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Securities Investors Legal Rights
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Author :United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance Publisher : ISBN 13 : Total Pages :196 pages Book Rating :4.0/5 ( download)
Book Synopsis Securities Investors Legal Rights by : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Download or read book Securities Investors Legal Rights written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1992 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Federal Securities Law by : Thomas Lee Hazen
Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 2003 with total page 188 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance Publisher : ISBN 13 : Total Pages :196 pages Book Rating :4.3/5 (121 download)
Book Synopsis Securities Investors Legal Rights by : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Download or read book Securities Investors Legal Rights written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1992 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Understanding Securities Law by : Marc I. Steinberg
Download or read book Understanding Securities Law written by Marc I. Steinberg and published by LexisNexis/Matthew Bender. This book was released on 1996 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Understanding the Securities Laws by : Larry D. Soderquist
Download or read book Understanding the Securities Laws written by Larry D. Soderquist and published by . This book was released on 1987 with total page 384 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Broker-dealer Law and Regulation by : Norman S. Poser
Download or read book Broker-dealer Law and Regulation written by Norman S. Poser and published by Aspen Publishers. This book was released on 1995 with total page 536 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis International Investment Law by : Tarcisio Gazzini
Download or read book International Investment Law written by Tarcisio Gazzini and published by Martinus Nijhoff Publishers. This book was released on 2012-08-22 with total page 363 pages. Available in PDF, EPUB and Kindle. Book excerpt: Transnational investment involves a variety of actors (States, public and private legal entities, and natural persons) whose relationships are governed by rules and legal instruments belonging to different legal systems. This book provides a systematic study of the sources of rights and obligations in the field of transnational investment, and their coordination and interaction. It focuses primarily on the network of over 3,000 Bilateral Investment Treaties, international investment contracts, customary international law, the main multilateral treaties, national legislation, international case law and general principles of law. The book, firmly based on State practice, arbitral awards and national decisions, is indispensable to fully appraise the nature and content of the claims of private investors as well as to identify the law applicable in investment arbitration.
Book Synopsis The Law of Securities, Commodities and Bank Accounts by : Marek Dubovec
Download or read book The Law of Securities, Commodities and Bank Accounts written by Marek Dubovec and published by Edward Elgar Publishing. This book was released on 2014-04-25 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: The author identifies and explains the critical components and functions of the systems for the holding of rights in accounts with intermediaries, identifying underlying principles that should be embodied in modern legislation underpinning the law of a
Book Synopsis The Law of Private Investment Funds by : Timothy Spangler
Download or read book The Law of Private Investment Funds written by Timothy Spangler and published by OUP Oxford. This book was released on 2012-09-06 with total page 413 pages. Available in PDF, EPUB and Kindle. Book excerpt: The new edition of The Law of Private Investment Funds offers a practical analysis of the legal and regulatory issues that arise in connection with the structuring, formation, and operation of private investment funds, including hedge funds, private equity funds, real estate funds, and other non-retail collective investment vehicles. The book provides a unique analysis of these funds on a pan-asset class basis, as well as from a US, UK, and European perspective. The themes of investor protection and fiduciary challenge are considered in the context of the various sources available for investor protection including the substantive rights and obligations under general law, and voluntary and statutory rights of regulation. The author considers the various aspects of running private investment funds against the backdrop of regulation and investor protection. Issues such as structuring and launching, and marketing private investment funds are considered in full. The author also looks at the governance challenge where limited partnerships and offshore companies are concerned. The book identifies governance as a key issue for private investment fund participants and discusses in depth several ways in which managers and fund participants can improve the governance of their funds. In addition it analyses the consequences and impact of the recent global financial crisis on private funds, and the response of the US, UK, and European regulators. The new edition includes increased coverage of best practice and industry guidelines, including the ILPA Guidelines for private equity funds, and the MFA's Best Practices for hedge funds. It also provides discussion of new regulatory regimes in the US and EU, including the Dodd Frank Act and AIFMD.
Book Synopsis Securities Regulation in a Nutshell by : David L. Ratner
Download or read book Securities Regulation in a Nutshell written by David L. Ratner and published by . This book was released on 1992 with total page 388 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis International Investment Law and the Right to Regulate by : Lone Wandahl Mouyal
Download or read book International Investment Law and the Right to Regulate written by Lone Wandahl Mouyal and published by Routledge. This book was released on 2016-03-10 with total page 283 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book considers the ways in which the international investment law regime intersects with the human rights regime, and the potential for clashes between the two legal orders. Within the human rights regime states may be obligated to regulate, including a duty to adopt regulation aiming at improving social standards and conditions of living for their population. Yet, states are increasingly confronted with the consequences of such regulation in investment disputes, where investors seek to challenge regulatory interferences for example in expropriation claims. Regulatory measures may for instance interfere with the investment by imposing conditions on investors or negatively affecting the value of the investment. As a consequence, investors increasingly seek to challenge regulatory measures in international investment arbitration on the basis of a bilateral investment treaty. This book sets out the nature and the scope of the right to regulate in current international investment law. The book examines bilateral investment treaties and ICSID arbitrations looking at the indicative parameters that are granted weight in practice in expropriation claims delimiting compensable from non-compensable regulation. The book places the potential clash between the right to regulate and international investment law within a theoretical framework which describes the stability-flexibility dilemma currently inherent within international law. Lone Wandahl Mouyal goes on to set out methods which could be employed by both BIT-negotiators and adjudicators of investment disputes, allowing states to exercise their right to regulate while at the same time providing investors with legal certainty. The book serves as a valuable tool, an added perspective, for academics as well as for practitioners dealing with aspects of international investment law.
Book Synopsis Property Rights in Investment Securities and the Doctrine of Specificity by : Erica Johansson
Download or read book Property Rights in Investment Securities and the Doctrine of Specificity written by Erica Johansson and published by Springer Science & Business Media. This book was released on 2009-01-31 with total page 227 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book evaluates the requirement for specificity as a criterion for property rights in securities evidenced by electronic entries made on securities accounts. It compares English, US and Swedish law with the aim of finding viable solutions.
Book Synopsis Law of Investments by : John McLaren
Download or read book Law of Investments written by John McLaren and published by . This book was released on 2004-01-01 with total page 410 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Law of Investments" provides a focused explanation of the legal principles in relation to various investments, including equities, managed investment schemes and property It also contains an analysis of the taxation environment and how the Australian taxation laws relate to investments, and to the participants in the investment industry. Two main legal themes are examined in the book: the legal rights and protection provided to an investor under statutory and common law; and the legal obligations and compliance requirements placed on the investment adviser and the financial product providers under the same statutory and common law.
Book Synopsis Investor's Rights Handbook by : Larry D. Soderquist
Download or read book Investor's Rights Handbook written by Larry D. Soderquist and published by Practising Law Inst. This book was released on 1993 with total page 303 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Investment Adviser Regulation by : Clifford E. Kirsch
Download or read book Investment Adviser Regulation written by Clifford E. Kirsch and published by . This book was released on 2006 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Investment Adviser Regulation: A Step-by-Step Guide to Compliance and the Law gives you the thorough regulatory guidance you need to understand the rules currently governing investment advisers while ensuring you keep pace with the tougher rules to come. This straightforward, easy-to-read compliance resource shows you how to file and update the pivotal Form ADV and draft compliant advisory contracts.
Download or read book Securities law review written by and published by . This book was released on 1982 with total page 752 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Information for Investors on the California Corporate Securities Law Covering Purpose of the Law, Enforcement Responsibilities, Qualification Requirements, Exemptions, Seller Registration [and] Investment Suggestions by : California. Department of Corporations
Download or read book Information for Investors on the California Corporate Securities Law Covering Purpose of the Law, Enforcement Responsibilities, Qualification Requirements, Exemptions, Seller Registration [and] Investment Suggestions written by California. Department of Corporations and published by . This book was released on 1975 with total page 8 pages. Available in PDF, EPUB and Kindle. Book excerpt:
![Download Information for Investors on the California Corporate Securities Law Covering Purpose of the Law, Enforcement Responsibilities, Qualification Requirements, Exemptions, Seller Registration [and] Investment Suggestions PDF Online Free](https://books.google.com/books/content/images/frontcover/qvZ6ar_G5r4C?fife=w200-h370)
