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Author : Richard E. Gottlieb
Publisher :
ISBN 13 : 9781402422614
Total Pages : 1222 pages
Book Rating : 4.4/5 (226 download)
Download or read book Consumer Financial Services Answer Book (2015 Edition) written by Richard E. Gottlieb and published by . This book was released on 2014 with total page 1222 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles H. R. Morris
Publisher : Oxford University Press, USA
ISBN 13 : 9780198844655
Total Pages : 0 pages
Book Rating : 4.8/5 (446 download)
Download or read book The Law of Financial Services Groups written by Charles H. R. Morris and published by Oxford University Press, USA. This book was released on 2019 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Most legal text books and practitioners' guides focus on the impact of financial services law and regulation as applicable to individual legal entities: the application of such law and regulation on a group basis is often a cursory afterthought, or neglected altogether. This book reverses the balance. It is the first book to fully and systematically address how groups of businesses within the financial services sector are regulated. It starts with the company law and corporate insolvency law foundations and how they are established and formed into groups. It then builds up through prudential regulation and resolution-driven principles, focusing on such how regulations apply and operate at a consolidated group and sub-group level, to the structural responses from firms and counter-responses from legislators and regulators. This new work also considers the tensions that arise from the conflicts between authorities and legal systems on a cross-border basis, and between the formal legal system and the powers and agendas of the regulators. In its final section, the book applies the principles explored in previous sections to a wide range of transaction types. The book covers intragroup transactions, and the role that regulation plays requiring and restricting the movement of financial resources around groups. It is up-to-date as at April 2019, marking the culmination of over 10 years of intense regulatory change, addresses UK ring-fencing rules and EU and US intermediate parent undertaking requirements, and considers the impact of Brexit and the EU banking reform/risk reduction package.
Author : Milton R. Schroeder
Publisher :
ISBN 13 : 9780791321836
Total Pages : pages
Book Rating : 4.3/5 (218 download)
Download or read book The Law and Regulation of Financial Institutions written by Milton R. Schroeder and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher : Cambria Press
ISBN 13 : 1621968855
Total Pages : 330 pages
Book Rating : 4.6/5 (219 download)
Download or read book Legal Aspects of Combating Corruption: The Case of Zambia written by and published by Cambria Press. This book was released on with total page 330 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : New York (State)
Publisher :
ISBN 13 :
Total Pages : 578 pages
Book Rating : 4.:/5 (31 download)
Download or read book Banking Law: New York Banking Law written by New York (State) and published by . This book was released on 1907 with total page 578 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : John Armour
Publisher : Oxford University Press
ISBN 13 : 0198786476
Total Pages : 698 pages
Book Rating : 4.1/5 (987 download)
Download or read book Principles of Financial Regulation written by John Armour and published by Oxford University Press. This book was released on 2016 with total page 698 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis of 2007-9 revealed serious failings in the regulation of financial institutions and markets, and prompted a fundamental reconsideration of the design of financial regulation. As the financial system has become ever-more complex and interconnected, the pace of evolution continues to accelerate. It is now clear that regulation must focus on the financial system as a whole, but this poses significant challenges for regulators. Principles of Financial Regulation describes how to address those challenges. Examining the subject from a holistic and multidisciplinary perspective, Principles of Financial Regulation considers the underlying policies and the objectives of regulation by drawing on economics, finance, and law methodologies. The volume examines regulation in a purposive and dynamic way by framing the book in terms of what the financial system does, rather than what financial regulation is. By analysing specific regulatory measures, the book provides readers to the opportunity to assess regulatory choices on specific policy issues and encourages critical reflection on the design of regulation.
Author : William Anthony Lovett
Publisher :
ISBN 13 : 9780314288509
Total Pages : 0 pages
Book Rating : 4.2/5 (885 download)
Download or read book Banking and Financial Institutions Law in a Nutshell written by William Anthony Lovett and published by . This book was released on 2014 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Authoritative coverage provides a foundation for understanding recent developments in banking and financial institutions. This Nutshell title covers subjects such as increased competition, deregulation, bank and thrift failures, large-scale bailout, and restructuring efforts. Unresolved challenges include budget stimulus, deficits, and renewed supervision by regulators.
Author : L. Richard Fischer
Publisher :
ISBN 13 : 9781558277618
Total Pages : pages
Book Rating : 4.2/5 (776 download)
Download or read book The Law of Financial Privacy written by L. Richard Fischer and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Casanova, John
Publisher : Edward Elgar Publishing
ISBN 13 : 1839107987
Total Pages : 400 pages
Book Rating : 4.8/5 (391 download)
Download or read book Payment Services written by Casanova, John and published by Edward Elgar Publishing. This book was released on 2022-02-15 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt: The rise of Fintech and crypto-assets in the payments sector presents new opportunities and challenges for firms, regulators and policymakers, and the law is continually changing to keep pace with these developments. This book provides an overview and practical examination of key areas of payments law and regulation in the EU and UK, as well as introductions to analogous legal regimes in the United States, Hong Kong, Singapore and sub-Saharan Africa.
Author : Emilios Avgouleas
Publisher : Cambridge University Press
ISBN 13 : 0521762669
Total Pages : 501 pages
Book Rating : 4.5/5 (217 download)
Download or read book Governance of Global Financial Markets written by Emilios Avgouleas and published by Cambridge University Press. This book was released on 2012-04-26 with total page 501 pages. Available in PDF, EPUB and Kindle. Book excerpt: Analyses governance structures for international finance, evaluates current regulatory reforms and proposes a new governance system for global financial markets.
Author : MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.)
Publisher : Foundation Press
ISBN 13 : 9781640202498
Total Pages : 1412 pages
Book Rating : 4.2/5 (24 download)
Download or read book Financial Regulation written by MICHAEL. JACKSON BARR (HOWELL. TAHYAR, MARGARET.) and published by Foundation Press. This book was released on 2018-08-06 with total page 1412 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial Regulation: Law and Policy (2d Edition) introduces the field of financial regulation in a new and accessible way. Even though a decade has passed since the most systemic financial crisis in the last 70 years and eight years have elapsed since a major shift in regulatory design, the world is still grappling with the aftermath. In addition, technology innovations, including Bitcoin and other cryptocurrencies, market forces and a changing political environment all have combined to reframe and reorient public debate over financial regulation. The book has kept up to date with all of these changes. The book analyzes and compares the market and regulatory architecture of the entire U.S. financial sector as it exists today, from banks, insurance companies, and broker-dealers, to asset managers, complex financial conglomerates, and government-sponsored enterprises. The book explores a range of financial activities, from consumer finance and investment to payment systems, securitization, short-term wholesale funding, money markets, and derivatives. The book examines a range of regulatory techniques, including supervision, enforcement, and rule-writing, as well as crisis-fighting tools such as resolution and the lender of last resort. Throughout the book, the authors note the cross-border implications of U.S. rules, and compare, where appropriate, the U.S. financial regulatory framework and policy choices to those in other places around the globe, especially the European Union.
