The Law And Regulation Of Solicitors

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The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions

Author : Katie Jackson
Publisher : Bloomsbury Publishing
ISBN 13 : 1526520699
Total Pages : 459 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions by : Katie Jackson

Download or read book The Law and Regulation of Solicitors: Serious Breaches and Practising Certificate Conditions written by Katie Jackson and published by Bloomsbury Publishing. This book was released on 2022-02-28 with total page 459 pages. Available in PDF, EPUB and Kindle. Book excerpt: Professional standards consultant Katie Jackson discusses the management of risks in law firms and leads you through the confident regulatory practice of solicitors. She provides guidance on the regulator's requirements for dealing with serious breaches of the rules of professional conduct, the relationship of breaches to the annual renewal of the practising certificate, and the imposition of conditions on solicitors. Through this guide you can: Understand the legislative framework sitting behind the Solicitors Regulation Authority's regulations Understand the various ways to set up and operate as a solicitor firm, and how to meet the expectations of the legislation governing these areas Identify and manage serious breaches, and understand the regulator's expectations Manage scenarios in which practising certificate or firm conditions may be imposed Understand the requirements for, and expectations of, the reporting accountant, and the recent history of changes to their reporting role Complete your annual CPD, through built in exercises to enable you to understand the judgements required when dealing with the regulator's Codes of Conduct Legal commentary is accompanied by a separate practical discussion of the management issues arising from the legislation, the possible solutions for implementation within firms, regulatory debates and an analysis of the possible gaps. The book covers strategic decision making for firms and the different regulatory and risk management outcomes of setting up a practice in different ways. This is an essential title for legal practitioners, reporting accountants, approved regulators, those thinking about working with freelance solicitors or employing solicitors, and those completing the LPC, GDL, SQE, or studying law and ethics.

Model Rules of Professional Conduct

Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)

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Book Synopsis Model Rules of Professional Conduct by : American Bar Association. House of Delegates

Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.

The Law and Regulation of Solicitors: Client Money

Author : Katie Jackson
Publisher : Bloomsbury Publishing
ISBN 13 : 1526524627
Total Pages : 477 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis The Law and Regulation of Solicitors: Client Money by : Katie Jackson

Download or read book The Law and Regulation of Solicitors: Client Money written by Katie Jackson and published by Bloomsbury Publishing. This book was released on 2023-05-01 with total page 477 pages. Available in PDF, EPUB and Kindle. Book excerpt: All those involved in legal services delivery, whether solicitors, licensed conveyancers, reporting accountants, or other legal professionals, need to understand the requirements for receiving, holding, and transferring client money. Handling this money also has another dimension for the professional to carefully consider: the serious issue of anti-money laundering. Presenting the rules, requirements, and anti-money laundering context of law firm financial management in an easy-to-understand guide, this book takes a new angle by examining client money in two important and related arenas: - Within the client account - Within the legislative framework for money laundering Providing a straightforward explanation of the Solicitors Accounts Rules, CLC Accounts Rules, the Money Laundering Regulations 2017, and the relevant sections of the Proceeds of Crime Act 2002, its practical layout encompasses diagrams, worked examples, and a section of training materials for use as continuous professional development. The book not only informs and is a reference point for the reader and their firm, but it also provides example forms, risk assessments, and training plans. Firms can use it as a basis for policies and procedures, learning and education, and for broader policy debate amongst more senior professionals. This is essential reading for those studying to become solicitors or licensed conveyancers; legal and finance professionals; money laundering reporting officers; and accounts professionals in legal services.

Retained EU Law

Author : ELEONOR. RAO DUHS (INDIRA.)
Publisher :
ISBN 13 : 9781784461645
Total Pages : 224 pages
Book Rating : 4.4/5 (616 download)

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Book Synopsis Retained EU Law by : ELEONOR. RAO DUHS (INDIRA.)

Download or read book Retained EU Law written by ELEONOR. RAO DUHS (INDIRA.) and published by . This book was released on 2021-02 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Law, Practice and Conduct for Solicitors

Author : Alan Paterson
Publisher :
ISBN 13 : 9780414018297
Total Pages : 584 pages
Book Rating : 4.0/5 (182 download)

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Book Synopsis Law, Practice and Conduct for Solicitors by : Alan Paterson

Download or read book Law, Practice and Conduct for Solicitors written by Alan Paterson and published by . This book was released on 2014-09-09 with total page 584 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is the definitive source for those seeking guidance on the rulesconcerning solicitors practice, conduct and discipline in Scotland. It offers an examination of the rationalebehind the rules and their practical application. The authors explore thecentral features of ethical procedure and practice, placing this diverse yetdistinctive subject into context and providing a narrative explanation of theprocess involved.

Solicitors Disciplinary Tribunal

Author : Nigel West
Publisher : The Law Society
ISBN 13 : 1784460443
Total Pages : 381 pages
Book Rating : 4.7/5 (844 download)

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Book Synopsis Solicitors Disciplinary Tribunal by : Nigel West

Download or read book Solicitors Disciplinary Tribunal written by Nigel West and published by The Law Society. This book was released on 2016-02-18 with total page 381 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Solicitors Disciplinary Tribunal (SDT) has the power to strike off a solicitor from the roll, suspend a solicitor from practice, fine or reprimand a solicitor or make such other order as it thinks fit. Whilst over 90% of all cases brought before the SDT are brought by the SRA, it is open to anyone to bring a matter before it.This book provides a unique step-by-step guide to the law and practice of the Solicitors Disciplinary Tribunal, from the issue of proceedings through to appeal. Its practical approach will help anyone who wishes to avoid the common pitfalls faced by unfamiliar users of the Tribunal.It is the only comprehensive book available on SDT proceedings and it contains all the leading cases on Tribunal proceedings, many of which are not available on the internet, in one handy volume.

Solicitors and Money Laundering

Author : Peter Camp
Publisher : Law Society Publishing
ISBN 13 : 9781853285936
Total Pages : 300 pages
Book Rating : 4.2/5 (859 download)

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Book Synopsis Solicitors and Money Laundering by : Peter Camp

Download or read book Solicitors and Money Laundering written by Peter Camp and published by Law Society Publishing. This book was released on 2007-01-01 with total page 300 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fully revised and updated new edition takes into account important recent developments including; the Court of Appeal's decision in Bowman v Fels; changes made by the Serious Organised Crime and Police Act 2005; new money laundering guidance issued by the Law Society Ensure your practice is compliant, order your copies today.

How to Start a Law Firm

Author : Darren J. Sylvester
Publisher : The Law Society
ISBN 13 : 1784461822
Total Pages : 294 pages
Book Rating : 4.7/5 (844 download)

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Book Synopsis How to Start a Law Firm by : Darren J. Sylvester

Download or read book How to Start a Law Firm written by Darren J. Sylvester and published by The Law Society. This book was released on 2020-10-31 with total page 294 pages. Available in PDF, EPUB and Kindle. Book excerpt: This friendly and accessible guide is one that you'll want to have on hand at every stage of the journey when starting your own law firm. From initial planning and choosing the right structure, overcoming teething problems, to expansion and beyond, in this book you'll find the practical guidance you need to set up and manage a law firm. Written by experienced practitioners who manage their own firms, How to Start a Law Firm includes guidance and advice on regulations, client care, staffing and managing finances, and new technology including AI. It offers lessons in how to develop the mindset of a business owner and a detailed study of how law firms have responded to the coronavirus pandemic.

Compliance and Ethics in Law Firms

Author : Tracey Calvert
Publisher : Law Society Publishing
ISBN 13 : 9781784461157
Total Pages : 0 pages
Book Rating : 4.4/5 (611 download)

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Book Synopsis Compliance and Ethics in Law Firms by : Tracey Calvert

Download or read book Compliance and Ethics in Law Firms written by Tracey Calvert and published by Law Society Publishing. This book was released on 2019 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Clarity for Lawyers

Author : Mark Adler
Publisher :
ISBN 13 : 9781784460488
Total Pages : 0 pages
Book Rating : 4.4/5 (64 download)

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Book Synopsis Clarity for Lawyers by : Mark Adler

Download or read book Clarity for Lawyers written by Mark Adler and published by . This book was released on 2017 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Guiding the reader through the pitfalls of legal writing, Adler explains how to prevent ambiguity and mistakes, therefore saving time and getting the message across effectively.

The Solicitor's Handbook 2022

Author : G. D. Treverton-Jones
Publisher :
ISBN 13 : 9781784461706
Total Pages : 0 pages
Book Rating : 4.4/5 (617 download)

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Book Synopsis The Solicitor's Handbook 2022 by : G. D. Treverton-Jones

Download or read book The Solicitor's Handbook 2022 written by G. D. Treverton-Jones and published by . This book was released on 2021-12 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Financial Crime

Author : Rebecca Atkinson
Publisher :
ISBN 13 : 9781784461782
Total Pages : 0 pages
Book Rating : 4.4/5 (617 download)

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Book Synopsis Financial Crime by : Rebecca Atkinson

Download or read book Financial Crime written by Rebecca Atkinson and published by . This book was released on 2021-09-23 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Law of Legal Services

Author : John Gould
Publisher : Jordans
ISBN 13 : 9781784734350
Total Pages : 700 pages
Book Rating : 4.7/5 (343 download)

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Book Synopsis The Law of Legal Services by : John Gould

Download or read book The Law of Legal Services written by John Gould and published by Jordans. This book was released on 2019 with total page 700 pages. Available in PDF, EPUB and Kindle. Book excerpt: Written by a leading expert in the field with extensive first-hand experience of all of the legal issues that affect practice, and with specialist contributors, the result is an authoritative, wide-ranging and accessible work that provides real insights into the legal issues and current complexities of legal practice. It will help practitioners mitigate the increasing risks they face providing practical clarity as well as authoritative legal analysis. The work covers: * Regulation* Lawyers' legal duties* The business of lawIt looks at important issues such as: * Business structures and barrister entity regulation* Misconduct and tribunals* Obligations to clients including contractual terms, fiduciary duties, negligence and the Ombudsman* Compliance including COLPs, COFAs and anti-money laundering* Indemnity insurance* Fees and costs* Protecting goodwill including restrictive covenants and electronic media* Financial stability issuesThe Law of Legal Services will be a key reference work for all legal practices and will provide a ready answer to many legal issues that crop up in modern practice. It will also provide, for anyone involved in the management of legal practices, essential knowledge of the legal risks they face.

Compliance and Ethics in Law Firms

Author : Tracey Calvert
Publisher :
ISBN 13 : 9781784460341
Total Pages : 0 pages
Book Rating : 4.4/5 (63 download)

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Book Synopsis Compliance and Ethics in Law Firms by : Tracey Calvert

Download or read book Compliance and Ethics in Law Firms written by Tracey Calvert and published by . This book was released on 2015 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: "One of the key features of outcomes-focused regulation is the expectation that everyone working in a law firm will demonstrate ethical and professional behaviours. The principles of the SRA Code of Conduct 2011 underpin all aspects of practice. Not only do solicitors need to be aware of their professional conduct duties, but all other members of the firm, regardless of job title or qualifications, must also understand the principles.Getting this wrong can not only damage a firm's client relationships, but it can also lead to legal/regulatory action, professional indemnity implications, and loss of reputation. [This] is a practical book which can be used by everyone who works in a law firm, as it provides both a useful reminder of essential requirements for solicitors and an introduction to conduct, ethics and compliance obligations for non-legally trained members of the firm."--Back cover.

Regulation of Lawyers

Author : Stephen Gillers
Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 1128 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Regulation of Lawyers by : Stephen Gillers

Download or read book Regulation of Lawyers written by Stephen Gillers and published by Aspen Publishers. This book was released on 2002 with total page 1128 pages. Available in PDF, EPUB and Kindle. Book excerpt: For its Sixth Edition, this extremely popular casebook continues to mix up-to-date materials with realistic problems to illustrate and demonstrate the full range of ethical issues facing lawyers and judges. Regulation of Lawyers builds on the strengths that earned it such widespread adoption: written by Professor Stephen Gillers, a recognized national authority on the subject in-depth, thorough treatment of the issues in a lively, accessible style covers the full range of professional responsibility topics, including conflicts of interest, special lawyer roles, and avoiding and redressing professional failure with three chapters on control of quality realistic problems (many of which are new or revised) help students Understand The rules and regulations that will govern their professional behavior combines cases, law review articles, excerpts from a wide variety of popular sources, and engaging problems to give variety and vividness accompanied by the most comprehensive annual statutory supplement in the field Regulation of Lawyers: Statutes and Standards, co-authored by Roy D. Simon with major, minor, and state variations of the rules governing lawyers and judges the Sixth Edition incorporates important new material: the no-contact and other ethics rules as they apply to state and federal law enforcers proposed changes in the Model Rules of Professional Conduct new cases on excessive fees (Matter of Fordham), using gender biased terms in a deposition (Mullaney v. Aude), liability for securities and common law fraud arising out of a negotiation for investment in a business (Rubin v. Schottenstein, Zox, & Dunn), And The unauthorized practice of law by lawyers from outside a state (Birbrower, Montalbano, Condon & Frank, P.C. v. Superior Court) coverage of the Clinton/Lewinsky matter And The ethical questions raised by the investigation conducted by Ken Starr to give students a clear understanding of their professional responsibilities from the client-lawyer relationship to their First Amendment rights use the casebook that has been proven effective in the classroom: Gillers' Regulation of Lawyers, Sixth Edition .

Solicitors and the Accounts Rules

Author : Peter Camp
Publisher : Law Society Publishing
ISBN 13 : 9781907698125
Total Pages : 0 pages
Book Rating : 4.6/5 (981 download)

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Book Synopsis Solicitors and the Accounts Rules by : Peter Camp

Download or read book Solicitors and the Accounts Rules written by Peter Camp and published by Law Society Publishing. This book was released on 2011 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This guide outlines the basic requirements of the Solicitors' Accounts Rules, ensuring an understanding of what is required of solicitors' practices before moving on to address the systems and procedures. It explains the requirements of the Rules, providing practical guidance on how to prevent some of the most common pitfalls.

The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020

Author : GREAT BRITAIN.
Publisher :
ISBN 13 : 9780348211993
Total Pages : 20 pages
Book Rating : 4.2/5 (119 download)

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Book Synopsis The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020 by : GREAT BRITAIN.

Download or read book The Money Laundering and Terrorist Financing (Amendment) (EU Exit) Regulations 2020 written by GREAT BRITAIN. and published by . This book was released on 2020-09-15 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 15.09.2020. Sifted: 11.09.2020. Made: 14.09.2020. Laid: 15.09.2020. Coming into force: In accord. with reg. 1. Effect: S.I. 2017/692 amended. Territorial extent & classification: E/W/S/NI. General