A Practitioner's Guide to the FSA Regulation of Insurance

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Publisher :
ISBN 13 : 9781898830863
Total Pages : 449 pages
Book Rating : 4.8/5 (38 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Insurance by : John Young

Download or read book A Practitioner's Guide to the FSA Regulation of Insurance written by John Young and published by . This book was released on 2004 with total page 449 pages. Available in PDF, EPUB and Kindle. Book excerpt: This second edition includes updated and essential information on the regulation of the sale and administration of non-life insurance, and reflects the FSA's full responsibility for regulating insurance companies.

A Practitioner's Guide to the FSA Regulation of Insurance

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Publisher :
ISBN 13 :
Total Pages : 383 pages
Book Rating : 4.:/5 (125 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Insurance by :

Download or read book A Practitioner's Guide to the FSA Regulation of Insurance written by and published by . This book was released on 2002 with total page 383 pages. Available in PDF, EPUB and Kindle. Book excerpt:

C&F PRAC GUIDE TO REG INSURANCE E6

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Publisher :
ISBN 13 : 9780414075702
Total Pages : pages
Book Rating : 4.0/5 (757 download)

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Book Synopsis C&F PRAC GUIDE TO REG INSURANCE E6 by : CHARLES. RIX

Download or read book C&F PRAC GUIDE TO REG INSURANCE E6 written by CHARLES. RIX and published by . This book was released on 2020 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

A Practitioner's Guide to the FSA Handbook

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Publisher :
ISBN 13 : 9781905121083
Total Pages : 696 pages
Book Rating : 4.1/5 (21 download)

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Book Synopsis A Practitioner's Guide to the FSA Handbook by : Andrew Winckler

Download or read book A Practitioner's Guide to the FSA Handbook written by Andrew Winckler and published by . This book was released on 2006 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance. Written by a team of twelve authors who are among the leading figures in financial services law and regulation in the UK, it provides clear and comprehensive guidance to the rules, explained in a practical business context. This fourth edition has been completely updated to include: the introduction of the Integrated Prudential Sourcebook for insurers; implementation of the Market Abuse Directive, and the revision of the rules on market conduct; the FSA's responsibility for mortgage and general insurance intermediation; new requirements resulting from the Treating Customers Fairly agenda; implementation of the UCITS III Directive; and changes in the FSA's enforcement regime. Coverage is also given of anticipated changes to the Handbook that will flow from the Markets in Financial Instruments Directive (MiFID) and the Capital Requirements Directive (CRD), and the proposed simplification of the Handbook as part of the Better Regulation project. The book closely follows the structure of the Handbook for ease of use. authority including compliance officers; lawyers; finance directors; managers and directors of regulated businesses and their advisers; accountants and financial services consultants.

A Practitioner's Guide to the FSA Regulation of Lloyd's

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Publisher :
ISBN 13 : 9781898830870
Total Pages : 322 pages
Book Rating : 4.8/5 (38 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Lloyd's by :

Download or read book A Practitioner's Guide to the FSA Regulation of Lloyd's written by and published by . This book was released on 2004-12-31 with total page 322 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title should provide useful for anyone involved in the Lloyd's market because it explains the FSA's role and the practical implications and experiences to date in dealing with the two-tier regulatory regime: the FSA and Lloyd's.

PRACTITIONER'S GUIDE TO THE REGULATION OF INSURANCE.

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Publisher :
ISBN 13 : 9780414087491
Total Pages : pages
Book Rating : 4.0/5 (874 download)

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Book Synopsis PRACTITIONER'S GUIDE TO THE REGULATION OF INSURANCE. by : CHARLES. RIX

Download or read book PRACTITIONER'S GUIDE TO THE REGULATION OF INSURANCE. written by CHARLES. RIX and published by . This book was released on 2021 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

A Practitioner's Guide to the FSA Regulation of Investment Banking

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Publisher :
ISBN 13 : 9781905121038
Total Pages : 399 pages
Book Rating : 4.1/5 (21 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Investment Banking by : Nigel Boardman

Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2006 with total page 399 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.

