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Author :
Publisher :
ISBN 13 : 9780111115930
Total Pages : pages
Book Rating : 4.1/5 (159 download)
Download or read book Financial Services Act 2012 (commencement No. 4) Order 2014 written by and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Great Britain
Publisher :
ISBN 13 : 9780111118207
Total Pages : 4 pages
Book Rating : 4.1/5 (182 download)
Download or read book The Financial Services Act 2012 (Commencement No. 5) Order 2014 written by Great Britain and published by . This book was released on 2014-07-22 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services Act 2012, s. 122 (3) (4). Bringing various provisions of the 2012 Act into operation on 01.08.2014. Issued: 22.07.2014. Made: 14.07.2014. Laid: -. Coming into force: -. Effect: None. Territorial extent & classification: E/W/S/NI. General
Author : Vanessa Finch
Publisher : Cambridge University Press
ISBN 13 : 1107039916
Total Pages : 839 pages
Book Rating : 4.1/5 (7 download)
Download or read book Corporate Insolvency Law written by Vanessa Finch and published by Cambridge University Press. This book was released on 2017-10-19 with total page 839 pages. Available in PDF, EPUB and Kindle. Book excerpt: A new and substantially revised edition which looks critically at the broad effect and conceptual underpinnings of corporate insolvency law.
Author : Thomas Ogg
Publisher : Taylor & Francis
ISBN 13 : 1317189922
Total Pages : 450 pages
Book Rating : 4.3/5 (171 download)
Download or read book Conduct and Pay in the Financial Services Industry written by Thomas Ogg and published by Taylor & Francis. This book was released on 2017-03-27 with total page 450 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the financial crisis, one of the key priorities of the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) has been individual accountability. This book addresses the regulatory and employment law challenges that arise from the FCA’s and PRA’s requirements. The expert team of writers examine in depth the provisions of the Financial Services and Markets Act 2000 which relate to individuals, and the associated requirements of the PRA and FCA. The topics addressed include: The Senior Manager, Certification and Approved Person Regimes Regulatory references and whistleblowing Disciplinary investigations, enforcement and sanctions Notifications, ‘Form C’, and fitness & propriety Bonus disputes and the Remuneration Code Conduct and Pay in the Financial Services Industry considers the full extent of an individual’s employment, from pre-contractual discussions to the post-termination clawback of remuneration. It is a vital reference for lawyers and human resources professionals working within the financial services industry, both in-house and in private practice. It will also be of interest to all academics, regulators and policy-makers involved in this sector.
Author : Francis D. Rose
Publisher : Oxford University Press, USA
ISBN 13 : 0198709501
Total Pages : 693 pages
Book Rating : 4.1/5 (987 download)
Download or read book Blackstone's Statutes on Commercial and Consumer Law 2014-2015 written by Francis D. Rose and published by Oxford University Press, USA. This book was released on 2014-08-21 with total page 693 pages. Available in PDF, EPUB and Kindle. Book excerpt: Blackstone's Statutes have a 25-year tradition of trust and quality unrivalled by other statute books, and a rock-solid reputation for accuracy, reliability, and authority. Content is extensively reviewed to ensure a close map to courses. Blackstone's Statutes lead the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes are the original and best; setting the standard by which other statute books are measured. Each title is: DT Trusted: Ideal for exam use DT Practical: Find what you need instantly DT Reliable: Current, comprehensive coverage DT Relevant: Content based on detailed market feedback Visit www.oxfordtextbooks.co.uk/orc/statutes/ for accompanying online resources created with the assistance of the Statute Law Society including videos on how to use your statutes book and how legislation is made.
Author : Edgardo Rotman
Publisher : Bloomsbury Publishing
ISBN 13 : 1509943218
Total Pages : 240 pages
Book Rating : 4.5/5 (99 download)
Download or read book Regulating Fraud Across Borders written by Edgardo Rotman and published by Bloomsbury Publishing. This book was released on 2021-02-25 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt: At a time when financial crime routinely crosses international boundaries, this book provides a novel understanding of its spread and criminalisation. It traces the international convergence of financial crime regulation with a uniquely comparative approach that examines key institutional and state actors including the European Union, the International Organization of Securities Commissions, as well as the United States, the United Kingdom, Switzerland, France, Italy and Germany, all countries that harbour some of the most influential stock exchanges in the Western world. The book describes and documents the phenomenon of internationalisation of securities frauds – such as insider trading and market manipulation – and the laws criminalising those acts, most notably those responding to recent dramatic transformations in securities markets, high frequency trading, and benchmark manipulation. At the European level, it shows the progressive uniformisation of laws culminating in the 2014 European Union Market Abuse Regulation. The book argues that criminal prohibitions against internationalised market abuse must be understood as an economic and legal imperative to protect financial markets against activities that imperil its integrity, compromising the confidence of investors and thus affecting the economy as a whole. The book is supported by an extensive review of the most significant scholarship in each country.
Author :
Publisher : Oxford University Press
ISBN 13 : 0191074268
Total Pages : 8163 pages
Book Rating : 4.1/5 (91 download)
Download or read book Blackstone's Criminal Practice 2016 written by and published by Oxford University Press. This book was released on 2015-10-08 with total page 8163 pages. Available in PDF, EPUB and Kindle. Book excerpt: Led by David Ormerod QC (Hon) and David Perry QC, our team of authors has been hand-picked to ensure that you can trust our unique combination of authority and practicality. With a simultaneous supplement containing essential materials, you can rely on Blackstone's Criminal Practice to be your constant companion through every courtroom appearance. This new edition has been meticulously revised to provide extensive coverage of all new legislation, case law, and Practice Directions. With supplements, free quarterly updates, and monthly web updates, you can trust Blackstone's Criminal Practice to provide reassurance on all the latest developments in criminal law and procedure.
Author : Derek French
Publisher : Oxford University Press, USA
ISBN 13 : 0198709463
Total Pages : 761 pages
Book Rating : 4.1/5 (987 download)
Download or read book Blackstone's Statutes on Company Law 2014-2015 written by Derek French and published by Oxford University Press, USA. This book was released on 2014 with total page 761 pages. Available in PDF, EPUB and Kindle. Book excerpt: Blackstone's Statutes have a 25-year tradition of trust and quality unrivalled by other statute books, and a rock-solid reputation for accuracy, reliability, and authority. Content is extensively reviewed to ensure a close map to courses. Blackstone's Statutes lead the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes are the original and best; setting the standard by which other statute books are measured. Each title is: DT Trusted: Ideal for exam use DT Practical: Find what you need instantly DT Reliable: Current, comprehensive coverage DT Relevant: Content based on detailed market feedback Visit www.oxfordtextbooks.co.uk/orc/statutes/ for accompanying online resources created with the assistance of the Statute Law Society including videos on how to interpret statutes and how legislation is made. The Online Resource Centre for this book also provides updates, web links, additional legislation and a timeline detailing the implementation of the provisions of the Companies Act 2006.
Author : American Bar Association. House of Delegates
Publisher : American Bar Association
ISBN 13 : 9781590318737
Total Pages : 216 pages
Book Rating : 4.3/5 (187 download)
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Author : Andreas Kokkinis
Publisher : Routledge
ISBN 13 : 1351972774
Total Pages : 276 pages
Book Rating : 4.3/5 (519 download)
Download or read book Corporate Law and Financial Instability written by Andreas Kokkinis and published by Routledge. This book was released on 2017-11-20 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt: Virtually all large banks and other financial institutions in the UK and internationally are public limited liability companies whose shares are listed on one or several stock exchanges. As such, their corporate governance and, in particular, the incentives faced by their directors and senior managers are to a significant extent determined by corporate and securities law rules such as directors’ duties, directors’ liability in insolvency, takeover regulation, disclosure obligations, shareholder rights and rules on executive remuneration. At the same time, systemically important financial institutions in the UK are licensed, regulated and supervised by the Prudential Regulation Authority (PRA). This book explores the relationship between, on the one hand, the broader corporate law, corporate governance and securities law framework and, on the other, the prudential regulatory framework. Although the book’s main focus is on UK law, much of the policy argumentation is relevant globally and therefore appropriate international comparisons are drawn, and analysis of EU law and regulation is included. The book argues that the corporate law regime, which focuses on shareholder empowerment and profit maximisation, operates as an antithesis to prudential regulatory objectives thus undermining the safety and soundness of banks and other financial institutions by encouraging risky behaviour that may be in the best interests of their shareholders, but is clearly not in the public interest.
Author : David Ormerod
Publisher : Oxford University Press
ISBN 13 : 0192540319
Total Pages : 7936 pages
Book Rating : 4.1/5 (925 download)
Download or read book Blackstone's Criminal Practice 2018 written by David Ormerod and published by Oxford University Press. This book was released on 2017-10-05 with total page 7936 pages. Available in PDF, EPUB and Kindle. Book excerpt: Led by Professor David Ormerod and David Perry QC, our team of authors has been hand-picked to ensure that you can trust our unique combination of authority and practicality. With a simultaneous supplement containing essential materials, you can rely on Blackstone's Criminal Practice to be your constant companion through every courtroom appearance. This new edition has been meticulously revised to provide extensive coverage of all new legislation, case law, and Practice Directions. With free Quarterly Updates, and monthly web updates, you can trust Blackstone's Criminal Practice to provide reassurance on all the latest developments in criminal law and procedure.
Author : Christopher Hodges
Publisher : Bloomsbury Publishing
ISBN 13 : 1782255834
Total Pages : 803 pages
Book Rating : 4.7/5 (822 download)
Download or read book Law and Corporate Behaviour written by Christopher Hodges and published by Bloomsbury Publishing. This book was released on 2015-10-22 with total page 803 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book examines the theories and practice of how to control corporate behaviour through legal techniques. The principal theories examined are deterrence, economic rational acting, responsive regulation, and the findings of behavioural psychology. Leading examples of the various approaches are given in order to illustrate the models: private enforcement of law through litigation in the USA, public enforcement of competition law by the European Commission, and the recent reform of policies on public enforcement of regulatory law in the United Kingdom. Noting that behavioural psychology has as yet had only limited application in legal and regulatory theory, the book then analyses various European regulatory structures where behavioural techniques can be seen or could be applied. Sectors examined include financial services, civil aviation, pharmaceuticals, and workplace health & safety. Key findings are that 'enforcement' has to focus on identifying the causes of non-compliance, so as to be able to support improved performance, rather than be based on fear motivating complete compliance. Systems in which reporting is essential for safety only function with a no-blame culture. The book concludes by proposing an holistic model for maximising compliance within large organisations, combining public regulatory and criminal controls with internal corporate systems and external influences by stakeholders, held together by a unified core of ethical principles. Hence, the book proposes a new theory of ethical regulation.
Author : David Pollard
Publisher : Bloomsbury Publishing
ISBN 13 : 1526515644
Total Pages : 1421 pages
Book Rating : 4.5/5 (265 download)
Download or read book Corporate Insolvency: Employment and Pension Rights written by David Pollard and published by Bloomsbury Publishing. This book was released on 2022-10-24 with total page 1421 pages. Available in PDF, EPUB and Kindle. Book excerpt: Bridges the gap between the three distinct disciplines of pensions, employment and corporate insolvency law. Through a mix of legislation, case law, analysis and comment, this well-regarded text gives you all the information you need to answer your clients' questions. It outlines the legal principles applicable where the three regimes interact, with a particular focus on the application of the rules relating to corporate insolvency and how they impact on employees and their pension rights. For example: - How is the position of employees affected by the appointment of an insolvency practitioner over their employing company? - Who is liable, and what priority is given to past or future claims? Updates for the 7th edition include: - Full treatment of CVAs and pensions - Implications of the Court of Appeal decision in Granada/Box Clever about “association” and about Pensions Regulator powers - Implications of proposed pensions legislation, including new criminal offences - New Crown preferential debts Corporate Insolvency: Employment and Pension Rights is cited in many works focusing on the employment and insolvency fields. If you work as an employment, pensions or corporate insolvency practitioner, you'll find its up-to-date case law and practical analysis an essential aid to your work. This title is included in Bloomsbury Professional's Insolvency Law online service.
Author : Owen Williams
Publisher : Bloomsbury Publishing
ISBN 13 : 1526512874
Total Pages : 579 pages
Book Rating : 4.5/5 (265 download)
Download or read book Commercial Enforcement written by Owen Williams and published by Bloomsbury Publishing. This book was released on 2021-01-22 with total page 579 pages. Available in PDF, EPUB and Kindle. Book excerpt: A unique and invaluable guide that advises on the enforcement of high-value money judgments. It contains a detailed analysis of the legal issues and underlying case law surrounding each method of enforcement, providing essential background materials and commentary. Covering the major reforms bought about by the Tribunals Courts and Enforcement Act 2007 and associated legislation, it provides a systematic, practical guidance on the process of preparing for and successfully applying for the various methods of High Court enforcement. It looks at: - General rules about enforcement of judgments - Obtaining information about a judgment debtor's assets - Third party debt orders - Charging orders - Writs of Control - Appointing a receiver by way of equitable execution - Interest on judgments Readers will be able to identify enforcement options and to understand the detailed legal and practical issues with each enforcement option. As such this is an essential title for all commercial law practitioners, arbitration and commercial dispute resolution practitioners, and banking law practitioners.
Author : Derek French
Publisher :
ISBN 13 : 0198838700
Total Pages : 759 pages
Book Rating : 4.1/5 (988 download)
Download or read book Blackstone's Statutes on Company Law 2019-2020 written by Derek French and published by . This book was released on 2019-08 with total page 759 pages. Available in PDF, EPUB and Kindle. Book excerpt: Unsurpassed in authority, reliability and accuracy; the 2019-2020 edition has been fully revised and updated to incorporate all relevant legislation for company law courses. Blackstone's Statutes on Company Law is an abridged collection of legislation carefully reviewed and selected by DerekFrench.With unparalleled coverage of company law, Blackstone's Statutes on Company Law leads the market: consistently recommended by lecturers and relied on by students for exam and course use.Blackstone's Statutes on Company Law is:- Trusted: ideal for exam use- Practical: find what you need instantly- Reliable: current, comprehensive coverage- Relevant: content reviewed to match your courseOnline resourcesThe accompanying online resources include video guides to reading and interpreting statutes, web links, exam tips, and an interactive sample Act of Parliament.
Author : Peter MacDonald Eggers
Publisher : Taylor & Francis
ISBN 13 : 1351984004
Total Pages : 1064 pages
Book Rating : 4.3/5 (519 download)
Download or read book Good Faith and Insurance Contracts written by Peter MacDonald Eggers and published by Taylor & Francis. This book was released on 2017-12-06 with total page 1064 pages. Available in PDF, EPUB and Kindle. Book excerpt: Good Faith and Insurance Contracts sets out an exhaustive analysis of the law concerning the duty of utmost good faith, as applied to insurance contracts. Now in its fourth edition, it has been updated to address the arrival of the Insurance Act 2015, as well as any references to new case law. In addition, it synthesises all known judicial decisions by the English Courts concerning good faith in this area. This book is still the only text devoted to a discussion of the duty of utmost good faith applicable to insurance contracts. As good faith is an issue which arises in respect of all insurance contracts, it is a book which will be extremely useful to lawyers involved in insurance as well as insurance practitioners.
Author : Derek French
Publisher : Oxford University Press, USA
ISBN 13 : 019967860X
Total Pages : 781 pages
Book Rating : 4.1/5 (996 download)
Download or read book Blackstone's Statutes on Company Law 2013-2014 written by Derek French and published by Oxford University Press, USA. This book was released on 2013-08 with total page 781 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume is a collection of legislation for the core subjects and major options offered on the law syllabus.
