The Financial Services And Markets Act 2000 Regulated Activities Amendment Order 2013

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Consumer Credit

Author : Alexander Hill-Smith
Publisher : CRC Press
ISBN 13 : 1317697022
Total Pages : 552 pages
Book Rating : 4.3/5 (176 download)

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Book Synopsis Consumer Credit by : Alexander Hill-Smith

Download or read book Consumer Credit written by Alexander Hill-Smith and published by CRC Press. This book was released on 2015-02-20 with total page 552 pages. Available in PDF, EPUB and Kindle. Book excerpt: The field of consumer credit law has undergone major and fundamental change in the recent past, due in part to the regulation since 1 April 2014 of consumer credit by the Financial Conduct Authority, and this book provides a clear and complete guide to this difficult area of law. Fully updated for the second edition, the author considers new developments including: the new authorisation process under the Financial Services and Markets Act 2000, including the interim permission regime, and its consequences; the new regime for financial promotions as applied to credit and hire advertising; the new rules controlling high cost short term lending and peer to peer lending; the new provisions of the recently released Consumer Credit Sourcebook (CONC); the new requirements governing mortgage lending as contained in MCOB; the requirements for distance selling and off-premises contracts as applied to consumer credit and consumer hire including the impact of the Consumer Contracts (Information, Cancellation and Additional Charges) Regulations 2013; the jurisdiction of the financial ombudsman service on consumer credit. Also considered is the recent case law on the powerful unfair relationships jurisdiction. This comprehensive and practical guide is essential reading for legal practitioners, finance houses, credit reference agencies and retail organisations.

Financial Services Law Guide

Author : Andrew Haynes
Publisher : Bloomsbury Publishing
ISBN 13 : 1526517795
Total Pages : 510 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Financial Services Law Guide by : Andrew Haynes

Download or read book Financial Services Law Guide written by Andrew Haynes and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 510 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.

Contract, Tort and Restitution Statutes 2012-2013

Author : James Devenney
Publisher : Routledge
ISBN 13 : 1135876037
Total Pages : 514 pages
Book Rating : 4.1/5 (358 download)

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Book Synopsis Contract, Tort and Restitution Statutes 2012-2013 by : James Devenney

Download or read book Contract, Tort and Restitution Statutes 2012-2013 written by James Devenney and published by Routledge. This book was released on 2012-11-12 with total page 514 pages. Available in PDF, EPUB and Kindle. Book excerpt: ‘Focused content, layout and price - Routledge competes and wins in relation to all of these factors’ - Craig Lind, University of Sussex, UK ‘The best value and best format books on the market.’ - Ed Bates, Southampton University, UK Routledge Student Statutes are: • Exam Friendly: un-annotated and conforming to exam regulations • Tailored to fit your course: 80% of lecturers we surveyed agree that Routledge Student Statutes match their course and cover the relevant legislation • Trustworthy: Routledge Student Statutes are compiled by subject experts, updated annually and have been developed to meet student needs through extensive market research • Easy to use: a clear text design, comprehensive table of contents, multiple indexes and highlighted amendments to the law make these books the most student-friendly Statutes on the market Competitively Priced: Routledge Student Statutes offer content and usability rated as good or better than our major competitor, but at a more competitive price • Supported by a Companion Website: presenting scenario questions for interpreting Statutes, annotated web links, and multiple-choice questions, these resources are designed to help students to be confident and prepared.

Consumer Credit Law and Practice - A Guide

Author : Dennis Rosenthal
Publisher : Bloomsbury Publishing
ISBN 13 : 1784518352
Total Pages : 555 pages
Book Rating : 4.7/5 (845 download)

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Book Synopsis Consumer Credit Law and Practice - A Guide by : Dennis Rosenthal