Author : Malloy
Publisher : Aspen Publishers Online
ISBN 13 : 1454801077
Total Pages : 4496 pages
Book Rating : 4.4/5 (548 download)
Download or read book Banking Law and Regulation written by Malloy and published by Aspen Publishers Online. This book was released on 1987 with total page 4496 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard Scott Carnell
Publisher : Aspen Publishing
ISBN 13 : 1543831087
Total Pages : 1101 pages
Book Rating : 4.5/5 (438 download)
Download or read book The Law of Financial Institutions written by Richard Scott Carnell and published by Aspen Publishing. This book was released on 2021-01-13 with total page 1101 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law of Financial Institutions provides the foundation for a successful course on the law of traditional commercial banks. The book’s clear writing, careful editing, timely content, and concise explanations to provocative questions make a difficult field of law lively and interesting. New to the Seventh Edition: Unified analysis of different types of financial institution under a common framework, using simple mock balance sheets as a way of vividly illustrating the similarities and differences and bringing out the features that lend stability or instability to the financial system. A new chapter dealing with the important topic of financial technology. Extensive treatment of liquidity regulation, one of the most fundamental strategies for ensuring bank safety and soundness. A clear and coherent discussion of capital regulation and provides up-to-date explanations and simple examples of the complex issues surrounding capital adequacy applicable to banks today. A clear, coherent, and interesting account of the essential nature of the banking firm as a financial intermediary that acts as a payment service provider. Text that addresses issues of compliance and risk management that have become central to the management of banking institutions in the years since the financial crisis. Professors and student will benefit from: Important new contributions from Professor Peter Conti-Brown, a nationally renowned expert in banking policy and history Completely revised and updated to reflect important regulatory initiatives and trends Answers to all problem sets available to adopting professors Focuses on topics from economic, political, and doctrinal point of view Interesting and provocative questions with explanations Extensive use of nontraditional materials and professor-written discussions and explanations Excellent organization and careful editing
Author : Kenneth Kaoma Mwenda
Publisher : World Bank Publications
ISBN 13 : 082136460X
Total Pages : 182 pages
Book Rating : 4.8/5 (213 download)
Download or read book Legal Aspects of Financial Services Regulation and the Concept of a Unified Regulator written by Kenneth Kaoma Mwenda and published by World Bank Publications. This book was released on 2006-01-01 with total page 182 pages. Available in PDF, EPUB and Kindle. Book excerpt: That different types of financial services and products continue to spring up in the financial sector of many countries is indicative of the changing landscape of the financial services industry globally. Equally important, as indicators of the evolving trajectory of financial services regulation, are increases in the number of countries where universal banking is practiced and in numbers of parent and subsidiary companies providing different types of financial services and products. This book is written against that background. A central thesis pursued in the book is that until there is a longer track record of experience with unified regulators, it is difficult to come to firm conclusions about the restructuring process of regulators, and the optimal internal structure of such agencies. In addition, the book examines the concept of an independent regulator, showing how this concept, as a corollary to the concept of a unified regulator, could strengthen the regulatory and institutional framework for financial services supervision if accountability were to be part of such a framework.
Author : Joe McGrath
Publisher : Springer Nature
ISBN 13 : 3030887154
Total Pages : 234 pages
Book Rating : 4.0/5 (38 download)
Download or read book New Accountability in Financial Services written by Joe McGrath and published by Springer Nature. This book was released on 2022-01-01 with total page 234 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a critical examination of recently introduced individual accountability regimes that apply to the financial services industry in the UK (SMCR) and Australia (BEAR and the forthcoming FAR), together with a forthcoming new individual accountability regime ( in particular, SEAR) in Ireland. It provides a framework for analysing whether these regimes will achieve behavioural change in the financial services industry. This book argues that, whilst sanctioning individuals to deter future misconduct is an important part of any successful regulatory strategy, the focus should be on ensuring that individuals in the financial services industry internalise the norms of behaviour expected under the new regimes. In this regard, the analysis in this book is informed by criminological theory, regulatory theory and behavioural science. The work also argues for a “trajectory towards professionalisation” of financial services, and banking in particular, as an important means of positively influencing industry-wide norms of behaviour, which have a key influence on firms’ and individuals’ behaviours.
Author : American Bar Association
Publisher :
ISBN 13 : 9781641058711
Total Pages : 696 pages
Book Rating : 4.0/5 (587 download)
Download or read book Consumer Finance Law written by American Bar Association and published by . This book was released on 2022-05-02 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt: With the ever-changing landscape of consumer protection laws, this timely resource provides expert, high-level discussion of the rules governing consumer finance law and the complex federal agencies that enforce these laws. Topics range from the FTC, the Consumer Financial Protection Bureau to Fair Credit Reporting Act, Consumer Deposit Accounts and Electronic Funds Transfer and more.
Author : V. Gerard Comizio
Publisher :
ISBN 13 : 9781634597616
Total Pages : 0 pages
Book Rating : 4.5/5 (976 download)
Download or read book International Banking Law written by V. Gerard Comizio and published by . This book was released on 2015-11 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Hardbound - New, hardbound print book.