A Practitioner's Guide to the FSA Regulation of Banking

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Publisher :
ISBN 13 : 9781905121045
Total Pages : 486 pages
Book Rating : 4.1/5 (21 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Banking by :

Download or read book A Practitioner's Guide to the FSA Regulation of Banking written by and published by . This book was released on 2006 with total page 486 pages. Available in PDF, EPUB and Kindle. Book excerpt: Offers practical advice on complying with FSA regime. This book examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing commentary on the authorisation and supervision process.

The Reform of the Regulatory Regime for Insurance

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Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (539 download)

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Book Synopsis The Reform of the Regulatory Regime for Insurance by : City & Financial Conferences

Download or read book The Reform of the Regulatory Regime for Insurance written by City & Financial Conferences and published by . This book was released on 2002 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

A Practitioner's Guide to the FSA Regulation of Investment Banking

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Publisher :
ISBN 13 : 9781898830559
Total Pages : 427 pages
Book Rating : 4.8/5 (35 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Investment Banking by : Nigel Boardman

Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2002 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.

A Practitioner's Guide to the FSA Regulation of Designated Investment Business

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Publisher :
ISBN 13 : 9781898830887
Total Pages : 284 pages
Book Rating : 4.8/5 (38 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Designated Investment Business by : Tim Cornick

Download or read book A Practitioner's Guide to the FSA Regulation of Designated Investment Business written by Tim Cornick and published by . This book was released on 2004 with total page 284 pages. Available in PDF, EPUB and Kindle. Book excerpt: The second edition of 'A Practitioner's Guide to the FSA Regulation of Designated Investment Business' deals with the specific issues that are relevant to regulated firms on a daily basis. It analyses the investments that are regulated, considers the impact of the Conduct of Business Rules and looks occupational pension schemes and more.

A Practitioner's Guide to the FSA Regulation of Designated Investment Business

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Publisher :
ISBN 13 : 9781905121267
Total Pages : 301 pages
Book Rating : 4.1/5 (212 download)

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Book Synopsis A Practitioner's Guide to the FSA Regulation of Designated Investment Business by :

Download or read book A Practitioner's Guide to the FSA Regulation of Designated Investment Business written by and published by . This book was released on 2008 with total page 301 pages. Available in PDF, EPUB and Kindle. Book excerpt:

A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013

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Publisher : Sweet & Maxwell
ISBN 13 : 0414024389
Total Pages : 478 pages
Book Rating : 4.4/5 (14 download)

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Book Synopsis A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013 by :

Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime, 2012/2013 written by and published by Sweet & Maxwell. This book was released on 2012-06 with total page 478 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Research Handbook on International Insurance Law and Regulation

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Publisher : Edward Elgar Publishing
ISBN 13 : 1849807892
Total Pages : 883 pages
Book Rating : 4.8/5 (498 download)

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Book Synopsis Research Handbook on International Insurance Law and Regulation by : Julian Burling

Download or read book Research Handbook on International Insurance Law and Regulation written by Julian Burling and published by Edward Elgar Publishing. This book was released on 2012 with total page 883 pages. Available in PDF, EPUB and Kindle. Book excerpt: 'Global insurance and its rapidly evolving law and regulation demands international research. To this aim, the Handbook offers a truly international collection of essays. Highly renowned experts analyze the key topics currently under international discussion and development. While representing a diversity of national jurisdictions, the focus lies on the largest insurance jurisdictions (USA, UK and Germany) but newly important jurisdictions like Brazil and China are considered as well a most valuable and important contribution to international insurance law literature.' Manfred Wandt, Director of the Insurance Law Institute, Goethe-University Frankfurt, Germany 'This Research Handbook is published at an opportune time. A global review of insurance law and regulation is underway. Much reform happens locally with little reference to developments elsewhere and this Research Handbook brings the strands together. It is a comprehensive review by distinguished authors from different backgrounds including both leading academics and practitioners. They consider the definitions of insurance, its economic underpinnings, comparative law and regulations, actual and proposed reforms, the effects on underwriting and claims and how insurance is studied and taught. Good laws and regulation benefit the market and its customers. Bad laws and regulation do the opposite. This book is required reading for all involved in the reform process.' David Hertzell, Law Commissioner 'Globalisation has had no greater impact in the commercial world than on insurance, the law which governs it and the risks it seeks to address. Those who inspired this publication and the contributing authors, are to be thanked for providing such a necessary and useful reference source. It covers so much of what insurance professionals need to be aware of in the insurance/law world of the twenty first century.' Michael Gill, President of the International Insurance Law Association Given its economic importance, insurance is a field that has been underserved as an area of academic study. This detailed book provides much needed coverage of insurance law and regulation in its international context. Produced in association with Lloyd's, it draws on the expertise both of academics and practising lawyers. Containing 30 comprehensive chapters, it provides in-depth studies on key areas, such as the role of international organisations, the judicial interpretation of insurance contract clauses and transnational regulatory recognition. It also provides thorough introductions to important jurisdictions, including the EU, US and Japan as well as focusing on newly emerging economies such as China and Brazil. Specialist topics covered include regulation by and of Lloyd's, the tort of bad faith in the US, microinsurance and takaful insurance. This well-documented resource will appeal to academics and students in insurance law and regulation, policymakers and private practice lawyers. The book also aims to stretch the imagination of anyone with an interest in insurance law and regulation, providing detailed analysis and avenues for further investigation.

Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions

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Publisher : Bloomsbury Publishing
ISBN 13 : 1526504227
Total Pages : 517 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions by : Paul Fontes

Download or read book Eversheds Sutherland: The Employment Practitioner’s Guide to Financial Institutions written by Paul Fontes and published by Bloomsbury Publishing. This book was released on 2019-02-19 with total page 517 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.

Global Financial Regulation

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Publisher : John Wiley & Sons
ISBN 13 : 0745655882
Total Pages : 180 pages
Book Rating : 4.7/5 (456 download)

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Book Synopsis Global Financial Regulation by : Howard Davies

Download or read book Global Financial Regulation written by Howard Davies and published by John Wiley & Sons. This book was released on 2013-05-08 with total page 180 pages. Available in PDF, EPUB and Kindle. Book excerpt: As international financial markets have become more complex, so has the regulatory system which oversees them. The Basel Committee is just one of a plethora of international bodies and groupings which now set standards for financial activity around the world, in the interests of protecting savers and investors and maintaining financial stability. These groupings, and their decisions, have a major impact on markets in developed and developing countries, and on competition between financial firms. Yet their workings are shrouded in mystery, and their legitimacy is uncertain. Here, for the first time, two men who have worked within the system describe its origins and development in clear and accessible terms. Howard Davies was the first Chairman of the UK's Financial Services Authority, the single regulator for the whole of Britain's financial sector. David Green was Head of International Policy at the FSA, after spending thirty years in the Bank of England, and has been closely associated with the development of the current European regulatory arrangements. Now with a revised and updated introduction, which catalogues the changes made since the credit crisis erupted, this guide to the international system will be invaluable for regulators, financial market practitioners and for students of the global financial system, wherever they are located. The book shows how the system has been challenged by new financial instruments and by new types of institutions such as hedge funds and private equity. Furthermore, the growth in importance of major developing countries, who were excluded for far too long from the key decision-making for a has led to a major overhaul. The guide is essential reading for all those interested in the development of financial markets and the way they are regulated. The revised version is only available in paperback.

A Practitioner's Guide to Private Equity

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Author :
Publisher : Thomas Reuters
ISBN 13 : 9781905121342
Total Pages : 723 pages
Book Rating : 4.1/5 (213 download)

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Book Synopsis A Practitioner's Guide to Private Equity by :

Download or read book A Practitioner's Guide to Private Equity written by and published by Thomas Reuters. This book was released on 2009-01-01 with total page 723 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the private equity and venture capital industry. It is suitable for investment professionals, fund managers, lawyers, accountants, bankers and those working within private equity.