Insider Dealing And Criminal Law

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Insider Dealing and Criminal Law

Author : Iwona Seredyńska
Publisher : Springer Science & Business Media
ISBN 13 : 3642228577
Total Pages : 289 pages
Book Rating : 4.6/5 (422 download)

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Book Synopsis Insider Dealing and Criminal Law by : Iwona Seredyńska

Download or read book Insider Dealing and Criminal Law written by Iwona Seredyńska and published by Springer Science & Business Media. This book was released on 2011-11-03 with total page 289 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work is a multidisciplinary analysis of the issue of insider dealing from the perspective of the applicability of criminal law to regulate it. First, it examines the nature of its prohibition in the European Union and in the United States of America. The text includes a more extensive overview of prohibition in four Member States of the European Union (France, the United Kingdom, Luxembourg and Poland). Then, it summarises the arguments presented by ethicists and economists in favour of and against insider dealing. Further, it analyses the foundations of criminal law and justifications that are given for its application. On the basis of this analysis, it presents a new two-step theory of criminalisation. The first step is based on a liberal theory of wrongfulness that makes reference to protection of the basic human rights. The second step relies on classical but often forgotten principles of criminal law. Finally, it examines possible alternatives to criminal rules.

Insider Dealing

Author : Gil Brazier
Publisher : Routledge
ISBN 13 : 1135318514
Total Pages : 371 pages
Book Rating : 4.1/5 (353 download)

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Book Synopsis Insider Dealing by : Gil Brazier

Download or read book Insider Dealing written by Gil Brazier and published by Routledge. This book was released on 2012-09-10 with total page 371 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Insider Crime

Author : Barry Alexander K. Rider
Publisher : Jordan Publishing (GB)
ISBN 13 :
Total Pages : 166 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Insider Crime by : Barry Alexander K. Rider

Download or read book Insider Crime written by Barry Alexander K. Rider and published by Jordan Publishing (GB). This book was released on 1993 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: Part IV of the Criminal Justice Act 1993 repeals the Company Securities (Insider Dealing) Act 1985 and dramatically reforms the law on insider crime. This book sets out to prepare securities dealers and their clients for the new constraints. It is divided into four sections, covering: background, including the European Directive on insider dealing, common law and the parliamentary debates; commentary, comprising an analysis of the new law set in the context of the reformed regime; practice, dealing with discussion of the core rules, the problems likely to arise and enforcement issues; and Part IV of the Act.

Insider Knowledge

Author : Carl H. Loewenson
Publisher : ABA Criminal Justice Section
ISBN 13 : 9781634256940
Total Pages : 201 pages
Book Rating : 4.2/5 (569 download)

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Book Synopsis Insider Knowledge by : Carl H. Loewenson

Download or read book Insider Knowledge written by Carl H. Loewenson and published by ABA Criminal Justice Section. This book was released on 2016-11 with total page 201 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Insider Trading

Author : John P. Anderson
Publisher : Cambridge University Press
ISBN 13 : 1107149193
Total Pages : 277 pages
Book Rating : 4.1/5 (71 download)

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Book Synopsis Insider Trading by : John P. Anderson

Download or read book Insider Trading written by John P. Anderson and published by Cambridge University Press. This book was released on 2018-06-07 with total page 277 pages. Available in PDF, EPUB and Kindle. Book excerpt: Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.

The Concepts of Insider Dealing

Author : Linda Vuskane
Publisher : GRIN Verlag
ISBN 13 : 3640673832
Total Pages : 11 pages
Book Rating : 4.6/5 (46 download)

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Book Synopsis The Concepts of Insider Dealing by : Linda Vuskane

Download or read book The Concepts of Insider Dealing written by Linda Vuskane and published by GRIN Verlag. This book was released on 2010-08-02 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Essay from the year 2010 in the subject Law - Civil / Private / Trade / Anti Trust Law / Business Law, grade: 67, , course: Company Law, language: English, abstract: The following paper investigates the concepts of insider dealing. While the first part offers an overview of the relevant legislation, the second part aims to answer the question as to whether insider trading should be prohibited by legislation. Insider dealing refers to the use of non-public and price-sensitive information for the purpose of gaining an unfair advantage and involves trading with company shares or other securities in a public financial market. Such conduct is both a criminal offence and a regulatory infringement under the civil code. There are various theories dealing with insider trading that offers arguments for and against the prohibition of insider trading. The misappropriation theory, the unfairness approach and the idea that insider dealing will negatively affect market confidence are all considered to be distinct reasons for regulating insider dealing. On the other hand, opponents argue that legalization of insider dealing would lead to increased market efficiency, fairer share pricing and fraud prevention. Despite the high costs required for prevention of insider dealing and the fact that very few if any companies have ever sued its officers for inside trading, it is widely regarded by the governments as being immoral and damaging for the markets and is therefore prohibited. The offences can be dealt with either civil or criminal regime, with the latter being far more difficult to apply in practice and thus less effective.

Insider Dealing and Money Laundering in the EU: Law and Regulation

Author : R.C.H. Alexander
Publisher : Routledge
ISBN 13 : 1317116046
Total Pages : 325 pages
Book Rating : 4.3/5 (171 download)

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Book Synopsis Insider Dealing and Money Laundering in the EU: Law and Regulation by : R.C.H. Alexander

Download or read book Insider Dealing and Money Laundering in the EU: Law and Regulation written by R.C.H. Alexander and published by Routledge. This book was released on 2016-05-23 with total page 325 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.

Market Abuse and Insider Dealing

Author : Barry Alexander K. Rider
Publisher : Bloomsbury Professional
ISBN 13 :
Total Pages : 328 pages
Book Rating : 4.3/5 ( download)

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Book Synopsis Market Abuse and Insider Dealing by : Barry Alexander K. Rider

Download or read book Market Abuse and Insider Dealing written by Barry Alexander K. Rider and published by Bloomsbury Professional. This book was released on 2009 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: Completely revised and restructured, the second edition of Market Abuse and Insider Trading defines the nature of insider trading in the UK, examining the crimes of market abuse and insider dealing as well as other fraud-related offenses, focusing on the responsibilities of those engaged in compliance, as well as those who fall within the scope of prohibitions. New chapters include the UK's Financial Services Authority investigations, anti-money laundering law and compliance, as well as new material covering disclosure and reporting of transactions and suspicions, and general Islamic finance aspects.

The Little Book of Insider Dealing

Author : Gregory J Durston
Publisher : Waterside Press
ISBN 13 : 1909976539
Total Pages : 192 pages
Book Rating : 4.9/5 (99 download)

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Book Synopsis The Little Book of Insider Dealing by : Gregory J Durston

Download or read book The Little Book of Insider Dealing written by Gregory J Durston and published by Waterside Press. This book was released on 2018-02-21 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the Financial Crisis of 2008, criminal prosecution has moved to centre-stage as the Financial Conduct Authority’s preferred means of punishing and deterring insider dealing (the illegal practice of trading with access to sensitive non-public information). The Little Book of Insider Dealing looks at all aspects of the ‘insider’ offences established by the Criminal Justice Act 1993, including their history, punishment and rationale, as well as their (slightly uneasy) relationship with the overlapping civil regulatory regime that also governs such financial misconduct. Topics covered also include: detection, compliance, surveillance, suspicion, reporting obligations, enforcement and (civil and criminal) penalties and warnings, plus there is a strong focus on evidential aspects and a wealth of examples from real life cases. Suitable for beginners and practitioners alike. The first concise treatment and highly topical. A gem that deals with wide scale problems and complexities identified by an article in The Times (see Chapter 1).

Insider Dealing

Author : Brenda Hannigan
Publisher :
ISBN 13 : 9781870080569
Total Pages : 209 pages
Book Rating : 4.0/5 (85 download)

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Book Synopsis Insider Dealing by : Brenda Hannigan

Download or read book Insider Dealing written by Brenda Hannigan and published by . This book was released on 1988 with total page 209 pages. Available in PDF, EPUB and Kindle. Book excerpt:

International Insider Dealing

Author :
Publisher :
ISBN 13 :
Total Pages : 516 pages
Book Rating : 4.:/5 (763 download)

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Book Synopsis International Insider Dealing by :

Download or read book International Insider Dealing written by and published by . This book was released on 1996 with total page 516 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Regulating Fraud Across Borders

Author : Edgardo Rotman
Publisher : Bloomsbury Publishing
ISBN 13 : 1509943218
Total Pages : 240 pages
Book Rating : 4.5/5 (99 download)

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Book Synopsis Regulating Fraud Across Borders by : Edgardo Rotman

Download or read book Regulating Fraud Across Borders written by Edgardo Rotman and published by Bloomsbury Publishing. This book was released on 2021-02-25 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt: At a time when financial crime routinely crosses international boundaries, this book provides a novel understanding of its spread and criminalisation. It traces the international convergence of financial crime regulation with a uniquely comparative approach that examines key institutional and state actors including the European Union, the International Organization of Securities Commissions, as well as the United States, the United Kingdom, Switzerland, France, Italy and Germany, all countries that harbour some of the most influential stock exchanges in the Western world. The book describes and documents the phenomenon of internationalisation of securities frauds – such as insider trading and market manipulation – and the laws criminalising those acts, most notably those responding to recent dramatic transformations in securities markets, high frequency trading, and benchmark manipulation. At the European level, it shows the progressive uniformisation of laws culminating in the 2014 European Union Market Abuse Regulation. The book argues that criminal prohibitions against internationalised market abuse must be understood as an economic and legal imperative to protect financial markets against activities that imperil its integrity, compromising the confidence of investors and thus affecting the economy as a whole. The book is supported by an extensive review of the most significant scholarship in each country.

Market Abuse and Insider Dealing

Author : Barry Rider
Publisher : Bloomsbury Publishing
ISBN 13 : 1526509121
Total Pages : 557 pages
Book Rating : 4.5/5 (265 download)

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Book Synopsis Market Abuse and Insider Dealing by : Barry Rider

Download or read book Market Abuse and Insider Dealing written by Barry Rider and published by Bloomsbury Publishing. This book was released on 2022-10-28 with total page 557 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness. With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access. Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law. Providing a thorough analysis and assessment of the law relating to market abuse and insider dealing, the new fourth edition includes: - analysis of the impact of Brexit - significant new case law and legislation including MiFID II; Money Laundering Regulations 2017; the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017; Criminal Finances Act 2017 with Unexplained Wealth Orders; The Fifth Money Laundering Directive - the new Corporate Governance Code - new content on: control and senior managers' responsibility/liability; the FCAs competition law jurisdiction where it is appropriate to do so in relation to market abuse; a new table of UK decided market abuse cases This title is included in Bloomsbury Professional's Banking and Finance Law online service.

The Law and Insider Trading

Author : Elizabeth Szockyj
Publisher : William s Hein & Company
ISBN 13 : 9780899418131
Total Pages : 151 pages
Book Rating : 4.4/5 (181 download)

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Book Synopsis The Law and Insider Trading by : Elizabeth Szockyj

Download or read book The Law and Insider Trading written by Elizabeth Szockyj and published by William s Hein & Company. This book was released on 1993-01-01 with total page 151 pages. Available in PDF, EPUB and Kindle. Book excerpt: Topic deals with the Securities and Exchange Commission Actof 1934 and its prodigy. It traces the issues of insidertrading and examines relevant case law and administrativeactivity in this area of white-collar crime.

Insider Dealing

Author : Sarah Clarke (Lawyer)
Publisher :
ISBN 13 : 9780191812057
Total Pages : 335 pages
Book Rating : 4.8/5 (12 download)

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Book Synopsis Insider Dealing by : Sarah Clarke (Lawyer)

Download or read book Insider Dealing written by Sarah Clarke (Lawyer) and published by . This book was released on 2013 with total page 335 pages. Available in PDF, EPUB and Kindle. Book excerpt: 'Insider Dealing' provides a practical guide to the law in this area, including both the criminal and civil regimes, treatment of recent cases and developments, investigation, enforcement, penalties and sentencing.

Insider Trading and Market Manipulation

Author : Janet Austin
Publisher : Edward Elgar Publishing
ISBN 13 : 1786436426
Total Pages : 320 pages
Book Rating : 4.7/5 (864 download)

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Book Synopsis Insider Trading and Market Manipulation by : Janet Austin

Download or read book Insider Trading and Market Manipulation written by Janet Austin and published by Edward Elgar Publishing. This book was released on 2017-12-29 with total page 320 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.

Insider Trading:The Laws of Europe, the United States and Japan

Author : Emmanuel Gaillard
Publisher : Springer
ISBN 13 :
Total Pages : 494 pages
Book Rating : 4.3/5 (511 download)

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Book Synopsis Insider Trading:The Laws of Europe, the United States and Japan by : Emmanuel Gaillard

Download or read book Insider Trading:The Laws of Europe, the United States and Japan written by Emmanuel Gaillard and published by Springer. This book was released on 1992-02-10 with total page 494 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of insider trading has changed dramatically in the past few years. In reaction to highly publicized insider trading scandals and the internationalization of securities markets, all European countries have recently either strengthened their existing rules (France and the United Kingdom) or implemented new rules (Denmark, Greece, The Netherlands, Belgium, Ireland, Spain, Portugal, Luxembourg, and Italy). The United States continues to refine its insider trading regulations, and Japan has recently enacted legislation in this field. As a result of the increasingly international nature of insider trading, supervisory authorities throughout the world now closely coordinate their efforts. Drawing from the experience of law professors, governmental officials and practising lawyers, this book explores the regulations of eighteen countries in Europe, the United States and Japan, as well as the EC Directive Coordinating Regulations on Insider Dealing, and the Council of Europe's Convention on Insider Trading. This book is an indispensable tool for practising lawyers, legislators, academics, and international business and finance professionals. Combining legal doctrine and practical information, it analyzes, for each legal system, how insider trading is defined and controlled. Further, it addresses other stock-related infractions and international law issues such as jurisdiction and international cooperation.