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Author : Lissa L. Broome
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (111 download)
Download or read book Regulation of bank financial service activities, 4th ed written by Lissa L. Broome and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Lissa Lamkin Broome
Publisher : West Academic Publishing
ISBN 13 :
Total Pages : 676 pages
Book Rating : 4.F/5 ( download)
Download or read book Regulation of Bank Financial Service Activities written by Lissa Lamkin Broome and published by West Academic Publishing. This book was released on 2004 with total page 676 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Lissa Broome
Publisher : West Academic Publishing
ISBN 13 : 9781683281238
Total Pages : 0 pages
Book Rating : 4.2/5 (812 download)
Download or read book Regulation of Bank Financial Service Activities written by Lissa Broome and published by West Academic Publishing. This book was released on 2018-01-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Softbound - New, softbound print book.
Author : Lissa L. Broome
Publisher : West Academic Publishing
ISBN 13 : 9780314281425
Total Pages : 0 pages
Book Rating : 4.2/5 (814 download)
Download or read book Regulation of Bank Financial Service Activities written by Lissa L. Broome and published by West Academic Publishing. This book was released on 2012-07-25 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2012 Edition contains the major chapters of title 12 of the United States Code covering the National Bank Act, the Federal Reserve Act, the Federal Deposit Insurance Corporation Act, and the Bank Holding Company Act. The supplement reflects the changes made by the Dodd-Frank Act. Additions made by Dodd-Frank to existing statutory provisions are underlined so the reader may easily locate the Dodd-Frank changes. In addition, the each statutory provision includes a citation to the section of Dodd-Frank which amends it. New statutory provisions of Dodd-Frank codified in Chapter 53 of Title 12 (including provisions relating to the FSOC, CFPB, and the Orderly Liquidation Authority) are included as well. Relevant provisions of the Securities Exchange Act, federal provisions relating to insurance, and the Gramm-Leach-Bliley Acts provisions related to privacy are also included. Excerpts from the New York banking statutes provide a sample of state regulation of banking. The supplement also contains selected regulatory provisions from the Comptroller of the Currency, the Federal Reserve System Board of Governors, and the Federal Deposit Insurance Corporation.
Author : LISSA. BROOME
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.:/5 (139 download)
Download or read book Selected Statutes and Regulations to Accompany Regulation of Bank Financial Service Activities written by LISSA. BROOME and published by . This book was released on 2017 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Lissa L. Broome
Publisher : West Academic Publishing
ISBN 13 : 9780314177131
Total Pages : 0 pages
Book Rating : 4.1/5 (771 download)
Download or read book Regulation of Bank Financial Services, Cases and Materials written by Lissa L. Broome and published by West Academic Publishing. This book was released on 2006-11-30 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2007 Supplement to Regulation of Bank Financial Service Activities continues with the authors' promise to annually update the casebook by supplement in the years when a new edition is not issued. The new Supplement includes the very latest developments, including statutory changes made by the Federal Deposit Insurance Reform Act of 2006 and the Financial Services Regulatory Relief Act of 2006. New regulatory developments such as the final guidance on Nontraditional Mortgage Products are discussed. New cases are included and analyzed, including the Supreme Court's Wachoia Bank, N.A. v. Schmidt and the Sixth Circuit's opinion in Wachoia Bank, N.A. v. Watters, which will be considered by the Supreme Court this term. The latest articles and commentary reviewing banking law are also referenced.
Author : Lisa L. Broome
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (111 download)
Download or read book Regulations of bank financial service activities written by Lisa L. Broome and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Alexander Dill
Publisher : Taylor & Francis
ISBN 13 : 1000702731
Total Pages : 327 pages
Book Rating : 4.0/5 (7 download)
Download or read book Bank Regulation, Risk Management, and Compliance written by Alexander Dill and published by Taylor & Francis. This book was released on 2019-10-01 with total page 327 pages. Available in PDF, EPUB and Kindle. Book excerpt: Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and their associated risk management and compliance systems. The book’s focus is the US, but its prolific use of standards published by the Basel Committee on Banking Supervision and frequent comparisons with UK and EU versions of US regulation offer a broad perspective on global bank regulation and expectations for internal governance. The book establishes a conceptual framework that helps readers to understand bank regulators’ expectations for the risk management and compliance functions. Informed by the author’s experience at a major credit rating agency in helping to design and implement a ratings compliance system, it explains how the banking business model, through credit extension and credit intermediation, creates the principal risks that regulation is designed to mitigate: credit, interest rate, market, and operational risk, and, more broadly, systemic risk. The book covers, in a single volume, the four areas of bank regulation and supervision and the associated regulatory expectations and firms’ governance systems. Readers desiring to study the subject in a unified manner have needed to separately consult specialized treatments of their areas of interest, resulting in a fragmented grasp of the subject matter. Banking regulation has a cohesive unity due in large part to national authorities’ agreement to follow global standards and to the homogenizing effects of the integrated global financial markets. The book is designed for legal, risk, and compliance banking professionals; students in law, business, and other finance-related graduate programs; and finance professionals generally who want a reference book on bank regulation, risk management, and compliance. It can serve both as a primer for entry-level finance professionals and as a reference guide for seasoned risk and compliance officials, senior management, and regulators and other policymakers. Although the book’s focus is bank regulation, its coverage of corporate governance, risk management, compliance, and management of conflicts of interest in financial institutions has broad application in other financial services sectors. Chapter 6 of this book is freely available as a downloadable Open Access PDF at http://www.taylorfrancis.com under a Creative Commons Attribution-Non Commercial-No Derivatives (CC-BY-NC-ND) 4.0 license.
Author : Donald T. Critchlow
Publisher : Oxford University Press
ISBN 13 : 0199754616
Total Pages : 1208 pages
Book Rating : 4.1/5 (997 download)
Download or read book The Oxford Encyclopedia of American Political and Legal History written by Donald T. Critchlow and published by Oxford University Press. This book was released on 2012-06-07 with total page 1208 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Oxford Encyclopedia of American Political and Legal History brings together an unparalleled wealth of information about the laws, institutions, and actors that have governed America throughout its history. Entries key political figures, important legislation and governmental institutions, broad political trends relating to elections, voting behavior, and party development, as well as key court cases, legal theories, constitutional interpretations, Supreme Court justices, and other major legal figures. Emphasizing the interconnectedness of politics and law, the more than 430 expertly written entries in the Encyclopedia provide an invaluable and in-depth overview of the development of America's political and legal frameworks.
Author : Marcelo J. Sheppard Gelsi
Publisher : Springer Nature
ISBN 13 : 3031599489
Total Pages : 427 pages
Book Rating : 4.0/5 (315 download)
Download or read book Corporate Structure and Banking Resolution written by Marcelo J. Sheppard Gelsi and published by Springer Nature. This book was released on with total page 427 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Malloy
Publisher : Wolters Kluwer
ISBN 13 : 154380845X
Total Pages : 4424 pages
Book Rating : 4.5/5 (438 download)
Download or read book Banking Law and Regulation, 2nd Edition written by Malloy and published by Wolters Kluwer. This book was released on 2019-02-22 with total page 4424 pages. Available in PDF, EPUB and Kindle. Book excerpt: Employment Law Update, 2019 Edition analyzes recent developments in case law of interest to employment law practitioners representing plaintiffs, defendants, and labor unions and comprehensively covers recent developments in the rapidly changing employment and labor law field. Comprised of ten chapters - each written by an expert in employment law - this updated edition provides timely, incisive analysis of critical issues. Employment Law Update, 2019 Edition provides, where appropriate, checklists, forms, and guidance on strategic considerations for litigation and other forms of dispute resolution. Some of the new material discussed in this 2019 Edition includes: How the U.S. Department of Labor enforces federal whistleblower statutes Recent case law circumscribing arbitration, which can, potentially, deprive non-union workers of fundamental statutory and constitutional rights Recent German embrace of minimum wage law Efforts by legislatures, administrative agencies, courts, and public interest groups to transform the "soft law" of the U.N. Guiding Principles on Business and Human Rights into "hard law" binding multinational corporations Special problems relating to aviation personnel who blow the whistle Protection for disabled veterans under the ADA and the USERRA Evolving framework for enforcing the rights of the LGBT population Transnational labor law applicable to expatriates Application of multinational firms' codes of conduct across national borders Application of differing systems of employee rights and obligations to floating employees Previous Edition: Employment Law Update, 2018 Edition ISBN 9781454898931
Author : Jerry W. Markham
Publisher : Edward Elgar Publishing
ISBN 13 : 1782540075
Total Pages : 563 pages
Book Rating : 4.7/5 (825 download)
Download or read book Research Handbook on Securities Regulation in the United States written by Jerry W. Markham and published by Edward Elgar Publishing. This book was released on 2014-07-31 with total page 563 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute
Author : John Armour
Publisher : Oxford University Press
ISBN 13 : 0198786476
Total Pages : 698 pages
Book Rating : 4.1/5 (987 download)
Download or read book Principles of Financial Regulation written by John Armour and published by Oxford University Press. This book was released on 2016 with total page 698 pages. Available in PDF, EPUB and Kindle. Book excerpt: Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of financial regulation.
Author : Alasdair Blair
Publisher : Bloomsbury Professional
ISBN 13 : 9781845924010
Total Pages : 692 pages
Book Rating : 4.9/5 (24 download)
Download or read book Banking and Financial Services Regulation written by Alasdair Blair and published by Bloomsbury Professional. This book was released on 2002-01-01 with total page 692 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The 3rd edition of Banking and Financial Services Regulation provides detailed analysis and practical guidance on the UK regulatory system as it affects banking and financial services. The book has been written by a team of well known authors comprising practising lawyers, compliance officers, in-house counsel and academics."
Author : Mathias Dewatripont
Publisher :
ISBN 13 : 9780262513869
Total Pages : 0 pages
Book Rating : 4.5/5 (138 download)
Download or read book The Prudential Regulation of Banks written by Mathias Dewatripont and published by . This book was released on 1994-12 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Prudential Regulation of Banks applies modern economic theory to prudential regulation of financial intermediaries. Dewatripont and Tirole tackle the key problem of providing the right incentives to management in banks by looking at how external intervention by claimholders (holders of equity or debt) affects managerial incentives and how that intervention might ideally be implemented. Their primary focus is the regulation of commercial banks and S&Ls, but many of the implications of their theory are also valid for other intermediaries such as insurance companies, pension funds, and securities funds. Observing that the main concern of the regulation of intermediaries is solvency (the relation between equity, debt, and asset riskiness), the authors provide institutional background and develop a case for regulation as performing the monitoring functions (screening, auditing, convenant writing, and intervention) that dispersed depositors are unable or unwilling to perform. They also illustrate the dangers of regulatory failure in a summary of the S&L crisis of the 1980s. Following a survey of banking theory, Dewatripont and Tirole develop their model of the capital structure of banks and show how optimal regulation can be achieved using capital adequacy requirements and external intervention when banks are violated. They explain how regulation can be designed to minimize risks of accounting manipulations and to insulate bank managers from macroeconomic shocks, which are beyond their control. Finally, they provide a detailed evaluation of the existing regulation and of potential alternatives, such as rating agencies, private deposit insurance, and large private depositors. They show that these reforms are, at best, a complement, rather than a substitute, to the existing regulation which combines capital ratios with external intervention in case of insolvency. The Prudential Regulation of Banks is part of the Walras Pareto Lectures, from the Universiy of Lausanne.
Author : George Walker
Publisher : OUP Oxford
ISBN 13 : 9780199685592
Total Pages : 0 pages
Book Rating : 4.6/5 (855 download)
Download or read book Financial Services Law written by George Walker and published by OUP Oxford. This book was released on 2014-02 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The new edition of the leading single volume work on financial regulation provides analysis of all of the recent changes to the regulatory landscape at national, regional and international level.
Author : John A. Rothchild
Publisher : Edward Elgar Publishing
ISBN 13 : 1783479922
Total Pages : 637 pages
Book Rating : 4.7/5 (834 download)
Download or read book Research Handbook on Electronic Commerce Law written by John A. Rothchild and published by Edward Elgar Publishing. This book was released on 2016-09-30 with total page 637 pages. Available in PDF, EPUB and Kindle. Book excerpt: The steady growth of internet commerce over the past twenty years has given rise to a host of new legal issues in a broad range of fields. This authoritative Research Handbook comprises chapters by leading scholars which will provide a solid foundation for newcomers to the subject and also offer exciting new insights that will further the understanding of e-commerce experts. Key topics covered include: contracting, payments, intellectual property, extraterritorial enforcement, alternative dispute resolution, social media, consumer protection, network neutrality, online gambling, domain name governance, and privacy.
