation of the underwriting process through the closing, with a discussion of compliance with federal and state securities regulations. The reporting and continuous disclosure requirements of public company are presented in detail.
Download or read book Sennott V. Rodman & Renshaw written by and published by . This book was released on 1971 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Gatekeepers written by John C. Coffee and published by Oxford University Press, USA. This book was released on 2006-06 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: John Coffee traces the evolution of the four main gatekeeping professions: auditors, lawyers, securities analysts and credit-rating agencies, in the wake of corporate governance disasters, such as Enron and WorldCom.
Book Synopsis Securities Dispute Resolution in China by : Sanzhu Zhu
Download or read book Securities Dispute Resolution in China written by Sanzhu Zhu and published by Routledge. This book was released on 2018-02-06 with total page 297 pages. Available in PDF, EPUB and Kindle. Book excerpt: Securities Dispute Resolution in China is a comprehensive and detailed study of the increasingly important issue of how cases involving securities are dealt with by Chinese courts, commissions and other administrative authorities and by arbitration and mediation in the PRC. The work identifies the nature and types of securities disputes and the various procedures, including alternative dispute resolution, used to address them. This timely, groundbreaking book is particularly relevant at a time of growing foreign investment in China's securities market. The volume will be an invaluable resource for researchers and practitioners in developed as well as emerging markets.
