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Variable Annuities Variable Life Insurance Regulation
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Book Synopsis Regulation and Distribution of Variable Insurance Products by : Clifford E. Kirsch
Download or read book Regulation and Distribution of Variable Insurance Products written by Clifford E. Kirsch and published by Aspen Publishers. This book was released on 1999 with total page 2302 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since their introduction in the 1950s, variable annuities have had a complicated regulatory history. At first, they were not considered to be a sale of securities, but in 1959 the Supreme Court held that a particular variable annuity contract was a security. From then on, certain variable annuity contracts were considered securities and had to be registerd as such under the Securities Act of 1933. Regulation and Distribution of Variable Insurance Products traces the evolution of variable annuities and addresses issues of current concern to attorneys, bankers, and insurance professionals. The book examines: Which annuity contracts are regulated under the securities laws -- How to comply with regulations of both the SEC and the NASD Broker-dealer issues relating to distribution -- New rules and regulations and other significant developments in this evolving area -- Also the book contains extensive appendix material from statutes and regulations to marketing and advertising materials. If you are involved in the purchase or sale of variable insurance products, make sure you keep this current and concise handbook available for frequent reference.
Book Synopsis Variable Annuities & Variable Life Insurance Regulation by : Clifford Kirsch
Download or read book Variable Annuities & Variable Life Insurance Regulation written by Clifford Kirsch and published by Practising Law Inst. This book was released on 2013-01-16 with total page 295 pages. Available in PDF, EPUB and Kindle. Book excerpt: At a time when the SEC, FINRA and state authorities are putting increasing regulatory pressure on the securities industry, Variable Annuities & Variable Life Insurance Regulation remains today's most comprehensive and accessible guide to the many federal and state rules governing these instruments. Every key area is addressed to clarify your professional duties and compliance responsibilities, from product design, approval, administration and distribution, to marketing, inspections, and special investment products, including private placements and offshore investment products. Additional material in the new second edition of Variable Annuities & Variable Life Insurance Regulation includes discussion of Rule 22e-3 under the Investment Company Act, which is intended to reduce the vulnerability of investors to the harmful effects of a run on the fund, and minimize the potential for disruption to the securities markets • the DOL regulations that require, effective for plan years beginning on or after November 1, 2011, plan administrators to provide certain disclosures to participants in participant-directed individual account plans regarding the plan's investment options and fees and expenses paid by participants and the plan • and Section 201(a) of the JOBS Act, which requires the SEC, within the ninety days following the JOBS Act's passage, to revise Rule 506 of Regulation D to permit offers and sales of securities through the use of a general solicitation, provided that all of the ultimate purchasers are accredited investors.
Book Synopsis Variable Annuities and Variable Life Insurance Regulation by : Clifford E. Kirsch
Download or read book Variable Annuities and Variable Life Insurance Regulation written by Clifford E. Kirsch and published by . This book was released on 2005 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Variable Annuities & Variable Life Insurance Regulation can ensure you stay fully up to speed with new standards. This thorough and accessible guide sheds useful light on the federal and state rules governing these popular instruments and clarifies the professional duties and compliance responsibilities of the key players in this market.
Book Synopsis Variable Life Insurance and the Petition for the Issuance and Amendment of Exemptive Rules by : United States. Division of Investment Management Regulation
Download or read book Variable Life Insurance and the Petition for the Issuance and Amendment of Exemptive Rules written by United States. Division of Investment Management Regulation and published by . This book was released on 1973 with total page 206 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Variable Annuities and Separate Accounts by : Roger A. Steinharter
Download or read book Variable Annuities and Separate Accounts written by Roger A. Steinharter and published by . This book was released on 1970 with total page 116 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Regulation of the Life Insurance Business by : Jon S. Hanson
Download or read book Regulation of the Life Insurance Business written by Jon S. Hanson and published by . This book was released on 1996 with total page 584 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Rules and Regulations Pertaining to Variable Annuity Contracts by : Oklahoma. Insurance Department
Download or read book Rules and Regulations Pertaining to Variable Annuity Contracts written by Oklahoma. Insurance Department and published by . This book was released on 1969* with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Understanding Variable Insurance Products by :
Download or read book Understanding Variable Insurance Products written by and published by . This book was released on 1998 with total page 180 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Variable Annuities and Variable Life Insurance, Variable Pensions, Investment Annuities, Economic Index Annuities ; Separate Accounts by : George E. Johnson
Download or read book Variable Annuities and Variable Life Insurance, Variable Pensions, Investment Annuities, Economic Index Annuities ; Separate Accounts written by George E. Johnson and published by . This book was released on 1961 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Investment Company Act Release by : United States. Securities and Exchange Commission
Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Truth about Variable Annuities by : J. Marc Ruggerio
Download or read book The Truth about Variable Annuities written by J. Marc Ruggerio and published by Lulu.com. This book was released on 2010-04-30 with total page 153 pages. Available in PDF, EPUB and Kindle. Book excerpt: The most up to date and authoritative book on the complexities of structuring annuities. The author takes an unbiased point of view and articulates the complexities of all the major aspects of variable annuities and riders to allow them to become more understood by financial advisors and annuity owners alike. He clearly notes the benefits of variable annuities as well as the pitfalls which to look out for! Showing you the strategies that experts utilize within these investments while also detailing significant failures of cases where they were misunderstood and not structured properly. Can be used as a perfect reference guide on specific aspects of variable annuities as well as providing insight into the business of how variable annuities are sold. This is a bold and concise approach that allows the truth to be seen without reservations.
Download or read book Life Insurance Fact Book written by and published by . This book was released on 1959 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Conference on Life Insurance Company Products by :
Download or read book Conference on Life Insurance Company Products written by and published by . This book was released on 2009 with total page 768 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Variable Life Insurance by : Douglas G. Olson
Download or read book Variable Life Insurance written by Douglas G. Olson and published by . This book was released on 1971 with total page 146 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis The Variable Annuity by : George E. Johnson
Download or read book The Variable Annuity written by George E. Johnson and published by . This book was released on 1967 with total page 174 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Variable Annuities, Variable Insurance and Separate Accounts by : Tamar Frankel
Download or read book Variable Annuities, Variable Insurance and Separate Accounts written by Tamar Frankel and published by . This book was released on 1971 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Licensing Requirements for Obtaining Variable Life/Variable Annuities Lines of Authority by : Nonnie S. Burnes
Download or read book Licensing Requirements for Obtaining Variable Life/Variable Annuities Lines of Authority written by Nonnie S. Burnes and published by . This book was released on 2008 with total page 2 pages. Available in PDF, EPUB and Kindle. Book excerpt:
