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Author :
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.:/5 (741 download)
Download or read book The SEC Speaks in 1974 written by and published by . This book was released on 1974 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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Publisher :
ISBN 13 : 9781402433153
Total Pages : 755 pages
Book Rating : 4.4/5 (331 download)
Download or read book The SEC Speaks in 2019 written by and published by . This book was released on 2019 with total page 755 pages. Available in PDF, EPUB and Kindle. Book excerpt:
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Publisher :
ISBN 13 : 9781402419478
Total Pages : 709 pages
Book Rating : 4.4/5 (194 download)
Download or read book The SEC Speaks in 2013 written by and published by . This book was released on 2013 with total page 709 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Practising Law Institute
Publisher :
ISBN 13 : 9781402428562
Total Pages : 761 pages
Book Rating : 4.4/5 (285 download)
Download or read book The SEC Speaks In 2017 written by Practising Law Institute and published by . This book was released on 2017-02-27 with total page 761 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : D. Gordon Smith
Publisher : Cambridge University Press
ISBN 13 : 1316772152
Total Pages : 575 pages
Book Rating : 4.3/5 (167 download)
Download or read book The Cambridge Handbook of Law and Entrepreneurship in the United States written by D. Gordon Smith and published by Cambridge University Press. This book was released on 2022-04-14 with total page 575 pages. Available in PDF, EPUB and Kindle. Book excerpt: Law plays a key role in determining the level of entrepreneurial action in society. Legal rules seek to define property rights, facilitate private ordering, and impose liability for legal wrongs, thereby attempting to establish conditions under which individuals may act. These rules also channel the development of technology, regulate information flows, and determine parameters of competition. Depending on their structure and implementation, legal rules can also discourage individuals from acting. It is thus crucial to determine which legal rules and institutions best enable entrepreneurs, whose core function is to challenge incumbency. This volume assembles legal experts from diverse fields to examine the role of law in facilitating or impeding entrepreneurial action. Contributors explore issues arising in current policy debates, including the incentive effect of legal rules on startup activity; the role of law in promoting or foreclosing market entry; and the effect of entrepreneurial action on legal doctrine.
Author : Practising Law Institute
Publisher :
ISBN 13 : 9781402430770
Total Pages : pages
Book Rating : 4.4/5 (37 download)
Download or read book The SEC Speaks In 2018 written by Practising Law Institute and published by . This book was released on 2018-02-26 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Andrew J Ceresney
Publisher :
ISBN 13 : 9781402426230
Total Pages : 867 pages
Book Rating : 4.4/5 (262 download)
Download or read book The SEC Speaks in 2016 written by Andrew J Ceresney and published by . This book was released on 2016 with total page 867 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : William A. Birdthistle
Publisher : Edward Elgar Publishing
ISBN 13 : 1784715050
Total Pages : 480 pages
Book Rating : 4.7/5 (847 download)
Download or read book Research Handbook on the Regulation of Mutual Funds written by William A. Birdthistle and published by Edward Elgar Publishing. This book was released on 2018-10-26 with total page 480 pages. Available in PDF, EPUB and Kindle. Book excerpt: With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials, and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences. The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds.This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds.
Author : Ray Glier
Publisher : Simon and Schuster
ISBN 13 : 1476703280
Total Pages : 273 pages
Book Rating : 4.4/5 (767 download)
Download or read book How the SEC Became Goliath written by Ray Glier and published by Simon and Schuster. This book was released on 2012-09-25 with total page 273 pages. Available in PDF, EPUB and Kindle. Book excerpt: How the SEC Became Goliath covers the Southeastern Conference and how the league became dominant in college football, winning six straight national championships. Size matters. That’s why the SEC is Goliath, because the Southeastern Conference, top to bottom, has better coaches, better stadiums, better bank accounts, and better weather, but the real difference maker is the bigger and better players. For six straight years the SEC has walked off with the big crystal prize and will not give it back. The talk of “big boy football” grinds on the Buckeyes, Sooners, Longhorns, and Ducks. All they can come back with is “Wait until next year.” Then next year comes and the SEC tribe is chanting in the closing minutes of the National Championship Game, “SEC, SEC, SEC!” The national championship trophy has been in the South for so long it has sunburn. That is why college football is thick with the acrimony: SEC vs. Everyone Else. The dominance of the SEC has a lot more to do with the South’s culture than just the rock-’em, sock-’em of football played one day a week. The South lost the Civil War, and sociologists will tell you that there is still a regional angst, an “us against them” mentality, a spirit of “those damn Yankees.” It is not just about championships. The SEC is about culture and competitiveness. . . . It is about players. *** How the SEC Became Goliath provides an inside look at college football’s most dominant conference. Four different schools in the SEC have won the last six championship titles: Florida vs. Ohio State in 2006 January 8, 2007 • The Zook-Meyer Gators embarrass the Big Ten. Florida 41 Ohio State 14 LSU vs. Ohio State in 2007 January 7, 2008 • Unbeaten in regulation, the Tigers are good . . . and lucky. LSU 38 Ohio State 24 Florida vs. Oklahoma in 2008 January 8, 2009 • One of the best teams in history, these Gators are all Meyer’s. Florida 24 Oklahoma 14 Alabama vs. Texas in 2009 January 7, 2010 • The Tide make it four in a row for the SEC. Alabama 37 Texas 21 Auburn vs. Oregon in 2010 January 10, 2011 • Cam Newton and Auburn cap a perfect season. Auburn 22 Oregon 19 Alabama vs. LSU in 2011 January 9, 2012 • Saban wins his third title and the SEC makes it six in a row. Alabama 21 LSU 0
Author : United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government
Publisher :
ISBN 13 :
Total Pages : 918 pages
Book Rating : 4.3/5 ( download)
Download or read book Financial Services and General Government Appropriations for 2015 written by United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government and published by . This book was released on 2014 with total page 918 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : K. Thomas Liaw
Publisher : Routledge
ISBN 13 : 1000375730
Total Pages : 513 pages
Book Rating : 4.0/5 (3 download)
Download or read book The Routledge Handbook of FinTech written by K. Thomas Liaw and published by Routledge. This book was released on 2021-06-14 with total page 513 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Routledge Handbook of FinTech offers comprehensive coverage of the opportunities, challenges and future trends of financial technology. This handbook is a unique and in-depth reference work. It is organised in six thematic parts. The first part outlines the development, funding, and the future trends. The second focuses on blockchain technology applications and various aspects of cryptocurrencies. The next covers FinTech in banking. A significant element of FinTech, mobile payments and online lending, is included in the fourth part. The fifth continues with several chapters covering other financial services, while the last discusses ethics and regulatory issues. These six parts represent the most significant and overarching themes of FinTech innovations. This handbook will appeal to students, established researchers seeking a single repository on the subject, as well as policy makers and market professionals seeking convenient access to a one-stop guide.
Author :
Publisher :
ISBN 13 :
Total Pages : 1130 pages
Book Rating : 4.F/5 ( download)
Download or read book The SEC Speaks in ... written by and published by . This book was released on 2009 with total page 1130 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government
Publisher :
ISBN 13 :
Total Pages : 388 pages
Book Rating : 4.3/5 ( download)
Download or read book Financial Services and General Government Appropriations for 2017 written by United States. Congress. House. Committee on Appropriations. Subcommittee on Financial Services and General Government and published by . This book was released on 2016 with total page 388 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Judith Seddon
Publisher : Law Business Research Ltd.
ISBN 13 : 1912377837
Total Pages : 1026 pages
Book Rating : 4.9/5 (123 download)
Download or read book Practitioner's Guide to Global Investigations written by Judith Seddon and published by Law Business Research Ltd.. This book was released on 2018-01-19 with total page 1026 pages. Available in PDF, EPUB and Kindle. Book excerpt: There's never been a greater likelihood a company and its key people will become embroiled in a cross-border investigation. But emerging unscarred is a challenge. Local laws and procedures on corporate offences differ extensively - and can be contradictory. To extricate oneself with minimal cost requires a nuanced ability to blend understanding of the local law with the wider dimension and, in particular, to understand where the different countries showing an interest will differ in approach, expectations or conclusions. Against this backdrop, GIR has published the second edition of The Practitioner's Guide to Global Investigation. The book is divided into two parts with chapters written exclusively by leading names in the field. Using US and UK practice and procedure, Part I tracks the development of a serious allegation (whether originating inside or outside a company) - looking at the key risks that arise and the challenges it poses, along with the opportunities for its resolution. It offers expert insight into fact-gathering (including document preservation and collection, witness interviews); structuring the investigation (the complexities of cross-border privilege issues); and strategising effectively to resolve cross-border probes and manage corporate reputation.Part II features detailed comparable surveys of the relevant law and practice in jurisdictions that build on many of the vital issues pinpointed in Part I.
Author : Walter Mattli
Publisher : Oxford University Press, USA
ISBN 13 : 0198829469
Total Pages : 385 pages
Book Rating : 4.1/5 (988 download)
Download or read book Global Algorithmic Capital Markets written by Walter Mattli and published by Oxford University Press, USA. This book was released on 2019-01-03 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: Global capital markets have undergone fundamental transformations in recent years and, as a result, have become extraordinarily complex and opaque. Trading space is no longer measured in minutes or seconds but in time units beyond human perception: milliseconds, microseconds, and even nanoseconds. Technological advances have thus scaled up imperceptible and previously irrelevant time differences into operationally manageable and enormously profitable business opportunities for those with the proper high-tech trading tools. These tools include the fastest private communication and trading lines, the most powerful computers and sophisticated algorithms capable of speedily analysing incoming news and trading data and determining optimal trading strategies in microseconds, as well as the possession of gigantic collections of historic and real-time market data. Fragmented capital markets are also becoming a rapidly growing reality in Europe and Asia, and are an established feature of U.S. trading. This raises urgent market governance issues that have largely been overlooked. Global Algorithmic Capital Markets seeks to understand how recent market transformations are affecting core public policy objectives such as investor protection and reduction of systemic risk, as well as fairness, efficiency, and transparency. The operation and health of capital markets affect all of us and have profound implications for equality and justice in society. This unique set of chapters by leading scholars, industry insiders, and regulators discusses ways to strengthen market governance for the benefit of society at whole.
Author : United States. Congress. House. Committee on Appropriations. Subcommittee on Interior, Environment, and Related Agencies
Publisher :
ISBN 13 :
Total Pages : 1068 pages
Book Rating : 4.3/5 ( download)
Download or read book Interior, Environment, and Related Agencies Appropriations for 2017: U.S. Fish and Wildlife Service budget oversight hearing; National Park Service budget oversight hearing; Bureau of Indian Affairs written by United States. Congress. House. Committee on Appropriations. Subcommittee on Interior, Environment, and Related Agencies and published by . This book was released on 2016 with total page 1068 pages. Available in PDF, EPUB and Kindle. Book excerpt:
