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Everyday Ethics For Financial Advisers
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Book Synopsis Everyday Ethics for Financial Advisers by : Simon Longstaff
Download or read book Everyday Ethics for Financial Advisers written by Simon Longstaff and published by . This book was released on 2020-03-09 with total page 218 pages. Available in PDF, EPUB and Kindle. Book excerpt: Everyday Ethics for Financial Advisers is a complete guide to the FASEA Financial Planners and Advisers Code of Ethics 2019. It offers a comprehensive guide to the 5 Values and 12 Standards of the Code and outlines frameworks to help advisers apply them in their dealings with clients.
Book Synopsis Quick Reference Card: Ethics for Financial Advisers by : M Cull
Download or read book Quick Reference Card: Ethics for Financial Advisers written by M Cull and published by . This book was released on 2021-12-14 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Quick Reference Card - Ethics for Financial Advisers is a handy reference tool for financial planning professionals and students. Under the Corporations Amendment (Professional Standards of Financial Advisers) Act 2017, existing financial advisers must meet the Financial Adviser Standards and Ethics Authority (FASEA) qualification requirements by 1 January 2026. New entrants to the field are likewise required to complete a FASEA-approved qualification that includes ethics and professionalism among the core knowledge areas. This QRC summarises key information and concepts to help professionals and students meet those requirements. Features * Provides a succinct summary of the legal and regulatory requirements; education standards and competencies; and essential concepts taught in ethics courses for financial planners * Useful revision tool for ethics exams for financial advisers Related Titles * Cull et al, Ethics and Professional Practice in Financial Planning * Mescher, Quick Reference Card: Business Ethics 2e
Download or read book Everyday Ethics written by Jean P. Kirnan and published by Routledge. This book was released on 2018-06-04 with total page 379 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book expands the current discussion on ethics, addressing the gap between "headline" ethics cases, which are often extreme and taken from a business context, and the everyday ethical challenges that we all face in school, work, relationships, and communities. Case studies throughout demonstrate concepts and provide opportunities for readers to apply theory as they consider everyday issues such as the temptation to lie about an arrest on a job application, peer pressure to steal or drink, and the implications of "ratting out" a classmate who is cheating or a co-worker who is stealing. By including a broad array of ethical challenges, this book makes ethics more accessible to the reader. Drawing from several academic disciplines, including social psychology and organizational behavior, this book explores the personal and environmental factors that influence our ethical decision-making. The book is appropriate for ethics courses in an array of disciplines as well as anyone interested in ethical challenges.
Book Synopsis The Professional Financial Advisor by : John De Goey
Download or read book The Professional Financial Advisor written by John De Goey and published by . This book was released on 2003 with total page 308 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial services industry is in the midst of a transformation from a commission-based industry to a bona fide profession. A number of changes are accelerating this transformation: an ongoing transition to fee-based advice, a crying need for consumer protection and a growing consensus that credentials and training are required. More change is to come. John J De Goey argues that consumers have grown justifiably sceptical about the motives of their advisors and the firms they work for. Unless additional sweeping changes occur, that lost confidence may never be restored. This book makes complex issues understandable for consumers and simultaneously acts as a wake-up call for less professional advisors to pull up their bootstraps or risk being left behind. De Goey's logic clearly demonstrates that the industry has a lot of explaining to do. Consumers, advisors, the media, regulators and politicians will have a role to play in carving out a better way of delivering competent, credible and independent financial advice in the future.
Book Synopsis Ethics for the Financial Services Professional, Fifth Edition by : Julie Ragatz
Download or read book Ethics for the Financial Services Professional, Fifth Edition written by Julie Ragatz and published by . This book was released on 2013-07-01 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Becoming The Everyday Ethicist by : Amanda Jo Erven
Download or read book Becoming The Everyday Ethicist written by Amanda Jo Erven and published by . This book was released on 2020-12-10 with total page 316 pages. Available in PDF, EPUB and Kindle. Book excerpt: Becoming The Everyday Ethicist provides the keys to living an ethical life, shows leaders how to display integrity and earn trust, and demonstrates the importance of ethics (and ethics monitoring by Internal Auditors) in all organizations. The book is based on the author's experience as an internal audit and finance leader, educator, and the author's ethics research and studies. A must read for all those interested in making the world a more ethical place.
Book Synopsis Ethics for the Financial Services Professional, Second Edition by : Ronald A. Duska
Download or read book Ethics for the Financial Services Professional, Second Edition written by Ronald A. Duska and published by . This book was released on 2008-04-01 with total page 175 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides a practical framework for making ethical business decisions; examining legal, compliance, and practice standards; and discussing ethical approaches to placing financial products, determining suitability, and assessing risk.
Book Synopsis Ethics for the Financial Services Professional, Sixth Edition by : Julie Anne Ragatz
Download or read book Ethics for the Financial Services Professional, Sixth Edition written by Julie Anne Ragatz and published by . This book was released on 2016-10-01 with total page 209 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Ethics in Finance written by and published by John Wiley & Sons. This book was released on 2013-12-02 with total page 299 pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of Ethics in Finance presents an authoritative and wide-ranging examination of the major ethical issues in finance. This new edition has been expanded and thoroughly updated with extensive coverage of the recent financial crisis and the very latest developments within the financial world. Substantially updated new edition with nearly 40% new material, including sections on credit cards, mortgage lending, microfinance, risk management, derivatives, and securitization Includes coverage and references to the recent financial crisis and the very latest developments within the financial world Focuses on the practical issues that confront finance professionals, policy makers, and consumers of financial services Cites examples of the scandals that have shaken public confidence in Wall Street and world financial markets Includes numerous examples throughout to illustrate the concepts and issues described within the text
Download or read book Everyday Ethics written by Michael Rion and published by . This book was released on 2002 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Ethics for the Financial Services Professional by : Ronald A. Duska
Download or read book Ethics for the Financial Services Professional written by Ronald A. Duska and published by . This book was released on 2010-01 with total page 258 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Ineffective Habits of Financial Advisors (and the Disciplines to Break Them) by : Steve Moore
Download or read book Ineffective Habits of Financial Advisors (and the Disciplines to Break Them) written by Steve Moore and published by John Wiley & Sons. This book was released on 2010-11-09 with total page 261 pages. Available in PDF, EPUB and Kindle. Book excerpt: A how to guide to avoiding the mistakes ineffective financial advisors most often make Based on a 15-year consulting program that author Steve Moore has led for financial advisors, Ineffective Habits of Financial Advisors (and the Disciplines to Break Them): A Framework for Avoiding the Mistakes Everyone Else Makes details proven techniques which allow advisors to transform their business into an elite practice: business analysis, strategic vision, exceptional client service, and acquiring high net worth clients. Told through the story of a purely fictional and completely average financial advisor, each chapter begins with an ineffective habit that is then countered with a discipline that improves business results and adds value. The book Details a step-by-step strategy for working through current clients, rather than relying on cold calling to form new relationships Includes anecdotes collected through both personal experience and stories relayed to him by clients and colleagues Provides question and answer segments, examples, and homework assignments Ineffective Habits of Financial Advisors (and the Disciplines to Break Them shows you how to deliver exceptional service while generating higher revenue per client.
Book Synopsis Ethics, Misconduct and the Financial Services Industry by : Barbara Fryzel
Download or read book Ethics, Misconduct and the Financial Services Industry written by Barbara Fryzel and published by Routledge. This book was released on 2020-12-28 with total page 153 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores how ethics and the moral context of business have evolved historically in inf luential management theories and concepts. It looks at how managerial thought accommodates morality, values, and ethics and demonstrates the emerging patterns of ethical conduct to illustrate how moral aspects of management and organizational practice can become peripheral. The author examines a diverse range of data sources such as the most seminal books in management and academic papers published in the mainstream academic literature. The readings selected in the process are subject to critical analysis and are complemented by an exploratory study of the financial services industry, based on semistructured in-depth interviews. The uniqueness of the proposed approach comes first from the consolidation of many perspectives such as management, organization studies, and business anthropology rather than focusing on one particular subdiscipline; second, from using a mixed methodology, combining literature reviews with empirical, exploratory research based on interviews; and third from including a narrative context in the analysis and proposed future theory framework. This book will appeal to students, researchers, and scholars who teach ethics in the fields of economics or business. It is useful for advancing theory and research on moral management and as a resource for management practitioners looking to create business practices fostering moral sensitivity. Those interested in setting future development directions may also find the proposed consolidation of theoretical and empirical evidence valuable for the design of future policies.
Book Synopsis Ethics and Financial Markets by : Marianne M. Jennings
Download or read book Ethics and Financial Markets written by Marianne M. Jennings and published by . This book was released on 2015 with total page 89 pages. Available in PDF, EPUB and Kindle. Book excerpt: The ethical issues that financial professionals face are no different from the ethical issues in any profession -- or, indeed, the day-to-day dilemmas we all face. These issues are readily resolved through the use of three simple questions: Does this violate the law? Is this honest? What if I were on the other side? These three basic ethical standards are often complicated, extrapolated, rationalized, refined, and confused as those in the financial markets grapple with what they believe are more complex ethical issues today than in the past. But as this review shows, the ethical issues in the financial markets today are no different from those that managers of money and assets, financial advisers, and analysts have faced over the centuries.
Book Synopsis Everyday Ethics by : Simon Longstaff
Download or read book Everyday Ethics written by Simon Longstaff and published by Simon and Schuster. This book was released on 2017-07-01 with total page 320 pages. Available in PDF, EPUB and Kindle. Book excerpt: Do I buy eggs laid by free-range chooks or the cheaper ones from caged birds? Do I tell my best friend I saw her boyfriend kissing another girl? Do I lie to my mum by telling her I will wear the jumper she bought me, even though it’s the ugliest jumper in the world? Every day our lives are punctuated by points of decision. Some of these decisions will be momentous, remembered for decades: most will go unnoticed, by us and by others. Yet all our choices matter: taken as a whole, they shape our lives and contribute to the rhythms of the world. In Everyday Ethics, Australia’s leading authority on ethics, Simon Longstaff, provides a map to help you better navigate the landscape of daily decisions more ethically. Using a broad range of topics and examples to provoke eye-opening reflection and discussion, Everyday Ethics is a lesson in how even our smallest choices can matter, and an empowering guide that will help us discover what is ‘good’ and what is ‘right’.
Book Synopsis Everyday Ethics by : Richard C. Cabot
Download or read book Everyday Ethics written by Richard C. Cabot and published by . This book was released on 1905 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Everyday Ethics for Career and Personal Development by : John R. Jones (M. Ed., Ph. D.)
Download or read book Everyday Ethics for Career and Personal Development written by John R. Jones (M. Ed., Ph. D.) and published by . This book was released on 2001 with total page 205 pages. Available in PDF, EPUB and Kindle. Book excerpt:
