Governance, Risk Management, and Compliance

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 1118024303
Total Pages : 339 pages
Book Rating : 4.1/5 (18 download)

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Book Synopsis Governance, Risk Management, and Compliance by : Richard M. Steinberg

Download or read book Governance, Risk Management, and Compliance written by Richard M. Steinberg and published by John Wiley & Sons. This book was released on 2011-08-02 with total page 339 pages. Available in PDF, EPUB and Kindle. Book excerpt: An expert's insider secrets to how successful CEOs and directors shape, lead, and oversee their organizations to achieve corporate goals Governance, Risk Management, and Compliance shows senior executives and board members how to ensure that their companies incorporate the necessary processes, organization, and technology to accomplish strategic goals. Examining how and why some major companies failed while others continue to grow and prosper, author and internationally recognized expert Richard Steinberg reveals how to cultivate a culture, leadership process and infrastructure toward achieving business objectives and related growth, profit, and return goals. Explains critical factors that make compliance and ethics programs and risk management processes really work Explores the board's role in overseeing corporate strategy, risk management, CEO compensation, succession planning, crisis planning, performance measures, board composition, and shareholder communications Highlights for CEOs, senior management teams, and board members the pitfalls to avoid and what must go right for success Outlines the future of corporate governance and what's needed for continued effectiveness Written by well-known corporate governance and risk management expert Richard Steinberg Governance, Risk Management, and Compliance lays a sound foundation and provides critical insights for understanding the role of governance, risk management, and compliance and its successful implementation in today's business environment.

The Law of Governance, Risk Management and Compliance

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Author :
Publisher : Aspen Publishing
ISBN 13 : 1543815995
Total Pages : 1243 pages
Book Rating : 4.5/5 (438 download)

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Book Synopsis The Law of Governance, Risk Management and Compliance by : Geoffrey P. Miller

Download or read book The Law of Governance, Risk Management and Compliance written by Geoffrey P. Miller and published by Aspen Publishing. This book was released on 2019-09-13 with total page 1243 pages. Available in PDF, EPUB and Kindle. Book excerpt: Geoffrey Miller’s The Law of Governance, Risk Management and Compliance is widely credited for introducing a new field of legal studies. Compliance and its related subjects of governance and risk management are major sources of jobs and also important developments in legal practice. The billions of dollars of fines paid over the past decade and the burgeoning and seemingly never-ending parade of compliance and risk management breakdowns – recently including the Wells Fargo sales practices scandal, the Volkswagen emissions cheat, and the Boeing 737 MAX crisis – all attest to the importance of the issues treated in this readable and timely book. New to the Third Edition: Comprehensive updates on recent developments New treatment of compliance failures: Wells Fargo account opening scandal, Volkswagen emissions cheat, important developments in Catholic Church sex abuse scandal. New treatment of risk management failures: the Boeing 737 MAX scandal. Professors and students will benefit from: Clear, concise definitions Fun and interesting problems Real-world perspective from an author who has been involved both as a scholar and as a member of a corporate board of directors Highly readable and interesting writing Text boxes containing key concepts and definitions Realistic problems for class discussion and analysis

Controlling, Compliance und Corporate Governance

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Publisher : Peter Lang Gmbh, Internationaler Verlag Der Wissenschaften
ISBN 13 : 9783631646755
Total Pages : 0 pages
Book Rating : 4.6/5 (467 download)

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Book Synopsis Controlling, Compliance und Corporate Governance by : Joachim Gruber

Download or read book Controlling, Compliance und Corporate Governance written by Joachim Gruber and published by Peter Lang Gmbh, Internationaler Verlag Der Wissenschaften. This book was released on 2014 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Dieser Sammelband enthält Beiträge über die Interne Revision und zur Funktion und Bedeutung des Controllings. Darüber hinaus werden auch personalwirtschaftliche und arbeitsrechtliche Themen sowie Fragen des Produktportfolios und der Bedarfsplanung erörtert. Ein Beitrag analysiert die wirtschaftliche Situation in der Slowakei.

