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Author :
Publisher :
ISBN 13 : 9780414061286
Total Pages : 450 pages
Book Rating : 4.0/5 (612 download)
Download or read book A Practitioner's Guide to Banking Regulation written by and published by . This book was released on 2016-11-30 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Simon Gleeson
Publisher :
ISBN 13 : 9780414028135
Total Pages : 465 pages
Book Rating : 4.0/5 (281 download)
Download or read book A Practitioner's Guide to the Regulation of Investment Banking written by Simon Gleeson and published by . This book was released on 2013-11-12 with total page 465 pages. Available in PDF, EPUB and Kindle. Book excerpt: A complete guide to the regulation of investment banking activities. Since publication of the 2nd edition in 2007 there have been a number of very significant developments which will fundamentally affect the way that investment banking is conducted in the UK, Europe and internationally. The 3rd edition has been substantially restructured and revised to take into account these developments, including the Vickers Report, Basel III, MiFID II and the Dodd Frank Act in the US.
Author : Nigel Boardman
Publisher :
ISBN 13 : 9781905121038
Total Pages : 399 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2006 with total page 399 pages. Available in PDF, EPUB and Kindle. Book excerpt: A guide to the changes affecting corporate finance regulation with an emphasis on the investment banking sector. Written by a team of leading practitioners, it provides insight into the implications of the regulatory environment for a range of corporate finance activities. It is suitable for lawyers, accountants, and corporate finance personnel.
Author : Nigel Boardman
Publisher :
ISBN 13 : 9781898830559
Total Pages : 427 pages
Book Rating : 4.8/5 (35 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Investment Banking written by Nigel Boardman and published by . This book was released on 2002 with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt: The investment banking industry is increasingly broad-based and covers many corporate finance activities such as debt and equity financings, leveraged buy-outs and mergers and acquisitions. With the Financial Services Authority's regime now underway, it remains essential that practitioners and others continue to have a proper understanding of the regulation and legislation underpinning the implementation of these activities - as well as an awareness of the regulation defining categories of customer, financial promotion, market abuse, misleading statements and practices. This book is written by a team of experts covering the range of corporate finance and advisory activities.
Author : Richard Barfield
Publisher : Sweet & Maxwell
ISBN 13 : 9780414045385
Total Pages : 532 pages
Book Rating : 4.0/5 (453 download)
Download or read book A Practitioner's Guide to Basel III and Beyond written by Richard Barfield and published by Sweet & Maxwell. This book was released on 2011 with total page 532 pages. Available in PDF, EPUB and Kindle. Book excerpt: This edited volume covers the revised Basel Accord framework due to be introduced by 2012 in the wake of the global financial crisis. The new measures are designed to update and strengthen the resilience of the international banking sector, and this book will cover in depth what the new measures mean in practice.
Author : Geoffrey Wynne
Publisher :
ISBN 13 : 9780414081017
Total Pages : 0 pages
Book Rating : 4.0/5 (81 download)
Download or read book A Practitioner's Guide to Trade and Commodity Finance written by Geoffrey Wynne and published by . This book was released on 2021 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Dick Frase
Publisher : Sweet & Maxwell
ISBN 13 : 0414049411
Total Pages : 365 pages
Book Rating : 4.4/5 (14 download)
Download or read book A Practitioner's Guide to Conflicts of Interest in the Financial Services Industry written by Dick Frase and published by Sweet & Maxwell. This book was released on 2012 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This title examines in a practical manner the complex law and regulations that now exist in the United Kingdom, the United States of America and various other important jurisdictions concerning the concept of conflicts of interest and how the principles have been applied in the financial services industry
Author : Freshfields Bruckhaus Deringer
Publisher :
ISBN 13 : 9781905121076
Total Pages : 436 pages
Book Rating : 4.1/5 (21 download)
Download or read book A Practitioner's Guide to EU Financial Services Directives written by Freshfields Bruckhaus Deringer and published by . This book was released on 2006 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt: This text covers 17 directives impacting on financial services, including regulation of credit institutions, regulation of investment firms and the wholesale markets, regulation of retail markets, regulation of insurance companies, and prudential rules and supervision.
