Equitable Defenses Under Arizona Securities Law

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Equitable Defenses Under Arizona Securities Law

Author : Richard G. Himelrick
Publisher :
ISBN 13 :
Total Pages : 15 pages
Book Rating : 4.:/5 (13 download)

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Book Synopsis Equitable Defenses Under Arizona Securities Law by : Richard G. Himelrick

Download or read book Equitable Defenses Under Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2016 with total page 15 pages. Available in PDF, EPUB and Kindle. Book excerpt: Nearly all states refuse to read nonstatutory, equitable defenses into their securities statutes. Early Arizona blue-sky cases also refused to consider equitable defenses. These state cases contrast with cases under § 10(b) and Rule 10b-5. Because liability under § 10(b) and Rule 10b-5 is implied, neither the elements of proof nor the defenses are statutorily defined. Consequently, it was left to the courts to judicially define the elements and defenses. On the other hand, express-liability statutes like A.R.S. §§ 44-1991(A) and 44-2001(A) define by their words the elements of proof. They likewise are accompanied by statutes that provide defenses like the statutes of limitation, reasonable care under § 44-2001(B), and failure to tender. After introducing the treatment of equitable defenses under state securities law, the article analyzes the Arizona Court of Appeals 2014 Caruthers decision. Caruthers broke with the near-uniform body of modern-state-securities law decisions that decline to recognize equitable defense to statutory claims.

Arizona Securities Law

Author : Richard G. Himelrick
Publisher :
ISBN 13 : 9781467595315
Total Pages : 451 pages
Book Rating : 4.5/5 (953 download)

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Book Synopsis Arizona Securities Law by : Richard G. Himelrick

Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2014-01-01 with total page 451 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021

Author : Richard G. Himelrick
Publisher :
ISBN 13 : 9781685248277
Total Pages : pages
Book Rating : 4.2/5 (482 download)

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Book Synopsis Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 by : Richard G. Himelrick

Download or read book Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 written by Richard G. Himelrick and published by . This book was released on 2021-08-21 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The new sixth edition provides a comprehensive analysis of civil liability, defenses, and remedies under Arizona's securities laws. Coverage extends not only to the Arizona Securities Act but to securities claims under the Consumer Fraud Act, the Investment Management Act, and common-law theories of intentional, negligent, and fiduciary fraud. The book explains the law in each area, as well as parallel developments under the federal securities laws, which are analyzed with particular attention to differences in Arizona and federal law.

Judging Equity

Author : T. Leigh Anenson
Publisher : Cambridge University Press
ISBN 13 : 1107160472
Total Pages : 237 pages
Book Rating : 4.1/5 (71 download)

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Book Synopsis Judging Equity by : T. Leigh Anenson

Download or read book Judging Equity written by T. Leigh Anenson and published by Cambridge University Press. This book was released on 2018-11-15 with total page 237 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores the 'clean hands' doctrine, a safety valve in the legal system designed to correct injustice.

Arizona Rules of Family Law Procedure

Author : Arizona Government
Publisher :
ISBN 13 :
Total Pages : 290 pages
Book Rating : 4.6/5 (818 download)

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Book Synopsis Arizona Rules of Family Law Procedure by : Arizona Government

Download or read book Arizona Rules of Family Law Procedure written by Arizona Government and published by . This book was released on 2020-09 with total page 290 pages. Available in PDF, EPUB and Kindle. Book excerpt: Our books are printed using fonts of 11 points size or larger. The text is printed in 1 column unless specifically noted, it is indented for easy reading. Ebook version is priced low to allow customer to see our publications before buying the more expensive paperback.

Congressional Record

Author : United States. Congress
Publisher :
ISBN 13 :
Total Pages : 1380 pages
Book Rating : 4.A/5 ( download)

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Book Synopsis Congressional Record by : United States. Congress

Download or read book Congressional Record written by United States. Congress and published by . This book was released on 1971 with total page 1380 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Congressional Record is the official record of the proceedings and debates of the United States Congress. It is published daily when Congress is in session. The Congressional Record began publication in 1873. Debates for sessions prior to 1873 are recorded in The Debates and Proceedings in the Congress of the United States (1789-1824), the Register of Debates in Congress (1824-1837), and the Congressional Globe (1833-1873)

Civil RICO, 18 U.S.C., 1961-1968

Author : Frank M. Marine
Publisher :
ISBN 13 :
Total Pages : 612 pages
Book Rating : 4.:/5 (327 download)

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Download or read book Civil RICO, 18 U.S.C., 1961-1968 written by Frank M. Marine and published by . This book was released on 2007 with total page 612 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Disclosures and Remedies Under the Securities Laws

Author : Arnold S. Jacobs
Publisher :
ISBN 13 :
Total Pages : 722 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Disclosures and Remedies Under the Securities Laws by : Arnold S. Jacobs

Download or read book Disclosures and Remedies Under the Securities Laws written by Arnold S. Jacobs and published by . This book was released on 2001 with total page 722 pages. Available in PDF, EPUB and Kindle. Book excerpt:

U.S. Regulation of the International Securities and Derivatives Markets

Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.F/5 ( download)

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Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Arizona State Constitution

Author : John D. Leshy
Publisher : Oxford University Press, USA
ISBN 13 : 0199779333
Total Pages : 475 pages
Book Rating : 4.1/5 (997 download)

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Book Synopsis The Arizona State Constitution by : John D. Leshy

Download or read book The Arizona State Constitution written by John D. Leshy and published by Oxford University Press, USA. This book was released on 2011 with total page 475 pages. Available in PDF, EPUB and Kindle. Book excerpt: In The Arizona State Constitution, John D. Leshy provides a comprehensive history of Arizona's consititutional development. Adopted at the height of the progressive movement, the Constitution contains many progressive innovations. Leshy describes these along with the dramatic changes the state has undergone in subsequent decades. He also includes a section-by-section commentary which crisply discusses the evolution and interpretation of each section, including significant court decisions. The Arizona State Constitution is an essential reference guide for readers who seek a rich account of Arizona's constitutional evolution. Previously published by Greenwood, this title has been brought back in to circulation by Oxford University Press with new verve. Re-printed with standardization of content organization in order to facilitate research across the series, this title, as with all titles in the series, is set to join the dynamic revision cycle of The Oxford Commentaries on the State Constitutions of the United States. The Oxford Commentaries on the State Constitutions of the United States is an important new series that reflects a renewed international interest in constitutional history and provides expert insight into each of the 50 state constitutions. Each volume in this innovative series contains a historical overview of the state's constitutional development, a section-by-section analysis of its current constitution, and a comprehensive guide to further research. Under the expert editorship of Professor G. Alan Tarr, Director of the Center on State Constitutional Studies at Rutgers University, this series provides essential reference tools for understanding state constitutional law. Books in the series can be purchased individually or as part of a complete set, giving readers unmatched access to these important political documents.

The New Uniform Securities Act

Author : Joel Seligman
Publisher : Wolters Kluwer
ISBN 13 : 0735544247
Total Pages : 198 pages
Book Rating : 4.7/5 (355 download)

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Book Synopsis The New Uniform Securities Act by : Joel Seligman

Download or read book The New Uniform Securities Act written by Joel Seligman and published by Wolters Kluwer. This book was released on 2003-01-01 with total page 198 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.

SEC Docket

Author : United States. Securities and Exchange Commission
Publisher :
ISBN 13 :
Total Pages : 760 pages
Book Rating : 4.:/5 (31 download)

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Book Synopsis SEC Docket by : United States. Securities and Exchange Commission

Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 1986 with total page 760 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Clearinghouse Review

Author :
Publisher :
ISBN 13 :
Total Pages : 650 pages
Book Rating : 4.3/5 (91 download)

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Book Synopsis Clearinghouse Review by :

Download or read book Clearinghouse Review written by and published by . This book was released on 1980 with total page 650 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Report of Cases Argued and Determined in the Supreme Court and the Court of Appeals of the State of Arizona

Author : Arizona. Supreme Court
Publisher :
ISBN 13 :
Total Pages : 696 pages
Book Rating : 4.:/5 (51 download)

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Book Synopsis Report of Cases Argued and Determined in the Supreme Court and the Court of Appeals of the State of Arizona by : Arizona. Supreme Court

Download or read book Report of Cases Argued and Determined in the Supreme Court and the Court of Appeals of the State of Arizona written by Arizona. Supreme Court and published by . This book was released on 2006 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Corporate and Commercial Practice in the Delaware Court of Chancery

Author : Donald J. Wolfe
Publisher : Lexis Nexis Matthew Bender
ISBN 13 : 9780820549040
Total Pages : 1020 pages
Book Rating : 4.5/5 (49 download)

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Book Synopsis Corporate and Commercial Practice in the Delaware Court of Chancery by : Donald J. Wolfe

Download or read book Corporate and Commercial Practice in the Delaware Court of Chancery written by Donald J. Wolfe and published by Lexis Nexis Matthew Bender. This book was released on 2000 with total page 1020 pages. Available in PDF, EPUB and Kindle. Book excerpt: This practitioner's guide to the Delaware Court of Chancery, provides practical guidance on litigation strategy and tactics. The Chancery Court's leading authorities provide a thorough analysis on matters unique to this special tribunal, including personal and subject matter jurisdiction of the Delaware Court of Chancery, derivative and class actions, preliminary injunctions and temporary restraining orders, summary proceedings and equitable remedies and defenses. This volume is updated annually.

Mergers and Acquisitions Law

Author : WILLIAM. SJOSTROM
Publisher :
ISBN 13 : 9781531016883
Total Pages : 0 pages
Book Rating : 4.0/5 (168 download)

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Book Synopsis Mergers and Acquisitions Law by : WILLIAM. SJOSTROM

Download or read book Mergers and Acquisitions Law written by WILLIAM. SJOSTROM and published by . This book was released on 2022-07 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Mergers and Acquisitions Law is a transactional- as opposed to litigation-oriented M&A book, since M&A lawyers are by definition transactional lawyers. This emphasis is reflected in the following features of the book: Content selected through an M&A lawyer lens. Emphasis on real-world provisions and documents. The book is loaded with actual provisions from various M&A documents so that students see how the covered legal concepts are documented. Further, many of the exercises require students to review one or more actual deal documents. As a result, students get a true sense for what M&A lawyers do in practice. Teaching through exercises. The book includes numerous exercises, all of which require students to apply what they've learned from the readings. This involves analyzing deal document language in light of statutory provisions and case law and applying this language in various situations encountered by an M&A lawyer. The exercises further help students develop the planning and problem-solving skills of an M&A lawyer and expose students to the documents and issues at the heart of an M&A practice. More narrative, fewer cases. Many legal concepts are covered through concise explanatory text instead of judicial opinions. This keeps the book a manageable size while providing more depth in areas central to an M&A practice. The text integrates note-type material into the text, enhancing readability. Updates include revised exercises, provisions and documents from recent transactions, and caselaw developments.

Third-Party Funding in International Arbitration

Author : Lisa Bench Nieuwveld
Publisher : Kluwer Law International B.V.
ISBN 13 : 9041161120
Total Pages : 330 pages
Book Rating : 4.0/5 (411 download)

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Book Synopsis Third-Party Funding in International Arbitration by : Lisa Bench Nieuwveld

Download or read book Third-Party Funding in International Arbitration written by Lisa Bench Nieuwveld and published by Kluwer Law International B.V.. This book was released on 2016-04-24 with total page 330 pages. Available in PDF, EPUB and Kindle. Book excerpt: Since the first edition of this invaluable book in 2012, third-party funding has become more mainstream in international arbitration practice. However, since even the existence of a third-party funding agreement in a dispute is often kept secret, it can be difficult to glean the specifics of successful funding agreements. This welcome book, now updated, expertly reveals the nuances of third-party funding in international arbitration, examines the phenomenon in key jurisdictions, and provides a reliable resource for users and potential users that may wish to tap into and make use of this distinctive funding tool. Focusing on Australia, the United Kingdom, the United States, Germany, the Netherlands, Canada, and South Africa, the authors analyze and assess the legal regime based upon legislation, judicial opinions, ethics opinions, and practitioner anecdotes describing the state of third-party funding in each jurisdiction. In addition to updating summaries of the law of the various jurisdictions, the second edition includes a new chapter addressing third-party funding in investor-state arbitration. Among the issues raised and examined are the following: · payment of adverse costs; · “Before-the-Event” (BTE) and “After-the-Event” (ATE) insurance; · attorney financing: pro bono representation, contingency representation, conditional fee arrangements; · loans; · ethical doctrines affecting the third-party funding industry; · possible future bundling, securitization, and trading of legal claims; · risk that the funder may put its own interests ahead of the client’s interests; and · whether the existence of a funding agreement must or should be disclosed to the decision maker. The second edition also includes discussion of recent institutional developments as they relate to third-party funding, including the work of the ICCA-Queen Mary Task Force on Third-Party Funding and how third-party funding is being incorporated into arbitral rules and investment treaties. Ably providing a thorough understanding of what third-party funding entails and what legal parameters exist, this book will be of compelling interest to parties aiming to take advantage of the high values, speed, reduced evidentiary costs, outcome predictability, industry expertise, and high award enforceability characteristic of the third-party funding arrangements available in international arbitration.