Download or read book Consumer Credit Law and Practice - A Guide written by Dennis Rosenthal and published by Bloomsbury Publishing. This book was released on 2018-01-26 with total page 555 pages. Available in PDF, EPUB and Kindle. Book excerpt: “A new edition of Dennis Rosenthal's Consumer Credit Law and Practice - A Guide is always an event to be welcomed by the busy practitioner... In all this welter of regulation, there is a great need for a work which reduces the mass of case law and regulation covered in encyclopaedic works into a clear, concise and readable form which steers a way through the labyrinth. This is just such a book... It is to be warmly welcomed.” From the Foreword by Roy GoodeThe most useful and comprehensive single volume work on the subject of consumer credit. Consumer Credit Law and Practice - A Guide, Fifth Edition is an easily accessible guide covering all aspects of consumer credit, consumer hire and ancillary credit businesses. Written in a clear and penetrating style, the new fifth edition has been extensively updated and rewritten to take account of all relevant case law, legislative changes and developments, including: - coverage of EU Directives relating to alternative dispute resolution, supervision of credit institutions and consumer credit agreements for residential immovable property - the transfer of licensing from the OFT under CCA 1974 to authorisation and permission by the FCA under FSMA - the substitution of substantial parts of CCA 1974 and regulations under that Act, by FSMA, regulations under FSMA including RAO, and the FCA Handbook, in particular the Consumer Credit sourcebook (CONC) and the Mortgages and Home Finance Conduct of Business sourcebook (MCOB) - new chapters on FCA requirements and procedures relating to authorisation and permission, treating customers fairly, supervision and reporting, and alternative dispute resolution - developments in related areas such as data protection, fraud prevention and anti-money laundering Consumer Credit Law and Practice - A Guide, Fifth Edition is essential reading for: banking and commercial law practitioners; in-house lawyers; companies operating in consumer credit related industries, including banks and building societies, credit card companies, finance and leasing companies; compliance personnel; and consumer advisers.

Property Law Statutes 2012-2013

Author : Russell Hewitson
Publisher : Routledge
ISBN 13 : 1135877432
Total Pages : 610 pages
Book Rating : 4.1/5 (358 download)

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Book Synopsis Property Law Statutes 2012-2013 by : Russell Hewitson

Download or read book Property Law Statutes 2012-2013 written by Russell Hewitson and published by Routledge. This book was released on 2012-12-20 with total page 610 pages. Available in PDF, EPUB and Kindle. Book excerpt: ‘Focused content, layout and price - Routledge competes and wins in relation to all of these factors’ - Craig Lind, University of Sussex, UK ‘The best value and best format books on the market.’ - Ed Bates, Southampton University, UK Routledge Student Statutes present all the legislation students need in one easy-to-use volume. Developed in response to feedback from lecturers and students, this book offers a fully up-to-date, comprehensive, and clearly presented collection of legislation - ideal for LLB and GDL course and exam use. Routledge Student Statutes are: • Exam Friendly: un-annotated and conforming to exam regulations • Tailored to fit your course: 80% of lecturers we surveyed agree that Routledge Student Statutes match their course and cover the relevant legislation • Trustworthy: Routledge Student Statutes are compiled by subject experts, updated annually and have been developed to meet student needs through extensive market research • Easy to use: a clear text design, comprehensive table of contents, multiple indexes and highlighted amendments to the law make these books the most student-friendly Statutes on the market Competitively Priced: Routledge Student Statutes offer content and usability rated as good or better than our major competitor, but at a more competitive price • Supported by a Companion Website: presenting scenario questions for interpreting Statutes, annotated web links, and multiple-choice questions, these resources are designed to help students to be confident and prepared.

Consumer and SME Credit Law

Author : Nora Beausang
Publisher : Bloomsbury Publishing
ISBN 13 : 152651589X
Total Pages : 2506 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Consumer and SME Credit Law by : Nora Beausang

Download or read book Consumer and SME Credit Law written by Nora Beausang and published by Bloomsbury Publishing. This book was released on 2021-12-16 with total page 2506 pages. Available in PDF, EPUB and Kindle. Book excerpt: With 2000+ pages of guidance, this important new textbook provides an extensive and in-depth guide to the current labyrinthine regulatory regime relating to consumer and SME credit (by way of cash loans) and protection generally, including the Consumer Protection Code, the Consumer Credit Act (housing loans and non-housing loans), the EU Consumer Credit Regulations, the EU Mortgage Credit Regulations and the Central Bank Housing Loan Regulations. Other lending-related conduct of business requirements are also covered in detail, including the Code of Conduct on Mortgage Arrears, the Lending to SME Regulations, the Code on Related Parties Lending and the Credit Reporting Act, together with applicable EBA/ECB Guidelines dealing with loan origination, product oversight and governance, non-performing exposures/loans and arrears. The regulated activities triggering authorisation as a retail credit firm or credit servicing firm are also addressed in detail. The book additionally extends beyond lending to have application to the wider business of regulated firms in the financial services arena, dealing in detail with issues including the general principles and requirements of the Consumer Protection Code,the fitness and probity regime including the area of minimum competency, distance marketing requirements and other background to the regulatory regime in Ireland including the increased regulatory focus on the culture of regulated firms and product oversight and governance. The available redress/recourse mechanisms are also covered, including the Financial Services and Pensions Ombudsman, the Credit Review Office, the regulatory and other consequences of breach of applicable requirements and the significant risk management area for regulated firms of their customers' statutory right to redress on breach of financial services legislation. In addition, the book has relevance to professionals dealing with consumers in any contractual context including extensive treatment of how the concept of 'consumer' has developed under common law, the unfair commercial practices regime and the increasingly topical area of unfair contract terms legislation. Relevant case law of the Irish courts and other common law jurisdictions, together with an expanding corpus of decisions from the CJEU, are addressed in detail. This book's practical style is designed to assist bankers, other regulated firms, lawyers, compliance professionals and regulators in the application of a complex area. Rather than simply setting out the separate requirements, the book seeks to navigate the at times contradictory legislative and regulatory strands to give (in so far as is possible) a coherent sense of how they integrate. Much of the content is unique and cannot be found in any other publication. An essential addition to the library of every lender, practitioner and compliance and regulatory risk professional, particularly in the areas of consumer and SME credit.

Politics, Policy and Private Law

Author : Jodi Gardner
Publisher : Bloomsbury Publishing
ISBN 13 : 150996097X
Total Pages : 239 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Politics, Policy and Private Law by : Jodi Gardner

Download or read book Politics, Policy and Private Law written by Jodi Gardner and published by Bloomsbury Publishing. This book was released on 2023-12-14 with total page 239 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is a landmark and ambitious research project looking at private law through the policy prism undertaken by a team of acknowledged experts in their fields. The majority of existing literature diminishes the impact of policy in the development of legal principles, impeding a deeper understanding of it. Part of a two-part study, this first volume explores tort law, property law and equity. Both studies engage with modern challenges and technical developments that now inform private law, with chapters looking at the Grenfell disaster, compensation of medical injuries post COVID-19, the gig economy and co-ownership. They also explore traditional private law areas through a novel lens, such as psychological injury and the impact of fairness and/or equality obligations. They highlight the similarities and differences across many aspects of private law, allowing for a richer analysis across all the strands of private law.

Clearing and Settlement

Author : Dermot Turing
Publisher : Bloomsbury Publishing
ISBN 13 : 1526514974
Total Pages : 900 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Clearing and Settlement by : Dermot Turing

Download or read book Clearing and Settlement written by Dermot Turing and published by Bloomsbury Publishing. This book was released on 2021-02-12 with total page 900 pages. Available in PDF, EPUB and Kindle. Book excerpt: The post-trading industry is one in which financial firms make money and one in which risk issues need careful management. Reliable payment, clearing and settlement structures are perceived to be essential to enable financial firms to withstand shocks. A great deal of the cost of trading and cross-border investment is attributed to the very complex process of clearing and settlement. This book describes and explains: 1. what happens in clearing and settlement, and the roles of (and risks assumed by) the various participants in the post-trade marketplace 2. the law applicable to infrastructures, how they are are regulated, and the other topographical features of their legal landscape 3. the legal and practical aspects of risk management and operations of infrastructures 4. the risks faced by participants in payment, clearing and settlement systems - the agent banks - along with practical and operational issues which they face in their roles. Fully revised, updates for the 3rd edition include: - Implications and impact of Brexit - CPMI and IOSCO paper on central counterparty default (CCP) management auctions - cyber-security and the resilience of financial market infrastructures (FMIs) and the wider market ecosystem.