Under Control

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Publisher : Apress
ISBN 13 : 1430215933
Total Pages : 250 pages
Book Rating : 4.4/5 (32 download)

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Book Synopsis Under Control by : Jacob Lamm

Download or read book Under Control written by Jacob Lamm and published by Apress. This book was released on 2010-04-06 with total page 250 pages. Available in PDF, EPUB and Kindle. Book excerpt: With the economic crisis that began in 2008, a long-standing trend toward increased regulation is becoming a flood. The clamor for improved enterprise risk management and the complexity of multinational compliance present executives with a dramatically new array of challenges. Governance should offer solutions, but it is clear that yesterday’s governance practices aren’t up to the task. In both design and implementation, they are too disconnected and incomplete to fully address our complex compliance and risk management puzzle. Executives get only fragmented views of their true business performance, and inefficiencies drive up costs. The consequences of inadequate governance were demonstrated in the economic meltdown of 2008. As the world struggles to recover from that crisis, business is now faced with a confusing array of evolving regulations, the challenge of managing compliance across multinational organizations and a new imperative for risk management that is coordinated across the enterprise. It’s clear that yesterday’s governance practices don’t meet today’s need for centralized controls, integrated compliance and risk management and greater transparency. The need for organizations to change—and change now—is clear. Under Control captures decades of business governance experience from many of the leading authorities at CA, Inc. This book sets out not only to explain the essential challenges of effective business governance, but to help you build solutions for your organization based on lessons learned at CA from its customers and in its own corporate structure. From governing the organization’s policies as a whole instead of in silos, to a department-by-department look at the role and impact of governance, to governing your green initiatives, to the role of the board of directors, to the importance of risk management, this book lays out some of the strategies and processes that may help your organization manage its risk and regulatory requirements. It is clear that the governance standards in the past were inadequate, and that risks have not been properly assessed or understood. This book is a first step in solving this problem so that your organization is prepared and able to respond and thrive in today’s rapidly evolving environment. Under Control is the first book published in the new CAPress imprint, a joint publishing program between Apress and CA Inc. “One of the defining factors of the first decade of the 21st century has been the increase of regulation and governance. To explain these trends, and the various best practices for ensuring governance, enterprise IT management solutions provider CA Inc. enlisted more than a dozen subject matter experts from its ranks to contribute content. The resulting book explores the need for broad governance, different areas where governance is important, and various ways for organizations to manage and implement compliance, including IT governance, project portfolio management, information governance and sustainability management. The book, while largely vendor-neutral, draws on CA's experience creating governance solutions as well as managing its own governance issues.” —Aaron Smith, Projects@Work

The Law of Governance, Risk Management, and Compliance

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Author :
Publisher : Aspen Publishers
ISBN 13 : 9781454881988
Total Pages : 0 pages
Book Rating : 4.8/5 (819 download)

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Book Synopsis The Law of Governance, Risk Management, and Compliance by : Geoffrey P. Miller

Download or read book The Law of Governance, Risk Management, and Compliance written by Geoffrey P. Miller and published by Aspen Publishers. This book was released on 2017 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The second edition of The Law of Governance, Risk Management, and Compliance follows the first edition, as the first casebook focused on the law of governance, risk management, and compliance. Author Geoffrey P. Miller, a highly respected professor of corporate and financial law, brings real world experience to the book as a member of the board of directors and audit and risk committees of a significant banking institution. The book addresses issues of fundamental importance for any regulated organization (the $13 billion settlement between JPMorgan Chase and its regulators is only one of many examples). This book can be a cornerstone for courses on compliance, corporate governance, or on the role of attorneys in managing risk in organizational clients.

Corporate Integrity

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Publisher : John Wiley & Sons
ISBN 13 : 0470739665
Total Pages : 266 pages
Book Rating : 4.4/5 (77 download)

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Book Synopsis Corporate Integrity by : Donna Kennedy-Glans

Download or read book Corporate Integrity written by Donna Kennedy-Glans and published by John Wiley & Sons. This book was released on 2010-01-15 with total page 266 pages. Available in PDF, EPUB and Kindle. Book excerpt: How good companies build a culture of integrity In the present environment of corporate governance brought on by high-profile executive scandals, this book makes a strong case for encouraging business leaders to manage beyond compliance. Achieving the bare minimum of compliance isn't enough. By making corporate responsibility and integrity a strategic priority-rather than something companies are forced to comply with-companies can realize tangible financial returns and benefits. This book provides practical advice, effective tools, and time-tested best practices for approaching corporate integrity strategically and managing an integrity program on a day-to-day basis. There is a growing realization that compliance with the rules is only a minimum standard of performance, and an increasing demand from stakeholders at every level — shareholders, employees, customers along the entire supply chain, consumers, advocacy groups, and the local community at large — for more transparency and accountability from corporations. But most businesses have little experience and few tools to deal with the urgent demand to increase corporate responsibility. Corporate Integrity provides practical tools and proven processes to manage complex integrity dilemmas and support implementation: Explains how to create a culture of integrity in your organization and how to motivate the appropriate corporate behaviors. Coverage includes: How to assess and measure integrity; how to align corporate integrity commitments and actions; how to design and implement dependable and strategic corporate accountability systems and processes; how to develop corporate integrity standards and report on them, and much more. Includes a wealth of practical business tools and best practices that readers can apply to improve the level of corporate integrity in their own company. Features three detailed case studies and numerous other examples that illustrate corporate integrity dilemmas and solutions in action. Shows how managing corporate responsibility strategically and proactively can go beyond a mere public relations exercise to foster a corporate "win" in the court of popular opinion and in the marketplace. Bridges the gaps between corporations, governments, employees, interest groups, and consumers. Offers tools and solutions that apply to both for-profit corporations and non-profit organizations.

Compliance Management for Public, Private, or Non-Profit Organizations

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Author :
Publisher : McGraw Hill Professional
ISBN 13 : 0071642862
Total Pages : 338 pages
Book Rating : 4.0/5 (716 download)

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Book Synopsis Compliance Management for Public, Private, or Non-Profit Organizations by : Michael G. Silverman

Download or read book Compliance Management for Public, Private, or Non-Profit Organizations written by Michael G. Silverman and published by McGraw Hill Professional. This book was released on 2008-04-13 with total page 338 pages. Available in PDF, EPUB and Kindle. Book excerpt: In today’s business climate, accountability, transparency, and a high regard for laws, regulations, and ethical conduct is as much a part of how an organization manages its affairs as its primary mission and operations. Compliance Management for Public, Private, or Nonprofit Organizations is a complete, hands-on guide to implementing strategies and techniques for developing, managing, and improving the compliance function of any organization. Author Michael G. Silverman is a corporate expert in strategic planning, program management, compliance, risk assessment, and policy development. In Compliance Management for Public, Private, or Nonprofit Organizations, he presents a comprehensive treatment of the subject by examining the traditional compliance issues associated with laws and regulations, as well as matters surrounding ethical behavior, organizational structure, technology, administration, and risk management. From establishing compliance goals and managing education and training programs to operating a whistle-blowing program and addressing staffing and budgeting requirements, this practical resource covers everything compliance officers and risk and organizational managers need to know, including: Where and how to establish a compliance program within an organization The critical skills and expertise for maintaining an effective compliance program Pros and cons of making a compliance program a part-time function of an organization How to deliver bad news to senior management—and survive Compliance Management for Public, Private, or Nonprofit Organizations includes a wealth of examples that illustrate the real-world applications of critical strategies and techniques for using the board of directors and senior management to promote compliance, reduce employee and management barriers to compliance, conduct in-depth risk assessment and compliance audits, and more.

Corporate Governance und Controlling

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Author :
Publisher : GRIN Verlag
ISBN 13 : 3656077452
Total Pages : 25 pages
Book Rating : 4.6/5 (56 download)

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Book Synopsis Corporate Governance und Controlling by : Shabir von Nayeb

Download or read book Corporate Governance und Controlling written by Shabir von Nayeb and published by GRIN Verlag. This book was released on 2011 with total page 25 pages. Available in PDF, EPUB and Kindle. Book excerpt: Studienarbeit aus dem Jahr 2009 im Fachbereich BWL - Controlling, Note: 1,7, FOM Essen, Hochschule für Oekonomie & Management gemeinnützige GmbH, Hochschulleitung Essen früher Fachhochschule, Sprache: Deutsch, Abstract: Corporate Governance beschreibt die Grundsätze einer guten Unternehmensführung als Ordnungsrahmen zur Leitung und Überwachung eines Unternehmens. Diese Begriffsdefinition bildet gemeinsam mit dem Begriff der Unternehmensverfassung, die Regeln und Strukturen eines Unternehmens beinhaltet, den strukturellen Rahmen der normativen Unternehmensführung. Auslöser der Diskussion um die Corporate Governance sind eine Reihe von Skandalen, bei denen ein Fehlverhalten der Unternehmensführung nicht verhindert oder zumindest nicht rechtzeitig entdeckt wurde. Ein besonders drastischer Fall war das US-amerikanische Energieunternehmen Enron. Es musste Insolvenz anmelden, nachdem dessen Bilanzen über Jahre hinweg massiv gefälscht wurden. Zahlreiche solche Fälle gab es auch in Deutschland. Beispiel hierfür ist die Insolvenz der Philip Holzmann AG. Als Reaktion auf die Zunahme solcher Fälle wurde in Deutschland im Jahr 1998 das Gesetz zur Kontrolle und Transparenz im Unternehmensbereich eingeführt. Im Jahr 2002 wurden im Deutschen Corporate Governance Kodex die geltenden Gesetze und Standards verantwortungsvoller Unternehmensführung zusammengefasst. Im gleichen Jahr trat das Transparenz- und Publizitätsgesetz in Kraft. Danach müssen börsennotierte Gesellschaften erklären, ob sie den Empfehlungen der Kodizes entsprechen. Eine Fülle weiterer Gesetze präzisiert zwischenzeitlich die Pflichten der Unternehmensführung in Deutschland.

Data Governance and Compliance

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Publisher :
ISBN 13 : 9789813368781
Total Pages : 0 pages
Book Rating : 4.3/5 (687 download)

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Book Synopsis Data Governance and Compliance by : Rupa Mahanti

Download or read book Data Governance and Compliance written by Rupa Mahanti and published by . This book was released on 2021 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book sets the stage of the evolution of corporate governance, laws and regulations, other forms of governance, and the interaction between data governance and other corporate governance sub-disciplines. Given the continuously evolving and complex regulatory landscape and the growing number of laws and regulations, compliance is a widely discussed issue in the field of data. This book considers the cost of non-compliance bringing in examples from different industries of instances in which companies failed to comply with rules, regulations, and other legal obligations, and goes on to explain how data governance helps in avoiding such pitfalls. The first in a three-volume series on data governance, this book does not assume any prior or specialist knowledge in data governance and will be highly beneficial for IT, management and law students, academics, information management and business professionals, and researchers to enhance their knowledge and get guidance in managing their own data governance projects from a governance and compliance perspective. Rupa Mahanti, Ph.D. is a Business and Information Management consultant and has worked in different solution environments, industries and geographies. She helps clients with activities such as business process improvement, information management (such as DQ, DG, etc.), strategy and more. She is an associate editor at Software Quality Professional, and the author of Data Quality. "This book provides a great road map for anyone who's just been told by their immediate manager that they are now in charge of data governance for the company, and for anyone interested in the deep and fascinating world of governing today's large corporations, government entities, and non-profit organizations, and their impact on all of our lives." -Dan Power, Founder and President of Hub Solution Designs, Inc "Rupa Mahanti has written an essential and ambitious compendium on data governance. She provides a sweeping history on how we got to our present state and grounds her research and recommendations in interviews with business thinkers on data governance. Along the way, she sorts out some of the confusions that bedevil us--corporate governance vs management, IT governance vs data governance, regulatory compliance vs quality--as we try to make smart use of data to meet business goals. Organizations grappling with the challenges of compliance with regulations and standards will find robust ideas to aid their efforts. This book is a great resource for both academic and business practitioners." -Eileen Forrestor, CEO of Forrester Leadership Group, Author of CMMI for Services, Guidelines for Superior Service.

Compliance Management

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Publisher : Bloomsbury Publishing USA
ISBN 13 :
Total Pages : 318 pages
Book Rating : 4.2/5 (16 download)

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Book Synopsis Compliance Management by : Nitish Singh Ph.D.

Download or read book Compliance Management written by Nitish Singh Ph.D. and published by Bloomsbury Publishing USA. This book was released on 2015-03-10 with total page 318 pages. Available in PDF, EPUB and Kindle. Book excerpt: This practical guide shows how to build an effective compliance and ethics program that will lower a business's risks and improve productivity. Research increasingly supports the notion that ethical, compliant businesses see increased productivity across a range of measurements. This practical guide tells business professionals, business and law students, and other interested parties exactly how that goal can be achieved. The book covers an extensive range of ethics-compliant laws and regulations impacting businesses today and identifies critical factors for successful compliance programs. Going well beyond works that speak in general terms about compliance-based actions, this unique volume delves into details about specific regulatory issues and the steps that can be taken to mitigate risk. The first half of the book shares general guidelines for creating or improving internal compliance and ethics programs. The second half identifies specific, high-risk regulatory areas; provides an overview of relevant laws; and sets forth best practices specific to the regulations discussed. By providing a simplified understanding of compliance with laws related to issues such as antitrust, international business, wages and labor, Health Insurance Portability and Accountability Act (HIPAA) and health care, the environment and more, the guide offers readers the tools necessary to improve an existing compliance program or create a new program where none has existed before.

Governance, Risk, and Compliance Handbook

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 0470245557
Total Pages : 1123 pages
Book Rating : 4.4/5 (72 download)

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Book Synopsis Governance, Risk, and Compliance Handbook by : Anthony Tarantino

Download or read book Governance, Risk, and Compliance Handbook written by Anthony Tarantino and published by John Wiley & Sons. This book was released on 2008-03-11 with total page 1123 pages. Available in PDF, EPUB and Kindle. Book excerpt: Providing a comprehensive framework for a sustainable governance model, and how to leverage it in competing global markets, Governance, Risk, and Compliance Handbook presents a readable overview to the political, regulatory, technical, process, and people considerations in complying with an ever more demanding regulatory environment and achievement of good corporate governance. Offering an international overview, this book features contributions from sixty-four industry experts from fifteen countries.