Author : John Tattersall
Publisher :
ISBN 13 : 9781898830580
Total Pages : 377 pages
Book Rating : 4.8/5 (35 download)
Download or read book A Practitioner's Guide to the FSA Regulation of Banking written by John Tattersall and published by . This book was released on 2002 with total page 377 pages. Available in PDF, EPUB and Kindle. Book excerpt: The regulatory environment in which the banking sector operates has been evolving significantly, not onlys a result of the implementation of the Financial Services and Markets Act, but also due to external regulatory developments at both the EU and international level. This new book focuses on the risk-based approach to regulation, which will impact on the way banks are regulated on a day-to-day basis. It examines, amongst other areas, credit risk, liquidity risk and operational risk, as well as providing detailed commentary on authorisation and supervision and the FSA's enforcement regime.
Author : Kern Alexander
Publisher : Cambridge University Press
ISBN 13 : 110842726X
Total Pages : 497 pages
Book Rating : 4.1/5 (84 download)
Download or read book Principles of Banking Regulation written by Kern Alexander and published by Cambridge University Press. This book was released on 2019-06-06 with total page 497 pages. Available in PDF, EPUB and Kindle. Book excerpt: Analyses banking regulation and recent international developments, including Basel IV, bank resolution and Brexit, and their impact on bank governance.
Author : Charles Rix
Publisher :
ISBN 13 : 9780414028357
Total Pages : 350 pages
Book Rating : 4.0/5 (283 download)
Download or read book A Practitioner's Guide to the Regulation of Insurance written by Charles Rix and published by . This book was released on 2014-08-21 with total page 350 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fully revised title examines the UK and European regulatory regimes and their impact on the insurance industry, providing practical advice for compliance officers and professional advisers. It covers all aspects of the life and non-life insurance industries, from establishment, authorisation and ownership to conduct of business and financial supervision. There is also coverage of reinsurance and friendly societies
Author : Carlos Conceicao
Publisher :
ISBN 13 : 9780414027565
Total Pages : 443 pages
Book Rating : 4.0/5 (275 download)
Download or read book A Practitioner's Guide to Financial Services Investigations and Enforcement written by Carlos Conceicao and published by . This book was released on 2014-03-24 with total page 443 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is a practical resource for all firms and individuals that may find themselves the subject of, or be asked to assist in, an investigation or enforcement action. Covering procedure under the new UK financial services regulatory structure, it deals with every stage of the investigation and enforcement process, from internal investigations through to challenging decisions of the Financial Services Tribunal.
Author : Akber Datoo
Publisher : John Wiley & Sons
ISBN 13 : 1119357160
Total Pages : 307 pages
Book Rating : 4.1/5 (193 download)
Download or read book Legal Data for Banking written by Akber Datoo and published by John Wiley & Sons. This book was released on 2019-06-17 with total page 307 pages. Available in PDF, EPUB and Kindle. Book excerpt: A practical, informative guide to banks’ major weakness Legal Data for Banking defines the legal data domain in the context of financial institutions, and describes how banks can leverage these assets to optimise business lines and effectively manage risk. Legal data is at the heart of post-2009 regulatory reform, and practitioners need to deepen their grasp of legal data management in order to remain compliant with new rules focusing on transparency in trade and risk reporting. This book provides essential information for IT, project management and data governance leaders, with detailed discussion of current and best practices. Many banks are experiencing recurrent pain points related to legal data management issues, so clear explanations of the required processes, systems and strategic governance provide immediately-relevant relief. The recent financial crisis following the collapse of major banks had roots in poor risk data management, and the regulators’ unawareness of accumulated systemic risk stemming from contractual obligations between firms. To avoid repeating history, today’s banks must be proactive in legal data management; this book provides the critical knowledge practitioners need to put the necessary systems and practices in place. Learn how current legal data management practices are hurting banks Understand the systems, structures and strategies required to manage risk and optimise business lines Delve into the regulations surrounding risk aggregation, netting, collateral enforceability and more Gain practical insight on legal data technology, systems and migration The legal contracts between firms contain significant obligations that underpin the financial markets; failing to recognise these terms as valuable data assets means increased risk exposure and untapped business lines. Legal Data for Banking provides critical information for the banking industry, with actionable guidance for implementation.
Author : Howard Davies
Publisher : John Wiley & Sons
ISBN 13 : 0745655882
Total Pages : 180 pages
Book Rating : 4.7/5 (456 download)
Download or read book Global Financial Regulation written by Howard Davies and published by John Wiley & Sons. This book was released on 2013-05-08 with total page 180 pages. Available in PDF, EPUB and Kindle. Book excerpt: As international financial markets have become more complex, so has the regulatory system which oversees them. The Basel Committee is just one of a plethora of international bodies and groupings which now set standards for financial activity around the world, in the interests of protecting savers and investors and maintaining financial stability. These groupings, and their decisions, have a major impact on markets in developed and developing countries, and on competition between financial firms. Yet their workings are shrouded in mystery, and their legitimacy is uncertain. Here, for the first time, two men who have worked within the system describe its origins and development in clear and accessible terms. Howard Davies was the first Chairman of the UK's Financial Services Authority, the single regulator for the whole of Britain's financial sector. David Green was Head of International Policy at the FSA, after spending thirty years in the Bank of England, and has been closely associated with the development of the current European regulatory arrangements. Now with a revised and updated introduction, which catalogues the changes made since the credit crisis erupted, this guide to the international system will be invaluable for regulators, financial market practitioners and for students of the global financial system, wherever they are located. The book shows how the system has been challenged by new financial instruments and by new types of institutions such as hedge funds and private equity. Furthermore, the growth in importance of major developing countries, who were excluded for far too long from the key decision-making for a has led to a major overhaul. The guide is essential reading for all those interested in the development of financial markets and the way they are regulated. The revised version is only available in paperback.
Author : Jonathan Herbst
Publisher :
ISBN 13 : 9780414026858
Total Pages : 438 pages
Book Rating : 4.0/5 (268 download)
Download or read book A Practitioner's Guide to MiFID II written by Jonathan Herbst and published by . This book was released on 2015 with total page 438 pages. Available in PDF, EPUB and Kindle. Book excerpt: A complete practitioner's guide to the provisions and practical implications of the new Markets in Financial Instruments Directive, MiFID II, and the new regulation, MiFIR. Written by a team of authors that includes some of the industry's foremost experts, the book will cover: ; Both the original directive and all the changes and extensions brought about by MiFID II; How the directive will impact firms and how they need to prepare for its implementation ; How the directive interacts with other European and UK level legislation.
Author : Beata Lubinska
Publisher : John Wiley & Sons
ISBN 13 : 1119755018
Total Pages : 263 pages
Book Rating : 4.1/5 (197 download)
Download or read book Interest Rate Risk in the Banking Book written by Beata Lubinska and published by John Wiley & Sons. This book was released on 2021-11-01 with total page 263 pages. Available in PDF, EPUB and Kindle. Book excerpt: Introduces practical approaches for optimizing management and hedging of Interest Rate Risk in the Banking Book (IRRBB) driven by fast evolving regulatory landscape and market expectations. Interest rate risk in the banking book (IRRBB) gained its importance through the regulatory requirements that have been growing and guiding the banking industry for the last couple of years. The importance of IRRBB is shifting for banks, away from ‘just’ a regulatory requirement to having an impact on the overall profitability of a financial institution. Interest Rate Risk in the Banking Book sheds light on the best practices for managing this importance risk category and provides detailed analysis of the hedging strategies, practical examples, and case studies based on the author’s experience. This handbook is rich in practical insights on methodological approach and contents of ALCO report, IRRBB policy, ICAAP, Risk Appetite Statement (RAS) and model documentation. It is intended for the Treasury, Risk and Finance department and is helpful in improving and optimizing their IRRBB framework and strategy. By the end of this IRRBB journey, the reader will be equipped with all the necessary tools to build a proactive and compliant framework within a financial institution. Gain an updated understanding of the evolving regulatory landscape for IRRBB Learn to apply maturity gap analysis, sensitivity analysis, and the hedging strategy in banking contexts • Understand how customer behavior impacts interest rate risk and how to manage the consequences Examine case studies illustrating key IRRBB exposures and their implications Written by London market risk expert Beata Lubinska, Interest Rate Risk in the Banking Book is the authoritative resource on this evolving topic.
Author : Maurice Button
Publisher :
ISBN 13 : 9781905121175
Total Pages : 354 pages
Book Rating : 4.1/5 (211 download)
Download or read book A Practitioner's Guide to the Financial Services Authority Listing Regime written by Maurice Button and published by . This book was released on 2007 with total page 354 pages. Available in PDF, EPUB and Kindle. Book excerpt:
