Disclosure and Due Diligence in the International Capital Markets

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Author :
Publisher : Jordan Publishing (GB)
ISBN 13 : 9781846619595
Total Pages : 0 pages
Book Rating : 4.6/5 (195 download)

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Book Synopsis Disclosure and Due Diligence in the International Capital Markets by : Roger Wedderburn-Day

Download or read book Disclosure and Due Diligence in the International Capital Markets written by Roger Wedderburn-Day and published by Jordan Publishing (GB). This book was released on 2014 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: From an English law perspective, this book discusses disclosure and due diligence in relation to offerings of debt and equity securities in the international capital markets. It is primarily intended as a practical guide to assist lawyers who are asked to draft a description of a new issuer, starting with a blank piece of paper. The book will be an equally useful guide to a lawyer or investment banker who is asked to review and comment on a draft description of a new issuer. In addition, the disclosure discussion in Parts 1 and 2 will be of interest to new issuers. The due diligence and liability discussions in Parts 3 and 4 will be of interest to all issuers, investment banks, and other professionals in the context of their potential liability for inadequate disclosure under - and the due diligence defenses afforded to them by - English law. From a regulatory perspective, there has been a clear trend in the international capital markets towards requiring more and better disclosure. In addition to this, it is believed that the ability to write good disclosure is now an indispensable skill for a lawyer who practices in the international debt or equity capital markets. Too many practitioners in this area do not have the necessary skills, costing their clients time and money and increasing their own and their clients' potential liability. In over 30 years of working on international debt and equity offerings, author Roger Wedderburn-Day never found a book that provided helpful guidance on disclosure writing.

Corporate Finance and the Securities Laws

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Publisher : Wolters Kluwer Law & Business
ISBN 13 : 1543881807
Total Pages : 1728 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis Corporate Finance and the Securities Laws by : Charles J. Johnson (Jr.)

Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson (Jr.) and published by Wolters Kluwer Law & Business. This book was released on with total page 1728 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Corporate Finance and the Securities Laws

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Publisher :
ISBN 13 :
Total Pages : 1154 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Corporate Finance and the Securities Laws by : Charles J. Johnson

Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more

International Securities Law

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Author :
Publisher : Springer
ISBN 13 :
Total Pages : 368 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis International Securities Law by : Marc Steinberg

Download or read book International Securities Law written by Marc Steinberg and published by Springer. This book was released on 1999-08-12 with total page 368 pages. Available in PDF, EPUB and Kindle. Book excerpt: The globalisation of the securities markets, rapid technological advancement, the perpetration of widespread cross-border fraud and the proliferation of emerging capital markets have made international financial law an increasingly important area of regulation, practice and research. Its significance will continue to grow in the 21st century, making the advent of a book focusing on developments in international securities law extremely timely. Key topics covered in this book include disclosure requirements, insider trading regulation, global offerings, transnational regulatory co-operation, the role of the International Organization of Securities Commissions (IOSCO), memoranda of understanding and emerging capital markets. Discussion of these issues is supported by examination of the law and policy in numerous countries, including developed and emerging capital markets. The author makes detailed analysis of applicable legal principles with regard to a wide range of topics, discusses proposed standards for law reform and makes recommendations to enhance international cooperation.

IPOs and Equity Offerings

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Publisher : Elsevier
ISBN 13 : 0080478786
Total Pages : 273 pages
Book Rating : 4.0/5 (84 download)

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Book Synopsis IPOs and Equity Offerings by : Ross Geddes

Download or read book IPOs and Equity Offerings written by Ross Geddes and published by Elsevier. This book was released on 2003-06-06 with total page 273 pages. Available in PDF, EPUB and Kindle. Book excerpt: An initial public offering (IPO) is one of the most significant events in corporate life. It follows months, even years of preparation. During the boom years of the late 1990s bull market, IPOs of growth companies captured the imagination and pocketbooks of investors like never before. This book goes behind the scenes to examine the process of an offering from the decision to go public to the procedures of a subsequent equity offering. The book is written from the perspective of an experienced investment banker describing the hows and whys of IPOs and subsequent equity issues. Each aspect of an IPO is illustrated with plenty of international examples pitched alongside relevant academic research to offer a combination of theoretical rigour and practical application. Topics covered are: - the decision to go public- legal and regulatory aspects of an offering; marketing and research- valuation and pricing- allocations of shares to investors - examination of fees and commissions* Global perpective: UK, European and US practices, regulations and examples, and case studies* First hand experience written by an IPO trader with academic rigour* Includes the changes in the market that resulted from 1998-2000 equity boom

International Convergence of Capital Measurement and Capital Standards

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Author :
Publisher : Lulu.com
ISBN 13 : 9291316695
Total Pages : 294 pages
Book Rating : 4.2/5 (913 download)

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Book Synopsis International Convergence of Capital Measurement and Capital Standards by :

Download or read book International Convergence of Capital Measurement and Capital Standards written by and published by Lulu.com. This book was released on 2004 with total page 294 pages. Available in PDF, EPUB and Kindle. Book excerpt:

U.S. Regulation of the International Securities and Derivatives Markets

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Author :
Publisher : Aspen Law & Business Publishers
ISBN 13 :
Total Pages : 254 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis U.S. Regulation of the International Securities and Derivatives Markets by :

Download or read book U.S. Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:

International Mergers and Acquisitions Due Diligence

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Author :
Publisher : American Bar Association
ISBN 13 : 1590312945
Total Pages : 948 pages
Book Rating : 4.5/5 (93 download)

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Book Synopsis International Mergers and Acquisitions Due Diligence by :

Download or read book International Mergers and Acquisitions Due Diligence written by and published by American Bar Association. This book was released on 2007 with total page 948 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides an overview of the laws of selected countries in North and Latin America, Europe, Asia, and former Commonwealth countries. Includes United States.

The Law of Capital Markets in the EU

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Publisher : Red Globe Press
ISBN 13 : 1137518464
Total Pages : 0 pages
Book Rating : 4.1/5 (375 download)

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Book Synopsis The Law of Capital Markets in the EU by : Konstantinos Sergakis

Download or read book The Law of Capital Markets in the EU written by Konstantinos Sergakis and published by Red Globe Press. This book was released on 2018-03-28 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This authoritative textbook offers a thorough, theoretical and practical overview of the current EU legal framework applicable to capital markets. It is intended to enable a critical analysis of the overall regulatory principles as well as the interaction between market actors and EU law which has shaped the regulatory agenda both at national and EU level. The book gives an overview of the foundations of EU capital markets and touches upon issuer disclosure obligations, inappropriate market practices and gatekeepers. EU law is the main focus, complemented by comparative analysis where applicable, primarily relating to UK, French and German laws. Ideal for upper-level undergraduate or graduate law students taking a module in Capital Markets Law, Securities Regulation, Corporate Finance Law or EU Company Law. Also useful for accounting, business or economics MSc students who need to broaden their understanding of the legal aspects of capital markets, and for academics and policy makers.

Securities Market Issues for the 21st Century

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Publisher :
ISBN 13 : 9781982966850
Total Pages : 476 pages
Book Rating : 4.9/5 (668 download)

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Book Synopsis Securities Market Issues for the 21st Century by : Merritt B. Fox

Download or read book Securities Market Issues for the 21st Century written by Merritt B. Fox and published by . This book was released on 2018 with total page 476 pages. Available in PDF, EPUB and Kindle. Book excerpt:

The Development of Local Capital Markets

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Publisher : International Monetary Fund
ISBN 13 : 1498372201
Total Pages : 25 pages
Book Rating : 4.4/5 (983 download)

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Book Synopsis The Development of Local Capital Markets by : Mr.Luc Laeven

Download or read book The Development of Local Capital Markets written by Mr.Luc Laeven and published by International Monetary Fund. This book was released on 2014-12-19 with total page 25 pages. Available in PDF, EPUB and Kindle. Book excerpt: Capital markets can improve risk sharing and the efficiency with which capital is allocated to the real economy, boosting economic growth and welfare. However, despite these potential benefits, not all countries have well developed capital markets. Moreover, government-led initiatives to develop local capital markets have had mixed success. This paper reviews the literature on the benefits and costs of developing local capital markets, and describes the challenges faced in the development of such markets. The paper concludes with a set of policy recommendations emerging from this literature.

Securities Regulation

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Publisher : Aspen Publishers
ISBN 13 :
Total Pages : 820 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis Securities Regulation by : Louis Loss

Download or read book Securities Regulation written by Louis Loss and published by Aspen Publishers. This book was released on 2009 with total page 820 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

U.S. Securities Law for International Financial Transactions and Capital Markets

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Author :
Publisher :
ISBN 13 :
Total Pages : 1288 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis U.S. Securities Law for International Financial Transactions and Capital Markets by : Guy P. Lander

Download or read book U.S. Securities Law for International Financial Transactions and Capital Markets written by Guy P. Lander and published by . This book was released on 2009 with total page 1288 pages. Available in PDF, EPUB and Kindle. Book excerpt:

International Capital Markets

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Publisher : International Monetary Fund
ISBN 13 : 9781557759498
Total Pages : 236 pages
Book Rating : 4.7/5 (594 download)

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Book Synopsis International Capital Markets by : International Monetary Fund

Download or read book International Capital Markets written by International Monetary Fund and published by International Monetary Fund. This book was released on 2000-09-11 with total page 236 pages. Available in PDF, EPUB and Kindle. Book excerpt: Following a review and assesment of recent developments in capital market and banking systems, this year's International Capital Markets report review and assesses recent developments in mature and emerging financial markets and continues the analysis of key issues affecting global financial markets. It examines the systemic implications of the continued rapid development of the global over-the-counter derivatives markets and the expansion of foreign-owned banks into emerging markets. The report also analyzes market participants assessments of the proposals for private sector involvement in the prevention and resolution of crises.

License to Drill

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Publisher : World Bank Publications
ISBN 13 : 1464812713
Total Pages : 159 pages
Book Rating : 4.4/5 (648 download)

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Book Synopsis License to Drill by : Cari L. Votava

Download or read book License to Drill written by Cari L. Votava and published by World Bank Publications. This book was released on 2018-08-07 with total page 159 pages. Available in PDF, EPUB and Kindle. Book excerpt: Natural resources have the transformational potential to support economic and political stability as well as contribute to national prosperity and economic development. However, in countries dependent upon natural resource sectors, poor management of these sectors often contributes to corruption, illicit financial flows (IFFs) and thus, poverty. Adequate transparency and accountability in regulatory management of these sectors is a challenge for resource rich countries. Poor licensing decisions in natural resource management can open a pandora’s box of corruption risks. This manual provides methods and options based on good practices to improve transparency, accountability, and integrity in the regulatory licensing process and integrity due diligence. The manual borrows models from the Basel Core Principle ‘fit and proper’ concept, and provides options for conducting effective (a) beneficial ownership; (b) criminal/legal; and (c) conflicts of interest checks, with a goal of integrating these into the regulatory licensing process. The manual also identifies common legal framework defects that can facilitate corruption risks, and offers options based on principles of regulatory integrity to reduce these risks. The good practices identified can help countries allocate limited financial resources in conducting thorough background checks in a cost-effective manner, as well as meet EITI’s requirements for public disclosure of beneficial owners and politically exposed persons. These strategies for reducing opportunities for corruption in extractive sectors can help reduce IFFs that can sap resources from the economy and inhibit a country’s ability to achieve the Sustainable Development Goals.

Powering the Digital Economy: Opportunities and Risks of Artificial Intelligence in Finance

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Author :
Publisher : International Monetary Fund
ISBN 13 : 1589063953
Total Pages : 35 pages
Book Rating : 4.5/5 (89 download)

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Book Synopsis Powering the Digital Economy: Opportunities and Risks of Artificial Intelligence in Finance by : El Bachir Boukherouaa

Download or read book Powering the Digital Economy: Opportunities and Risks of Artificial Intelligence in Finance written by El Bachir Boukherouaa and published by International Monetary Fund. This book was released on 2021-10-22 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper discusses the impact of the rapid adoption of artificial intelligence (AI) and machine learning (ML) in the financial sector. It highlights the benefits these technologies bring in terms of financial deepening and efficiency, while raising concerns about its potential in widening the digital divide between advanced and developing economies. The paper advances the discussion on the impact of this technology by distilling and categorizing the unique risks that it could pose to the integrity and stability of the financial system, policy challenges, and potential regulatory approaches. The evolving nature of this technology and its application in finance means that the full extent of its strengths and weaknesses is yet to be fully understood. Given the risk of unexpected pitfalls, countries will need to strengthen prudential oversight.

International Capital Markets and Securities Regulation

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Publisher :
ISBN 13 :
Total Pages : 1180 pages
Book Rating : 4.F/5 ( download)

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Book Synopsis International Capital Markets and Securities Regulation by : Harold S. Bloomenthal

Download or read book International Capital Markets and Securities Regulation written by Harold S. Bloomenthal and published by . This book was released on 2008 with total page 1180 pages. Available in PDF, EPUB and Kindle. Book excerpt: