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Author : Dong Yeol Shin
Publisher :
ISBN 13 :
Total Pages : 112 pages
Book Rating : 4.:/5 (852 download)
Download or read book The Regulation of the Public Securities Offerings Through Internet written by Dong Yeol Shin and published by . This book was released on 2004 with total page 112 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Howard M. Friedman
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 1066 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Regulation in Cyberspace written by Howard M. Friedman and published by Aspen Publishers. This book was released on 1998 with total page 1066 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : William M. Prifti
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (2 download)
Download or read book Securities written by William M. Prifti and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Alan R. Palmiter
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 454 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities Regulations written by Alan R. Palmiter and published by Aspen Publishers. This book was released on 1998 with total page 454 pages. Available in PDF, EPUB and Kindle. Book excerpt: Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.
Author : Charlotte Roederer
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 954 pages
Book Rating : 4.F/5 ( download)
Download or read book Regulation of Securities on the Internet written by Charlotte Roederer and published by Aspen Publishers. This book was released on 2001 with total page 954 pages. Available in PDF, EPUB and Kindle. Book excerpt: The trend toward Internet-based securities trading, on-line investment advice and direct securities offerings in electronic media has not only revolutionezed the securities industry, it has focused tremendous attention on it... And the way it is regulated. But until now, there hasn't been a professional-level reference that begins with the electronic media and then fills the reader in on the essential securities framework... So that the new media questions are raised in context And The analysis is accessible from many different angles that consider the big picture. And that systematically examines all of the major regulatory aspects of new electronic media on the financial markets. Complex regualtory guidance is simplified, summarized and integrated. Every chapter is organized around a specific topic area, and considers in turn the SEC, federal, NASAA, state, and other regulatory and self-regulatory issues. And there are extensive footnotes, cross-references and quick pointers to source materials and other professional references.
Author : John F. Olson
Publisher : West Legalworks
ISBN 13 :
Total Pages : 1326 pages
Book Rating : 4.F/5 ( download)
Download or read book Securities in the Electronic Age written by John F. Olson and published by West Legalworks. This book was released on 2000 with total page 1326 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Joseph J. Norton
Publisher :
ISBN 13 :
Total Pages : 30 pages
Book Rating : 4.:/5 (13 download)
Download or read book U.S. Securities Regulation and the Use of the Internet in Registered Offerings written by Joseph J. Norton and published by . This book was released on 2016 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: This article raises the question of whether the United States should continue primarily to rely on its existing securities law framework, or whether it needs a radically different framework when dealing with Internet-related securities issues. With this basic question in mind, the authors explore how the SEC has handled the rise of the Internet, and whether there truly is a need for new rules, regulations, or even legislation. After describing the basic principles of U.S. securities regulation, the authors consider what the Internet/electronic media is, and to what it enables its users. The article then addresses certain aspects regarding how the electronic media has affected registered stock offerings, and how the SEC has been addressing this new use. The authors conclude with a look at how the SEC's Division of Enforcement approaches fraud and the Internet.
Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 1168 pages
Book Rating : 4.3/5 ( download)
Download or read book The Regulation of Securities Offerings written by United States. Securities and Exchange Commission and published by . This book was released on 1998 with total page 1168 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Dennis Campbell
Publisher : Brill Nijhoff
ISBN 13 :
Total Pages : 304 pages
Book Rating : 4.F/5 ( download)
Download or read book International Securities Law and Regulation written by Dennis Campbell and published by Brill Nijhoff. This book was released on 2000 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt: With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Author : Joseph J and Hansjorg J O Heppe Norton
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (122 download)
Download or read book US Securities Regulation and the Use of the Internet in Registered Offerings written by Joseph J and Hansjorg J O Heppe Norton and published by . This book was released on 2002 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Alan R. Palmiter
Publisher : Aspen Publishers
ISBN 13 : 9780735524910
Total Pages : 0 pages
Book Rating : 4.5/5 (249 download)
Download or read book Securities Regulation written by Alan R. Palmiter and published by Aspen Publishers. This book was released on 2002 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: When students discover SECURITIES REGULATION: Examples & Explanations, they have finally located a study guide that illustrates the practical applications of the law. When instructors examine this powerful paperback, they recognize the work of an outstanding scholar with a gift for bringing synthesis and insight to a traditionally difficult area. Now, For its Second Edition, this consise guide continues to offer fully updated coverage in the effective format that has earned so many loyal users: provides an overview of the key concepts of Securities Regulation and discusses the complex law that regulate them uses numerous events, such as the initial public offering of Microsoft stock And The emergence of securities trading and disclosure on the Internet reviews the International approach to Securities Regulation to mirror the realities of practice reinforces learning through carefully chosen examples and explanations Completely revised for its Second Edition, The text now features: new coverage of the Internet and its effect on Securities Regulation complete updating of the law, including recent court cases and SEC releases and rules stylistic changes to conform To The SEC's highly successful 'plain English' initiative
Author : Dennis Campbell
Publisher : BRILL
ISBN 13 : 9004479538
Total Pages : 296 pages
Book Rating : 4.0/5 (44 download)
Download or read book International Securities Law and Regulation written by Dennis Campbell and published by BRILL. This book was released on 2021-09-13 with total page 296 pages. Available in PDF, EPUB and Kindle. Book excerpt: With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Author :
Publisher : Wolters Kluwer
ISBN 13 : 0735554218
Total Pages : 1034 pages
Book Rating : 4.7/5 (355 download)
Download or read book Securities Regulation in Cyberspace, Third Edition written by and published by Wolters Kluwer. This book was released on with total page 1034 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thaya Knight
Publisher :
ISBN 13 :
Total Pages : 20 pages
Book Rating : 4.:/5 (13 download)
Download or read book A Very Quiet Revolution written by Thaya Knight and published by . This book was released on 2014 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the early 2000s, “crowdfunding” has emerged as a means of obtaining funds for new and innovative projects. Until the recent passing of the Jumpstart Our Business Startups Act (the JOBS Act), there was no legal way for businesses to tap this network to offer a financial interest to the public without registering the offering with the Securities and Exchange Commission (SEC). With the President's signing of the JOBS Act in April 2012, however, there is a new exemption under the securities laws that will permit the sale of securities via crowdfunding, thus opening the doors to those businesses that have been unable to utilize existing crowdfunding methods. While the concept of crowdfunding securities offerings through the Internet is very 21st century, the regulatory regime that will govern these offerings is the same 80 year-old framework that governs the sale of all securities, no matter how small the offeror. This essay introduces this complex regulatory regime and is intended as a rudimentary roadmap for the start-up or its counsel. It will, hopefully, help to illuminate the traps for the unwary while providing an overview of the regulatory universe in which securities crowdfunding will operate.
Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.F/5 ( download)
Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas Lee Hazen
Publisher : Thomson West
ISBN 13 :
Total Pages : 668 pages
Book Rating : 4.F/5 ( download)
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by Thomson West. This book was released on 2005 with total page 668 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Delta & Matsuura
Publisher : Wolters Kluwer
ISBN 13 : 145487869X
Total Pages : 2644 pages
Book Rating : 4.4/5 (548 download)
Download or read book Law of the Internet, 4th Edition written by Delta & Matsuura and published by Wolters Kluwer. This book was released on 2017-01-01 with total page 2644 pages. Available in PDF, EPUB and Kindle. Book excerpt: Law of the Internet, Fourth Edition is a two-volume up-to-date legal resource covering electronic commerce and online contracts, privacy and network security, intellectual property and online content management, secure electronic transactions, cryptography, and digital signatures, protecting intellectual property online through link licenses, frame control and other methods, online financial services and securities transactions, antitrust and other liability. The Law of the Internet, Fourth Edition quickly and easily gives you everything you need to provide expert counsel on: Privacy laws and the Internet Ensuring secure electronic transactions, cryptography, and digital signatures Protecting intellectual property online - patents, trademarks, and copyright Electronic commerce and contracting Online financial services and electronic payments Antitrust issues, including pricing, bundling and tying Internal network security Taxation of electronic commerce Jurisdiction in Cyberspace Defamation and the Internet Obscene and indecent materials on the Internet Regulation of Internet access and interoperability The authors George B. Delta and Jeffrey H. Matsuura -- two Internet legal experts who advise America's top high-tech companies -- demonstrate exactly how courts, legislators and treaties expand traditional law into the new context of the Internet and its commercial applications, with all the citations you'll need. The Law of the Internet also brings you up to date on all of the recent legal, commercial, and technical issues surrounding the Internet and provides you with the knowledge to thrive in the digital marketplace. Special features of this two-volume resource include timesaving checklists and references to online resources.
