An Analysis of the Use of Regulation A for Small Public Offerings

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Publisher :
ISBN 13 :
Total Pages : 114 pages
Book Rating : 4.:/5 (334 download)

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Book Synopsis An Analysis of the Use of Regulation A for Small Public Offerings by : United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis

Download or read book An Analysis of the Use of Regulation A for Small Public Offerings written by United States. Securities and Exchange Commission. Directorate of Economic and Policy Analysis and published by . This book was released on 1982 with total page 114 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Securities Regulations and Their Effects on Small Businesses

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Publisher : DIANE Publishing
ISBN 13 : 0756712599
Total Pages : 91 pages
Book Rating : 4.7/5 (567 download)

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Book Synopsis Securities Regulations and Their Effects on Small Businesses by : Rosa Maria Moller

Download or read book Securities Regulations and Their Effects on Small Businesses written by Rosa Maria Moller and published by DIANE Publishing. This book was released on 2001-07 with total page 91 pages. Available in PDF, EPUB and Kindle. Book excerpt: Describes the regulatory process for private and public securities offerings, emphasizing the impact on small business (SB). Chapters: legal structure for the oversight of offerings and sale of securities; the process by which SB raise capital through private or public markets; evaluation of state merit review regulatory systems; blue-sky laws; merit review vs. full disclosure systems; 5 ways to evaluate merit review systems; Cal. securities registration system; offerings qualified by the Dept. of Corp.; effects of the Cal. merit review system on Cal. bus.; policy options; eliminate or improve the merit review system; change reg1s.; and cooperate with other States and NASAA1s efforts towards uniformity.

Securities Regulation

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Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781974258536
Total Pages : 30 pages
Book Rating : 4.2/5 (585 download)

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Book Synopsis Securities Regulation by : Government Accountability Office

Download or read book Securities Regulation written by Government Accountability Office and published by Createspace Independent Publishing Platform. This book was released on 2017-08-08 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: " Businesses seeking to use public offerings of securities to raise capital must comply with federal and state securities laws. Businesses must register offerings with SEC unless they qualify for an exemption. Regulation A exempts a securities offering that does not exceed $5 million from SEC registration if certain requirements are met. However, businesses still must file an offering statement that includes an offering circular and financial statements with SEC, and SEC staff review filings for consistency with applicable rules and accounting standards. In addition, Regulation A does not exempt offerings from states' registration requirements, which are also intended to protect investors. Concerned about the decline in the number of public offerings, the JOBS Act requires SEC to amend Regulation A (or to adopt a new regulation) to raise the threshold for use of that registration exemption from $5 million to $50 million, and requires GAO to study the impact of state securities laws on Regulation A offerings. This report examines (1) trends in Regulation A filings, (2) how states register Regulation A filings, and, (3) factors affecting the number of Regulation A filings and how the number of filings may change in the future. GAO analyzed SEC data related to financial regulatory filings, reviewed published research, and interviewed academics, SEC staff, state securities regulators, and small businesses. SEC and NASAA provided technical comments on a draft copy of this report, which GAO incorporated"

Model Rules of Professional Conduct

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Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

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Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

SEC Monthly Statistical Review

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Publisher :
ISBN 13 :
Total Pages : 528 pages
Book Rating : 4.:/5 (43 download)

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Book Synopsis SEC Monthly Statistical Review by : United States. Securities and Exchange Commission

Download or read book SEC Monthly Statistical Review written by United States. Securities and Exchange Commission and published by . This book was released on 1985 with total page 528 pages. Available in PDF, EPUB and Kindle. Book excerpt:

SEC Monthly Statistical Review

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Publisher :
ISBN 13 :
Total Pages : 520 pages
Book Rating : 4.3/5 (129 download)

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Book Synopsis SEC Monthly Statistical Review by :

Download or read book SEC Monthly Statistical Review written by and published by . This book was released on 1986 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Regulation A+ and Other Alternatives to a Traditional IPO

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Publisher : John Wiley & Sons
ISBN 13 : 1119416191
Total Pages : 176 pages
Book Rating : 4.1/5 (194 download)

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Book Synopsis Regulation A+ and Other Alternatives to a Traditional IPO by : David N. Feldman

Download or read book Regulation A+ and Other Alternatives to a Traditional IPO written by David N. Feldman and published by John Wiley & Sons. This book was released on 2018-01-18 with total page 176 pages. Available in PDF, EPUB and Kindle. Book excerpt: Understand Regulation A+ and other alternative funding methods Regulation A+ and Other Alternatives to a Traditional IPO delves into the details of the newSEC rules under the JOBS Act of 2012 to examine the benefits and pitfalls for entrepreneurs and investors. Written by the 'Godfather of Reg A+,' this book breaks down the complex details of Regulation A+ and other alternative funding methods to help small businesses determine how best to go public and raise capital. A traditional IPO comes with barriers that can be insurmountable for a small company seeking to enter the public markets; thus far, reverse mergers have provided a challenging 'back door' to the market, but Regulation A+ re-opens the front door to allow small cap companies to raise capital while keeping offering and compliance costs manageable in a way not possible with a traditional IPO. More complex than simple crowdfunding, yet just as accessible by all investors, Regulation A+ is a step up for entrepreneurs at any stage wanting to go public where Wall Street meets Main Street. Straightforward explanations, smart strategy, and illustrative examples make this book an invaluable guide for those seeking to truly understand the nuances of Regulation A+ in order to work more effectively within its bounds. Understand how Regulation A+ differs from a traditional IPO and the early experience with this exciting new approach Examine the JOBS Act and the SEC's rules under Title IV Explore the past, present, and future of reverse mergers, special purpose acquisition companies (SPACs) and self-filings Discover new alternatives including new rules under Rule 504 and Regulation S The new rules provide a faster, more streamlined, more cost-effective route to up to $50 million in capital, and offer companies more flexibility than ever. Every entrepreneur needs to know all available funding options, and Regulation A+ and Other Alternatives to a Traditional IPO provides essential guidance from the expert in the field.

U.S. Regulation of the International Securities and Derivatives Markets

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Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis U.S. Regulation of the International Securities and Derivatives Markets by :

Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Investment Company Act Release

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Publisher :
ISBN 13 :
Total Pages : 974 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Investment Company Act Release by : United States. Securities and Exchange Commission

Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Regulatory Reform

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Publisher :
ISBN 13 :
Total Pages : 380 pages
Book Rating : 4.:/5 (327 download)

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Book Synopsis Regulatory Reform by : United States. Congress. Senate. Committee on the Judiciary

Download or read book Regulatory Reform written by United States. Congress. Senate. Committee on the Judiciary and published by . This book was released on 1980 with total page 380 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Michigan Court Rules

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Publisher :
ISBN 13 :
Total Pages : 520 pages
Book Rating : 4.A/5 ( download)

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Book Synopsis Michigan Court Rules by : Kelly Stephen Searl

Download or read book Michigan Court Rules written by Kelly Stephen Searl and published by . This book was released on 1922 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Organizing a Small Business Entity

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Publisher :
ISBN 13 :
Total Pages : 530 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Organizing a Small Business Entity by : Harry J. Haynsworth

Download or read book Organizing a Small Business Entity written by Harry J. Haynsworth and published by . This book was released on 1986 with total page 530 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides an overview of the legal problems that are likely to arise in organizing a small business as proprietorship, partnership, or corporation. Among the major topics covered are C and S corporations, minimizing the risks of Subchapter S status, applicability of the sales provisions of Article 6 of the UCC and statutory and contractual devices to enhance the rights of minority shareholders in close corporations.

Hearings, Reports and Prints of the Senate Committee on the Judiciary

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Publisher :
ISBN 13 :
Total Pages : 1672 pages
Book Rating : 4.:/5 (36 download)

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Book Synopsis Hearings, Reports and Prints of the Senate Committee on the Judiciary by : United States. Congress. Senate. Committee on the Judiciary

Download or read book Hearings, Reports and Prints of the Senate Committee on the Judiciary written by United States. Congress. Senate. Committee on the Judiciary and published by . This book was released on 1979 with total page 1672 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Resales of Restricted Securities

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Publisher :
ISBN 13 :
Total Pages : 704 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Resales of Restricted Securities by :

Download or read book Resales of Restricted Securities written by and published by . This book was released on 2007 with total page 704 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Ending Discrimination Against People with Mental and Substance Use Disorders

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Publisher : National Academies Press
ISBN 13 : 0309439124
Total Pages : 171 pages
Book Rating : 4.3/5 (94 download)

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Book Synopsis Ending Discrimination Against People with Mental and Substance Use Disorders by : National Academies of Sciences, Engineering, and Medicine

Download or read book Ending Discrimination Against People with Mental and Substance Use Disorders written by National Academies of Sciences, Engineering, and Medicine and published by National Academies Press. This book was released on 2016-09-03 with total page 171 pages. Available in PDF, EPUB and Kindle. Book excerpt: Estimates indicate that as many as 1 in 4 Americans will experience a mental health problem or will misuse alcohol or drugs in their lifetimes. These disorders are among the most highly stigmatized health conditions in the United States, and they remain barriers to full participation in society in areas as basic as education, housing, and employment. Improving the lives of people with mental health and substance abuse disorders has been a priority in the United States for more than 50 years. The Community Mental Health Act of 1963 is considered a major turning point in America's efforts to improve behavioral healthcare. It ushered in an era of optimism and hope and laid the groundwork for the consumer movement and new models of recovery. The consumer movement gave voice to people with mental and substance use disorders and brought their perspectives and experience into national discussions about mental health. However over the same 50-year period, positive change in American public attitudes and beliefs about mental and substance use disorders has lagged behind these advances. Stigma is a complex social phenomenon based on a relationship between an attribute and a stereotype that assigns undesirable labels, qualities, and behaviors to a person with that attribute. Labeled individuals are then socially devalued, which leads to inequality and discrimination. This report contributes to national efforts to understand and change attitudes, beliefs and behaviors that can lead to stigma and discrimination. Changing stigma in a lasting way will require coordinated efforts, which are based on the best possible evidence, supported at the national level with multiyear funding, and planned and implemented by an effective coalition of representative stakeholders. Ending Discrimination Against People with Mental and Substance Use Disorders: The Evidence for Stigma Change explores stigma and discrimination faced by individuals with mental or substance use disorders and recommends effective strategies for reducing stigma and encouraging people to seek treatment and other supportive services. It offers a set of conclusions and recommendations about successful stigma change strategies and the research needed to inform and evaluate these efforts in the United States.

The Political Economy of Financial Regulation

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Publisher : Cambridge University Press
ISBN 13 : 110847036X
Total Pages : 531 pages
Book Rating : 4.1/5 (84 download)

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Book Synopsis The Political Economy of Financial Regulation by : Emilios Avgouleas

Download or read book The Political Economy of Financial Regulation written by Emilios Avgouleas and published by Cambridge University Press. This book was released on 2019-01-31 with total page 531 pages. Available in PDF, EPUB and Kindle. Book excerpt: Examines the law and policy of financial regulation using a combination of conceptual analysis and strong empirical research.

The State of Small Business

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Publisher :
ISBN 13 :
Total Pages : 792 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis The State of Small Business by :

Download or read book The State of Small Business written by and published by . This book was released on 1982 with total page 792 pages. Available in PDF, EPUB and Kindle. Book excerpt: