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Author : Paolo Pogliaghi
Publisher :
ISBN 13 : 9788844907020
Total Pages : 368 pages
Book Rating : 4.9/5 (7 download)
Download or read book La compliance in banca written by Paolo Pogliaghi and published by . This book was released on 2005 with total page 368 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Pina Murè
Publisher : EGEA spa
ISBN 13 : 8823884381
Total Pages : 313 pages
Book Rating : 4.8/5 (238 download)
Download or read book La compliance in banca written by Pina Murè and published by EGEA spa. This book was released on 2022-03-08T00:00:00+01:00 with total page 313 pages. Available in PDF, EPUB and Kindle. Book excerpt: Il libro affronta il tema dell’importanza strategica della funzione compliance nelle banche e negli intermediari finanziari. A tal fine, l’elaborato intende evidenziare come tale funzione non deve soffermarsi, esclusivamente, sulla valutazione della conformità delle procedure interne ma debba evolvere verso una tipologia di controllo a supporto della pianificazione strategica e delle aree di business. A tale riguardo, il contributo degli autori dimostra come la funzione di conformità sia oggi in grado di orientare la governance verso strategie di business atte alla creazione di valore. Oltre ad offrire una panoramica sui modelli di governance e sul sistema dei controlli interni, l’elaborato fornisce una visione dettagliata e completa della funzione compliance trattando temi innovativi riconducibili sia alla misurazione che alla gestione del rischio di non conformità. Viene altresì preso in analisi l’impatto del Regtech sull’operatività della funzione, anche in considerazione delle relative opportunità offerte. Inoltre, il libro intende offrire un contributo al più ampio dibattito riconducibile alla sostenibilità in banca, analizzando come i fattori Environmental, Social, Governance (ESG) possano essere integrati nel processo di control governance. Gli ultimi capitoli del libro sono dedicati infine al ruolo della funzione compliance e delle altre funzioni di controllo nel prevenire e mitigare potenziali situazioni di crisi in considerazione dell’evoluzione normativa che ha segnato il passaggio dal bail-out al bail-in.
Author : American Bankers Association
Publisher :
ISBN 13 : 9780899826097
Total Pages : 806 pages
Book Rating : 4.8/5 (26 download)
Download or read book Reference Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2008-01-01 with total page 806 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Dominic Suszek
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781535468220
Total Pages : 108 pages
Book Rating : 4.4/5 (682 download)
Download or read book Us Banking Compliance Handbook written by Dominic Suszek and published by Createspace Independent Publishing Platform. This book was released on 2016-07-24 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial institutions are under mounting pressure to remain compliant with increasingly strict anti-money laundering and counter terrorism financing regulations. Legislation like the Bank Secrecy Act in the U.S., along with many other statutes worldwide, compel organizations to perform more rigorous due diligence when on-boarding new clients and have a thorough understanding of every customer relationship. This Handbook covers all the necessities of banking compliance while keeping the information concise and straightforward. Topics covered include:* The hurdles organizations are facing due to weak client data, leading to significant regulatory penalties and requirements to increase staff.* Importance of comprehensive client profiles and having effective systems in place to capture new client information. * Necessity of ensuring transaction activity is consistent with client suitability profiles and having processes in place to detect when it is not.* The penalties and costs of failure to implement an effective compliance program.The author, Dominic Suszek, is the founder and CEO of Global RADAR(r). With more than 25 years of hands-on experience in the evolving global regulatory landscape in the financial services sector, Mr. Suszek has gained invaluable knowledge of a complex and ever-changing industry that has merged technology, compliance and operations. As a senior executive involved in all aspects of operations, technology and regulatory compliance, with particular emphasis on cost reduction, and enhanced compliance through better data management and simplified processes, he has acquired extensive knowledge of business requirements and regulatory expectations from supervisory agencies worldwide.
Author : Alexis Herr
Publisher : Springer
ISBN 13 : 1137598980
Total Pages : 233 pages
Book Rating : 4.1/5 (375 download)
Download or read book The Holocaust and Compensated Compliance in Italy written by Alexis Herr and published by Springer. This book was released on 2017-02-14 with total page 233 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes the role and function of an Italian deportation camp during and immediately after World War Two within the context of Italian, European, and Holocaust history. Drawing upon archival documents, trial proceedings, memoirs, and testimonies, Herr investigates the uses of Fossoli as an Italian prisoner-of-war camp for Allied soldiers captured in North Africa (1942-43), a Nazi deportation camp for Jews and political prisoners (1943-44), a postwar Italian prison for Fascists, German soldiers, and displaced persons (1945-47), and a Catholic orphanage (1947-52). This case study shines a spotlight on victims, perpetrators, Resistance fighters, and local collaborators to depict how the Holocaust unfolded in a small town and how postwar conditions supported a story of national innocence. This book trains a powerful lens on the multi-layered history of Italy during the Holocaust and illuminates key elements of local involvement largely ignored by Italian wartime and postwar narratives, particularly compensated compliance (compliance for financial gain), the normalization of mass murder, and the industrialization of the Judeocide in Italy.
Author : Kathlyn L. Farrell
Publisher :
ISBN 13 :
Total Pages : 508 pages
Book Rating : 4.:/5 (397 download)
Download or read book Reference Guide to Regulatory Compliance written by Kathlyn L. Farrell and published by . This book was released on 1998 with total page 508 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Emily Jones
Publisher : Oxford University Press
ISBN 13 : 019884199X
Total Pages : 405 pages
Book Rating : 4.1/5 (988 download)
Download or read book The Political Economy of Bank Regulation in Developing Countries written by Emily Jones and published by Oxford University Press. This book was released on 2020 with total page 405 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is an open access title available under the terms of a CC BY-NC-ND 4.0 International licence. It is free to read at Oxford Scholarship Online and offered as a free PDF download from OUP and selected open access locations.International banking standards are intended for the regulation of large, complex, risk-taking international banks with trillions of dollars in assets and operations across the globe. Yet they are being implemented in countries with nascent financial markets and small banks that have yet to ventureinto international markets. Why is this? This book develops a new framework to explain regulatory interdependence between countries in the core and the periphery of the global financial system. Drawing on in-depth analysis of eleven countries across Africa, Asia, and Latin America, it shows howfinancial globalisation generates strong reputational and competitive incentives for developing countries to converge on international standards. It explains how specific cross-border relations between regulators, politicians, and banks within developing countries, and international actors includinginvestors, peer regulators, and international financial institutions, generate regulatory interdependence. It explains why some configurations of domestic politics and forms of integration into global finance generate convergence with international standards, while other configurations lead todivergence. This book contributes to our understanding of the ways in which governments and firms in the core of global finance powerfully shape regulatory decisions in the periphery, and the ways that governments and firms from peripheral developing countries manoeuvre within the constraints andopportunities created by financial globalisation.
Author : Enrica Detragiache
Publisher : International Monetary Fund
ISBN 13 :
Total Pages : 52 pages
Book Rating : 4.:/5 (318 download)
Download or read book Banking on the Principles written by Enrica Detragiache and published by International Monetary Fund. This book was released on 2006-10 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper studies whether compliance with the Basel Core Principles for Effective Banking Supervision (BCPs) improves bank soundness. The authors find a significant and positive relationship between bank soundness (measured with Moody's financial strength ratings) and compliance with principles related to information provision2. Specifically, countries that require banks to regularly and accurately report their financial data to regulators and market participants have sounder banks. This relationship is robust to controlling for broad indexes of institutional quality, macroeconomic variables, sovereign ratings, and reverse causality. Measuring soundness through Z-scores yields similar results. These findings emphasize the importance of transparency in making supervisory processes effective and strengthening market discipline. Countries aiming to upgrade banking regulation and supervision should consider giving priority to information provision over other elements of the core principles.
Author : Kathlyn Farrell
Publisher :
ISBN 13 : 9780899824833
Total Pages : 535 pages
Book Rating : 4.8/5 (248 download)
Download or read book Reference Guide to Regulatory Compliance written by Kathlyn Farrell and published by . This book was released on 2002-01-01 with total page 535 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Mark G. Arthus
Publisher : Irwin Professional Publishing
ISBN 13 :
Total Pages : 282 pages
Book Rating : 4.3/5 (91 download)
Download or read book Integrated Compliance and Total Risk Management written by Mark G. Arthus and published by Irwin Professional Publishing. This book was released on 1994 with total page 282 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Kathlyn Farrell
Publisher :
ISBN 13 : 9780899825861
Total Pages : 680 pages
Book Rating : 4.8/5 (258 download)
Download or read book Reference Guide to Regulatory Compliance written by Kathlyn Farrell and published by . This book was released on 2006-07 with total page 680 pages. Available in PDF, EPUB and Kindle. Book excerpt: Developed as an extended outline, the Reference guide to Regulatory Compliance covers federal regulations, consumer legislation - and all the rules bankers and those serving the banking industry i the United States need to know to meet all the demands of today's compliance functions: Deposits, Lending, Bank Secrecy Act/Anti-Money Laundering, Bank Operations, Community Reinvestment Act/Home Mortgage Disclosure Act, Privacy, Securities, Insurance, and Other Financial Services, and much more. The Guide also includes pertinent regulatory citations, suggestions on setting up a compliance program, and self-study/review questions and answers .
Author : American Bankers Association
Publisher :
ISBN 13 : 9780899826011
Total Pages : 790 pages
Book Rating : 4.8/5 (26 download)
Download or read book Reference Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2007-07-01 with total page 790 pages. Available in PDF, EPUB and Kindle. Book excerpt: Text outlines banking regulations and includes questions with answers. Used by bank compliance officers and line managers. Used also for those preparing for certification in the banking compliance field. Updated annually
Author : American Bankers Association
Publisher :
ISBN 13 : 9780899821191
Total Pages : 600 pages
Book Rating : 4.8/5 (211 download)
Download or read book Reference Guide to Regulatory Compliance written by American Bankers Association and published by . This book was released on 2001-09-01 with total page 600 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : James T. Bork
Publisher : CCH Incorporated
ISBN 13 : 9780808022503
Total Pages : 644 pages
Book Rating : 4.0/5 (225 download)
Download or read book Practical Guide to Bank Compliance written by James T. Bork and published by CCH Incorporated. This book was released on 2009-10-01 with total page 644 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Practical Guide to Bank Compliance provides readers with plain-English guidance and analysis of select federal laws and regulations. This versatile reference is designed for anyone with a compliance responsibility within the institution. Its
Author : D. Siclari
Publisher : Springer
ISBN 13 : 1137507594
Total Pages : 227 pages
Book Rating : 4.1/5 (375 download)
Download or read book Italian Banking and Financial Law: Regulating Activities written by D. Siclari and published by Springer. This book was released on 2016-01-12 with total page 227 pages. Available in PDF, EPUB and Kindle. Book excerpt: Italian banks and financial intermediaries are subject to extensive regulation which has evolved throughout the country's history. There has also been much change to the country's financial regulation in recent years in response to the globalization of markets and intermediaries. The Italian administrative and regulatory system is often perceived as a major obstacle to economic productivity, and some causes of this ineffectiveness are deeply rooted and date back to the Italian unification and juridical culture. This book provides an overview of the Italian regulation of banking and financial activities, and tracks the evolution of its 'economic Constitution' and market trends. It explores a range of topics within Italian regulation, including the regulation of banking activities, investment services and collective portfolio management. It examines in detail the relationship between intermediaries and customers, public offerings of financial instruments and products, public takeover bids, listed companies, insurance and reinsurance business. Among other current topics the authors discuss the link between investor protection and confidence in the financial markets; and assess the financial markets as a source of financing for companies.
Author : P. Murè
Publisher :
ISBN 13 : 9788823847354
Total Pages : 312 pages
Book Rating : 4.8/5 (473 download)
Download or read book La compliance in banca written by P. Murè and published by . This book was released on 2022 with total page 312 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Francesca Romanin Jacur
Publisher : BRILL
ISBN 13 : 9004305661
Total Pages : 482 pages
Book Rating : 4.0/5 (43 download)
Download or read book Natural Resources Grabbing: An International Law Perspective written by Francesca Romanin Jacur and published by BRILL. This book was released on 2015-10-14 with total page 482 pages. Available in PDF, EPUB and Kindle. Book excerpt: The growing demand for natural resources has triggered a “race” to their exploitation and possession, especially in developing countries. Most desired are water, land, forests, raw materials (oil, gas, mineral and precious stones), fisheries and genetic resources. Emerging economies, Western states, multinational corporations and international financial institutions have become the biggest “buyers” in a race that on one hand strengthens economies and creates investment opportunities and on the other threatens local communities and environmental protection. Natural Resources Grabbing: An International Law Perspective aims at filling a gap in the legal literature by addressing the adverse effects that large-scale investments in natural resources may pose to fundamental human rights and the protection of the environment.
