Insider Dealing And Money Laundering In The Eu Law And Regulation

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Insider Dealing and Money Laundering in the EU: Law and Regulation

Author : R.C.H. Alexander
Publisher : Routledge
ISBN 13 : 1317116054
Total Pages : 289 pages
Book Rating : 4.3/5 (171 download)

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Book Synopsis Insider Dealing and Money Laundering in the EU: Law and Regulation by : R.C.H. Alexander

Download or read book Insider Dealing and Money Laundering in the EU: Law and Regulation written by R.C.H. Alexander and published by Routledge. This book was released on 2016-05-23 with total page 289 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.

Market Manipulation and Insider Trading

Author : Ester Herlin-Karnell
Publisher : Bloomsbury Publishing
ISBN 13 : 1509903089
Total Pages : 168 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Market Manipulation and Insider Trading by : Ester Herlin-Karnell

Download or read book Market Manipulation and Insider Trading written by Ester Herlin-Karnell and published by Bloomsbury Publishing. This book was released on 2019-09-19 with total page 168 pages. Available in PDF, EPUB and Kindle. Book excerpt: The European Union regime for fighting market manipulation and insider trading – commonly referred to as market abuse – was significantly reshuffled in the wake of the financial crisis of 2007/2008 and new legal instruments to fight market abuse were eventually adopted in 2014. In this monograph the authors identify the association between the financial crisis and market abuse, critically consider the legislative, policy and enforcement responses in the European Union, and contrast them with the approaches adopted by the United States of America and the United Kingdom respectively. The aftermath of the financial crisis, ongoing security concerns and increased legislation and policy responses to the fight against irregularities and market failures demonstrate that we need to understand, in context, the regulatory responses taken in this area. Specifically, the book investigates how the regulatory responses have changed over time since the start of the financial crisis. Market Manipulation and Insider Trading places the fight against market abuse in the broader framework of the fight against white collar crime and also considers some associated questions in order to better understand the contemporary market abuse regime.

The Regulation of Insider Dealing and Money Laundering in the European Union

Author : Richard Charles Henry Alexander
Publisher :
ISBN 13 :
Total Pages : 868 pages
Book Rating : 4.:/5 (1 download)

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Book Synopsis The Regulation of Insider Dealing and Money Laundering in the European Union by : Richard Charles Henry Alexander

Download or read book The Regulation of Insider Dealing and Money Laundering in the European Union written by Richard Charles Henry Alexander and published by . This book was released on 2006 with total page 868 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Regulation and Control of Insider Dealing and Money Laundering in the European Union

Author :
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (94 download)

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Book Synopsis The Regulation and Control of Insider Dealing and Money Laundering in the European Union by :

Download or read book The Regulation and Control of Insider Dealing and Money Laundering in the European Union written by and published by . This book was released on 2006 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Insider Trading:The Laws of Europe, the United States and Japan

Author : Emmanuel Gaillard
Publisher : Springer
ISBN 13 :
Total Pages : 494 pages
Book Rating : 4.3/5 (511 download)

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Book Synopsis Insider Trading:The Laws of Europe, the United States and Japan by : Emmanuel Gaillard

Download or read book Insider Trading:The Laws of Europe, the United States and Japan written by Emmanuel Gaillard and published by Springer. This book was released on 1992-02-10 with total page 494 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of insider trading has changed dramatically in the past few years. In reaction to highly publicized insider trading scandals and the internationalization of securities markets, all European countries have recently either strengthened their existing rules (France and the United Kingdom) or implemented new rules (Denmark, Greece, The Netherlands, Belgium, Ireland, Spain, Portugal, Luxembourg, and Italy). The United States continues to refine its insider trading regulations, and Japan has recently enacted legislation in this field. As a result of the increasingly international nature of insider trading, supervisory authorities throughout the world now closely coordinate their efforts. Drawing from the experience of law professors, governmental officials and practising lawyers, this book explores the regulations of eighteen countries in Europe, the United States and Japan, as well as the EC Directive Coordinating Regulations on Insider Dealing, and the Council of Europe's Convention on Insider Trading. This book is an indispensable tool for practising lawyers, legislators, academics, and international business and finance professionals. Combining legal doctrine and practical information, it analyzes, for each legal system, how insider trading is defined and controlled. Further, it addresses other stock-related infractions and international law issues such as jurisdiction and international cooperation.

Market Abuse and Insider Dealing

Author : Barry Rider
Publisher : Bloomsbury Publishing
ISBN 13 : 1526509113
Total Pages : 614 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Market Abuse and Insider Dealing by : Barry Rider

Download or read book Market Abuse and Insider Dealing written by Barry Rider and published by Bloomsbury Publishing. This book was released on 2022-10-28 with total page 614 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness. With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access. Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law. Providing a thorough analysis and assessment of the law relating to market abuse and insider dealing, the new fourth edition includes: - analysis of the impact of Brexit - significant new case law and legislation including MiFID II; Money Laundering Regulations 2017; the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017; Criminal Finances Act 2017 with Unexplained Wealth Orders; The Fifth Money Laundering Directive - the new Corporate Governance Code - new content on: control and senior managers' responsibility/liability; the FCAs competition law jurisdiction where it is appropriate to do so in relation to market abuse; a new table of UK decided market abuse cases This title is included in Bloomsbury Professional's Banking and Finance Law online service.

Insider Crime

Author : Barry Alexander K. Rider
Publisher : Jordan Publishing (GB)
ISBN 13 :
Total Pages : 166 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Insider Crime by : Barry Alexander K. Rider

Download or read book Insider Crime written by Barry Alexander K. Rider and published by Jordan Publishing (GB). This book was released on 1993 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: Part IV of the Criminal Justice Act 1993 repeals the Company Securities (Insider Dealing) Act 1985 and dramatically reforms the law on insider crime. This book sets out to prepare securities dealers and their clients for the new constraints. It is divided into four sections, covering: background, including the European Directive on insider dealing, common law and the parliamentary debates; commentary, comprising an analysis of the new law set in the context of the reformed regime; practice, dealing with discussion of the core rules, the problems likely to arise and enforcement issues; and Part IV of the Act.

Fundamental Principles of EU Law Against Money Laundering

Author : Emmanuel Ioannides
Publisher : Routledge
ISBN 13 : 1317131347
Total Pages : 200 pages
Book Rating : 4.3/5 (171 download)

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Book Synopsis Fundamental Principles of EU Law Against Money Laundering by : Emmanuel Ioannides

Download or read book Fundamental Principles of EU Law Against Money Laundering written by Emmanuel Ioannides and published by Routledge. This book was released on 2016-04-22 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book critically analyses fundamental principles of EU law for the control of international economic crime. Discussing how the reporting system and the exchange of information are at the heart of the global anti-money laundering regime, the study also looks at the inferential force of financial intelligence in criminal proceedings and the responsibilities this places on prosecutors and criminals alike. The author closely examines the application of Article 8(2) of the European Court of Human Rights for the retention and movement of the fingerprints, cellular samples and DNA profiles of unconvicted persons, and argues the incompatibility with the ECHR, along with the effect of socially stigmatising unconvicted persons. The work concludes with exploring how financial regulation has, inter alia, shifted responsibility to businesses and financial institutions to become more transparent and accountable to financial regulators and tax authorities. This critical analysis is essential reading for law students and the Judicial Body, as well as financial crime investigators and regulators.

EU Market Abuse Regulation

Author : Susanne Kalss
Publisher : Edward Elgar Publishing
ISBN 13 : 9781800882232
Total Pages : 464 pages
Book Rating : 4.8/5 (822 download)

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Book Synopsis EU Market Abuse Regulation by : Susanne Kalss

Download or read book EU Market Abuse Regulation written by Susanne Kalss and published by Edward Elgar Publishing. This book was released on 2021-12-28 with total page 464 pages. Available in PDF, EPUB and Kindle. Book excerpt: This comprehensive Commentary examines the implications of the EU's Market Abuse Regulation, introduced following the 2008 financial crisis after gaps were identified in the existing regulatory framework. It explores whether and how the Regulation achieves its aims of preserving the integrity of financial markets by preventing insider dealing and market manipulation, providing a harmonised legal framework, and increasing legal certainty for all market participants. Key features include: in-depth contributions from leading scholars and practitioners in the field practical discussion of the interpretation and implementation of the Regulation, including pertinent national and European case law systematic article-by-article analysis of the Regulation, illuminating the purpose of each provision as well as providing relevant historical and legal context Scholars of EU financial and banking law, particularly those with an interest in market abuse and financial crime and corruption, will find this Commentary a valuable resource. It will also be of great practical benefit for practitioners and in-house counsel working for or with banks, investment firms and other financial institutions.

Insider Dealing

Author : Gil Brazier
Publisher : Routledge
ISBN 13 : 1874241023
Total Pages : 311 pages
Book Rating : 4.8/5 (742 download)

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Book Synopsis Insider Dealing by : Gil Brazier

Download or read book Insider Dealing written by Gil Brazier and published by Routledge. This book was released on 1996 with total page 311 pages. Available in PDF, EPUB and Kindle. Book excerpt: Insider dealing is rarely out of the news for long these days. At regular intervals, there are Press reports of unusual price movements or trading in the shares of companies which may or may not be doing well or be keen to acquire other companies or to avoid being taken over themselves. It is usually said that the matter is being investigated 'by the authorities' and that may be the last of it that is heard. But what happens and who may be involved? This book attempts to answer those and other related questions. Concentrating of the restatement of insider dealing law contained in the Criminal Justice Act 1993, it outlines the overall law and practice governing the regulation of the criminal office of insider dealing and of certain other 'securities' market offences in the UK. It places the relevant legislation into the context of securities law as a whole. The historical background is explained as is the way in which 'securities' business is effected in the 'City' and how it is presently regulated. It is therefore hoped that this book may be of use to legal and compliance practitioners, to regulators and also to those otherwise studying or teaching 'securities' law, whether at university or college or in respect of a relevant professional or securities industry examination.

Money Laundering Counter-measures in the European Union

Author : Valsamis Mitsilegas
Publisher : Kluwer Law International B.V.
ISBN 13 : 9041121315
Total Pages : 226 pages
Book Rating : 4.0/5 (411 download)

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Book Synopsis Money Laundering Counter-measures in the European Union by : Valsamis Mitsilegas

Download or read book Money Laundering Counter-measures in the European Union written by Valsamis Mitsilegas and published by Kluwer Law International B.V.. This book was released on 2003-01-01 with total page 226 pages. Available in PDF, EPUB and Kindle. Book excerpt: The past fifteen years witnessed the emergence globally of a plethora of legislative measures aimed at countering money laundering. These developments have been inextricably linked with the growing international focus on newly perceived and/or prioritised global security threats such as organised crime and terrorism ' with money laundering counter-measures deemed essential to counter these threats. Taking these developments into account, this book examines in detail the evolution and content of money laundering counter-measures in the European Union. These measures constitute a new paradigm of security governance, achieved through three principal methods: criminalisation, consisting in the emergence of new criminal offences; responsibilisation, consisting in the mobilisation of the private sector to co-operate with the authorities in the fight against money laundering; and the emphasis on the administration of knowledge, through the establishment of new institutions, the financial intelligence units, with extensive powers to administer a wide range of information provided by the private sector. This paradigm may pose significant challenges to fundamental legal principles and to well-established social structures and the book attempts to address this balance. This up-to-date analysis includes the provisions of the new EU money laundering Directive which was formally adopted in December 2001.

Market Abuse and Insider Dealing

Author : Barry Alexander K. Rider
Publisher : Bloomsbury Professional
ISBN 13 :
Total Pages : 328 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Market Abuse and Insider Dealing by : Barry Alexander K. Rider

Download or read book Market Abuse and Insider Dealing written by Barry Alexander K. Rider and published by Bloomsbury Professional. This book was released on 2009 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: Completely revised and restructured, the second edition of Market Abuse and Insider Trading defines the nature of insider trading in the UK, examining the crimes of market abuse and insider dealing as well as other fraud-related offenses, focusing on the responsibilities of those engaged in compliance, as well as those who fall within the scope of prohibitions. New chapters include the UK's Financial Services Authority investigations, anti-money laundering law and compliance, as well as new material covering disclosure and reporting of transactions and suspicions, and general Islamic finance aspects.

Fundamental Principles of EU Law Against Money Laundering

Author : Emmanuel Ioannides
Publisher : Routledge
ISBN 13 : 1317131355
Total Pages : 202 pages
Book Rating : 4.3/5 (171 download)

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Book Synopsis Fundamental Principles of EU Law Against Money Laundering by : Emmanuel Ioannides

Download or read book Fundamental Principles of EU Law Against Money Laundering written by Emmanuel Ioannides and published by Routledge. This book was released on 2016-04-22 with total page 202 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book critically analyses fundamental principles of EU law for the control of international economic crime. Discussing how the reporting system and the exchange of information are at the heart of the global anti-money laundering regime, the study also looks at the inferential force of financial intelligence in criminal proceedings and the responsibilities this places on prosecutors and criminals alike. The author closely examines the application of Article 8(2) of the European Court of Human Rights for the retention and movement of the fingerprints, cellular samples and DNA profiles of unconvicted persons, and argues the incompatibility with the ECHR, along with the effect of socially stigmatising unconvicted persons. The work concludes with exploring how financial regulation has, inter alia, shifted responsibility to businesses and financial institutions to become more transparent and accountable to financial regulators and tax authorities. This critical analysis is essential reading for law students and the Judicial Body, as well as financial crime investigators and regulators.

The Regulation and Prevention of Economic Crime Internationally

Author : Jonathan Reuvid
Publisher :
ISBN 13 :
Total Pages : 256 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis The Regulation and Prevention of Economic Crime Internationally by : Jonathan Reuvid

Download or read book The Regulation and Prevention of Economic Crime Internationally written by Jonathan Reuvid and published by . This book was released on 1995 with total page 256 pages. Available in PDF, EPUB and Kindle. Book excerpt: Underpinned by drug trafficking - the power base of organized crime, economic crime undermines the commercial effectiveness of the capital free-market, by shattering the integrity of financial institutions, commercial establishments and even governments. This white-collar crime is the inevitable concomitant of business, trade and commerce, and has long been an under-researched phenomenon.

Insider Dealing: Law and Practice

Author : Sarah Clarke
Publisher : OUP Oxford
ISBN 13 : 9780199672950
Total Pages : 0 pages
Book Rating : 4.6/5 (729 download)

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Book Synopsis Insider Dealing: Law and Practice by : Sarah Clarke

Download or read book Insider Dealing: Law and Practice written by Sarah Clarke and published by OUP Oxford. This book was released on 2013-09-26 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Insider Dealing: Law and Practice provides a practical guide to the law in this area, including both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.

Limits to EU Powers

Author : Jacob Öberg
Publisher : Bloomsbury Publishing
ISBN 13 : 1509903372
Total Pages : 251 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Limits to EU Powers by : Jacob Öberg

Download or read book Limits to EU Powers written by Jacob Öberg and published by Bloomsbury Publishing. This book was released on 2017-07-27 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: PRAISE FOR THE BOOK “...essential reading for anyone interested in the existence and exercise of EU powers in the field of criminal law. Öberg's critical examination of the constitutional constraints to EU action also raises many questions that are of great interest in other areas of EU competence. The book deserves a wide readership among scholars interested in the constitutional workings of the European Union.” Samuli Miettinen, University of Helsinki & Tallinn University "The main strength of this book lies in its comprehensiveness of dealing with the topical issue of EU regulatory criminal law from the fascinating perspective of limits to EU powers. Its particular contribution to existing scholarship in the field of EU criminal law concerns its focus on judicial checks on the exercise of competences as to which the book offers a convincing proposal for a stricter standard for judicial review in matters of regulatory criminal law and beyond." Professor Jannemieke Ouwerkerk, Leiden Law School "An excellent read on competence allocation in EU law and what it means in criminal law context. This book guides the reader through very complex questions of the contours of subsidiarity, national competences and the exact limits of EU powers. It also supplies up to date case studies of financial crimes and the need for the EU to act effectively and thereby increase confidence in the market and the challenges it may cause for national systems. A very timely contribution." Ester Herlin Karnell, VU University Amsterdam Pursuant to the precepts of EU law, EU policy-makers are bound to ensure that any EU legislation must fall within the remit of the EU's competences. This monograph looks at this highly contested issue, with particular reference to European Union criminal law. It looks at the powers enjoyed by the EU to impose criminal sanctions to suggest mechanisms by which legislative powers could be kept in check. The book argues that the main responsibility for providing checks against the exercise of EU power lies with the EU judiciary. It argues that the most effective form of review is procedural and through the case study of sanctions, provides the basis for such a review. Innovative, engaging and rigorous, this is an important publication both in the field of European criminal and constitutional law.

Insider Dealing and Criminal Law

Author : Iwona Seredyńska
Publisher : Springer
ISBN 13 : 9783642228582
Total Pages : 278 pages
Book Rating : 4.2/5 (285 download)

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Book Synopsis Insider Dealing and Criminal Law by : Iwona Seredyńska

Download or read book Insider Dealing and Criminal Law written by Iwona Seredyńska and published by Springer. This book was released on 2011-11-09 with total page 278 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work is a multidisciplinary analysis of the issue of insider dealing from the perspective of the applicability of criminal law to regulate it. First, it examines the nature of its prohibition in the European Union and in the United States of America. The text includes a more extensive overview of prohibition in four Member States of the European Union (France, the United Kingdom, Luxembourg and Poland). Then, it summarises the arguments presented by ethicists and economists in favour of and against insider dealing. Further, it analyses the foundations of criminal law and justifications that are given for its application. On the basis of this analysis, it presents a new two-step theory of criminalisation. The first step is based on a liberal theory of wrongfulness that makes reference to protection of the basic human rights. The second step relies on classical but often forgotten principles of criminal law. Finally, it examines possible alternatives to criminal rules.