Blackstone's Statutes on Commercial and Consumer Law 2015-2016

Author : Francis Rose
Publisher : Oxford University Press, USA
ISBN 13 : 0198736002
Total Pages : 725 pages
Book Rating : 4.1/5 (987 download)

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Book Synopsis Blackstone's Statutes on Commercial and Consumer Law 2015-2016 by : Francis Rose

Download or read book Blackstone's Statutes on Commercial and Consumer Law 2015-2016 written by Francis Rose and published by Oxford University Press, USA. This book was released on 2015 with total page 725 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed specifically for students, 'Blackstone's Statutes' lead the market in providing a carefully selected, regularly updated, and well sourced collection of legislation for the core subjects and major options offered on the law syllabus. Each title is ideal for use throughout the course and in exams.

Blackstone's Statutes on Commercial and Consumer Law 2016-2017

Author : Francis Rose
Publisher : Oxford University Press
ISBN 13 : 019876846X
Total Pages : 663 pages
Book Rating : 4.1/5 (987 download)

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Book Synopsis Blackstone's Statutes on Commercial and Consumer Law 2016-2017 by : Francis Rose

Download or read book Blackstone's Statutes on Commercial and Consumer Law 2016-2017 written by Francis Rose and published by Oxford University Press. This book was released on 2016 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market-leading and first choice for students and lecturers, Blackstone's Statutes have an unrivalled tradition of trust and quality. With a rock-solid reputation for accuracy, reliability, and authority, Blackstone's Statutes provide a careful selection of all the up-to-date legislation students need for exams and course use.

Blackstone's Statutes on Commercial and Consumer Law 2019-2020

Author : Francis Rose
Publisher : Oxford University Press, USA
ISBN 13 : 0198838743
Total Pages : 697 pages
Book Rating : 4.1/5 (988 download)

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Book Synopsis Blackstone's Statutes on Commercial and Consumer Law 2019-2020 by : Francis Rose

Download or read book Blackstone's Statutes on Commercial and Consumer Law 2019-2020 written by Francis Rose and published by Oxford University Press, USA. This book was released on 2019-08-15 with total page 697 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed specifically for students, 'Blackstone's Statutes' lead the market in providing a carefully selected, regularly updated, and well sourced collection of legislation for the core subjects and major options offered on the law syllabus. Each title is ideal for use throughout the course and in exams.

Changing Consumer Law in the United Kingdom after Brexit?

Author : Katharina Steinbrück
Publisher : Nomos Verlag
ISBN 13 : 3748926553
Total Pages : 428 pages
Book Rating : 4.7/5 (489 download)

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Book Synopsis Changing Consumer Law in the United Kingdom after Brexit? by : Katharina Steinbrück

Download or read book Changing Consumer Law in the United Kingdom after Brexit? written by Katharina Steinbrück and published by Nomos Verlag. This book was released on 2021-06-14 with total page 428 pages. Available in PDF, EPUB and Kindle. Book excerpt: Dem britischen Gesetzgeber eröffnen sich durch den weitgehenden Wegfall von Bindung an EU-Recht im Verbraucherrecht neue regulatorische Möglichkeiten. Dieses Werk widmet sich der Frage, ob Normen des bisher von der EU bestimmten Verbraucherkredit- und AGB-Rechts beibehalten oder geändert werden sollten. Eine historische Analyse beantwortet die Frage, inwieweit EU-Recht in der Vergangenheit durch das Vereinigte Königreich gestaltet und rezipiert wurde. Auf Grundlage einer umfassenden rechtsvergleichenden Betrachtung wird zudem analysiert, ob alternative europäische Kooperationsmodelle mehr regulatorischen Freiraum bieten und die (Nicht-) Umsetzung von Verbraucherrecht als Vorbild für neue Regulierung im Vereinigten Königreich dienen könnte.

Blackstone's Statutes on Commercial and Consumer Law 2020-2021

Author : Francis Rose
Publisher :
ISBN 13 : 0198860978
Total Pages : 689 pages
Book Rating : 4.1/5 (988 download)

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Book Synopsis Blackstone's Statutes on Commercial and Consumer Law 2020-2021 by : Francis Rose

Download or read book Blackstone's Statutes on Commercial and Consumer Law 2020-2021 written by Francis Rose and published by . This book was released on 2020 with total page 689 pages. Available in PDF, EPUB and Kindle. Book excerpt: Unsurpassed in authority, reliability and accuracy; the 2020-2021 edition has been fully revised and updated to incorporate all relevant legislation for consumer and commercial law courses. Blackstone's Statutes on Commercial & Consumer Law is an abridged collection of legislation carefully reviewed and selected by Professor Francis Rose. With unparalleled coverage of consumer and commercial law, Blackstone's Statutes on Commercial & Consumer Law leads the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes on Commercial & Consumer Law is: - Trusted: ideal for exam use - Practical: find what you need instantly - Reliable: current, comprehensive coverage - Relevant: content reviewed to match your course Online resources The accompanying online resources include video guides to reading and interpreting statutes, web links, exam tips, and an interactive sample Act of Parliament.

Beswick and Wine: Buying and Selling Private Companies and Businesses

Author : Susan Singleton
Publisher : Bloomsbury Publishing
ISBN 13 : 1526516144
Total Pages : 557 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Beswick and Wine: Buying and Selling Private Companies and Businesses by : Susan Singleton

Download or read book Beswick and Wine: Buying and Selling Private Companies and Businesses written by Susan Singleton and published by Bloomsbury Publishing. This book was released on 2022-06-30 with total page 557 pages. Available in PDF, EPUB and Kindle. Book excerpt: Structured to reflect the process in practice this book focuses on the key commercial, tax and legal issues that arise from business sales. By addressing fundamental issues from the perspective of both the seller and the purchaser it is a perfect handbook for all those involved in such acquisitions. From due diligence through to completion of the share purchase or business transfer agreement it contains clear, expert advice. The 11th edition has been updated to include: - Impact of Brexit in 2020 including on merger law and notifications - "UKGDPR" and Data Protection Act 2018 and latest guidance from the Information Commissioner Guidance including the Data Sharing code of practice - Recent tax changes including reduction in entrepreneurs' relief from capital gains tax from £10m to £1m Case law such as: - Stobart Group Limited and Anor v. William Stobart and Anor [2019] EWCA (Civ) 1376 (CA) (notices of claims under share purchase agreements) - 116 Cardamon Ltd v MacAlister & Anor [2019] EWHC 1200 (Comm) (damages for breach of warranty under share purchase agreement) - Triumph Controls UK Limited v Primus International Holding Company [2019] EWHC 565 (TCC) (breach of warranty) - Tesco UK Limited v. Aircom Jersey 4 Limited and Aircom Global Operations Limited [2018] EWCA Civ 23 (tax warranty claim) It also includes checklists, draft enquiries, letters of disclosure and a specimen completion agenda, together with an accompanying electronic download containing all the precedents in the work. This title is included in Bloomsbury Professional's Company and Commercial Law online service.

Commercial Law Concentrate

Author : Eric Baskind
Publisher : Oxford University Press
ISBN 13 : 0192897209
Total Pages : 265 pages
Book Rating : 4.1/5 (928 download)

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Book Synopsis Commercial Law Concentrate by : Eric Baskind

Download or read book Commercial Law Concentrate written by Eric Baskind and published by Oxford University Press. This book was released on 2022-08-12 with total page 265 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commercial Law Concentrate is written and designed to help you succeed. Written by experts and covering all key topics, Concentrate guides go above and beyond, not only consolidating your learning but focusing your revision and maximising your exam performance. Each guide includes revision tips, advice on how to achieve extra marks, and a thorough and focused breakdown of the key topics and cases. Revision guides you can rely on: trusted by lecturers, loved by students... "I am hugely impressed by this little textbook on the substance: it does a better and clearer job at explaining key issues than many of the core texts. - Dr Eleni Frantziou, Associate Professor in Public Law & Human Rights, Durham University "The Concentrate books are my favourite revision guides as the quality of the information is always more comprehensive than others." Carly Hatchard, law student, University of Bolton "This revision guide is excellent ... I would certainly recommend it as a revision aid" - Claudia Carr, Principal Lecturer, Hertfordshire Law School, University of Hertfordshire "The Concentrate structure is extremely good, it makes it so much easier to revise ... no key information is left out, it's a great series." Emma Wainwright, law student, Oxford Brookes University "A really good overview of the key themes, tensions, and debates ... encourages students to go that bit further to increase their chances of scoring better in the assessment." - Professor Nicola Glover-Thomas, Professor of Law, University of Manchester "I have always used OUP revision and Q&A books and genuinely believe they have helped me get better grades" - Anthony Poole, law student, Swansea University "Undoubtedly a good resource ... I would certainly recommend it as additional material for modules assessed by examination." - Dr Ben Stanford, School of Law, Liverpool John Moores University "The detail in this revision textbook is phenomenal and is just what is needed to push your exam preparation to the next level" - Stephanie Lomas, law student, University of Central Lancashire Take it online: The 6th edition is available in paperback, or e-book and is supported by extensive online resources to take your learning further. Visit www.oup.com/lawrevision/ for expert revision and study advice, self-test questions and answers, flashcard key cases and glossary and outline answers to questions from the book.

Comparative Law Yearbook of International Business

Author : Dennis Campbell
Publisher : Kluwer Law International B.V.
ISBN 13 : 940351082X
Total Pages : 441 pages
Book Rating : 4.4/5 (35 download)

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Book Synopsis Comparative Law Yearbook of International Business by : Dennis Campbell

Download or read book Comparative Law Yearbook of International Business written by Dennis Campbell and published by Kluwer Law International B.V.. This book was released on 2019-03-18 with total page 441 pages. Available in PDF, EPUB and Kindle. Book excerpt: The core legal concepts underlying compliance and their impact on business operations encompass corporate governance, cyberlaw and security, financial services regulations, and compliance issues in health care and biotechnology. “Compliance”, a term often invoked but subject to a variety of iterations. To engage in compliance services, lawyers must have a good knowledge of the regulated industry that they serve, an understanding of risk management, and the skills to draft policy statements, provide financial reporting, and advise in the development of projects. In this edition of the Comparative Law Yearbook of International Business, lawyers from nine jurisdictions examine recent developments in their respective countries pertaining to compliance issues. Chapters are provided by practitioners from Argentina, India, Nigeria, Poland, Portugal, Switzerland, Thailand, the United Kingdom, and the United States. The publication also includes two appendices: General Assembly Resolution 58/4 of 31 October 2003, United Nations Convention against Corruption, and General Assembly Resolution 55/25 of 15 November 2000, United Nations Convention against Transnational Organized Crime.

European Capital Markets Law

Author : Rüdiger Veil
Publisher : Bloomsbury Publishing
ISBN 13 : 1782256539
Total Pages : 849 pages
Book Rating : 4.7/5 (822 download)

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Book Synopsis European Capital Markets Law by : Rüdiger Veil

Download or read book European Capital Markets Law written by Rüdiger Veil and published by Bloomsbury Publishing. This book was released on 2017-04-06 with total page 849 pages. Available in PDF, EPUB and Kindle. Book excerpt: European capital markets law has developed rapidly in recent years. The former directives have been replaced by regulations and numerous implementing legal acts aimed at ensuring a level playing field across the EU. The financial crisis has given further impetus to the development of a European supervisory structure. This book systematises the European law and examines the underlying concepts from a broadly interdisciplinary perspective. National experiences in selected Member States – Austria, France, Germany, Italy, Spain, Sweden and the United Kingdom – are also explored. The first chapter deals with the foundations of capital markets law in Europe, the second explains the basics, and the third examines the regime on market abuse. Chapter four explores the disclosure system and chapter five the roles of intermediaries, such as financial analysts, rating agencies and proxy advisers. Short selling and high frequency trading is described in chapter six. Chapter seven deals with financial services and chapter eight explains compliance and corporate governance in investment firms. Chapter nine illustrates the regulation of benchmarks. Finally, chapter ten deals with public takeovers. Throughout the book emphasis is placed on legal practice, and frequent reference is made to the key decisions of supervisory authorities and courts.