Corporate Governance

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Author :
Publisher : iUniverse
ISBN 13 : 0595451926
Total Pages : 120 pages
Book Rating : 4.5/5 (954 download)

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Book Synopsis Corporate Governance by : Eric Yocam

Download or read book Corporate Governance written by Eric Yocam and published by iUniverse. This book was released on 2008 with total page 120 pages. Available in PDF, EPUB and Kindle. Book excerpt: Over the last few years, corporate leadership and governance have received greater attention in the media. Given the significant failures in the boardroom from companies such as Enron, WorldCom, and Tyco, the board of director position has become a pivotal role. Navigating this potential minefield is difficult but not impossible thanks to Corporate Governance, an essential guide for any board director. This edition of the pocket guide not only provides simple access to vital information on corporate governance but also offers a source of the best critical practices for the director. Eric Yocam and Annie Choi present the corporate governance principles in a brief yet complete and accessible manner. Organized in a convenient and easy-to-use format, this guide covers numerous topics in corporate governance, including: Board characteristics Director effectiveness Compliance Risk management Capability maturity models Total Cost of Ownership (TCO) technique Corporate Governance promotes corporate governance awareness to a broad audience beyond the active corporate director for profit and nonprofit companies. Investors, instructors, students, governance practitioners, lawyers, international readers, as well as anyone interested in corporate governance can achieve greater understanding of a topic essential to today¿s business success. Yocam and Choi tender a handy overview to the salient aspects of corporate governance. In the wake of Enron et al., corporate governance has received its rightful share of scrutiny concerning the ¿set of processes, customs, policies, laws and institutions affecting the way a corporate [sic] is directed, administered or controlled.¿ Yocam and Choi provide a summary of the key aspects to governance, from transparency in the decision-making process as addressed by the Sarbanes-Oxley Act to the characteristics of a good director, risk analysis and quality constraints¿convenient is an appendix of relevant books that squires directors to recent literature that more thoroughly assesses specific areas of administration, such as dividend policy, capital flows, political determinants and crisis management. A helpful point of departure for deeper study. ¿Kirkus Discoveries

Corporate Governance in Europa vs. Sarbanes-Oxley-Act in USA

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Author :
Publisher : GRIN Verlag
ISBN 13 : 3640461304
Total Pages : 29 pages
Book Rating : 4.6/5 (44 download)

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Book Synopsis Corporate Governance in Europa vs. Sarbanes-Oxley-Act in USA by : Stefan Klein

Download or read book Corporate Governance in Europa vs. Sarbanes-Oxley-Act in USA written by Stefan Klein and published by GRIN Verlag. This book was released on 2009 with total page 29 pages. Available in PDF, EPUB and Kindle. Book excerpt: Wissenschaftlicher Aufsatz aus dem Jahr 2006 im Fachbereich BWL - Unternehmensführung, Management, Organisation, Note: 2,7, FOM Essen, Hochschule für Oekonomie & Management gemeinnützige GmbH, Hochschulleitung Essen früher Fachhochschule, Veranstaltung: Internationales Management (Finance), Sprache: Deutsch, Abstract: Die Bilanzskandale von Enron, Worldcom, Vivendi Universal und sonstiger Unternehmen gehen der Entwicklung von Corporate Governance in Europa und dem Sarbanes-Oxley Act in den USA voraus . Dabei ist immer wieder festzustellen, dass eine Berücksichtigung bzw. Anwendung der Corporate Governance nicht nur Anleger (Shareholder), sondern auch ganze Unternehmen vor bedrohlichen Schieflagen oder gar Insolvenz schützt. Zugleich können wir feststellen, dass Unternehmen, welche die Corporate Governance Richtlinien voll beachten in der Regel auch erfolgreicher am Markt agieren... ___________________ vgl. Betriebswirtschaftliche Forschung und Praxis (BFuP), 1/2006, nwb-Verlag Neue Wirtschaftsbriefe, Seite 62

Information Nation

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Publisher : John Wiley & Sons
ISBN 13 : 0470495553
Total Pages : 272 pages
Book Rating : 4.4/5 (74 download)

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Book Synopsis Information Nation by : Randolph Kahn

Download or read book Information Nation written by Randolph Kahn and published by John Wiley & Sons. This book was released on 2009-02-10 with total page 272 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fully updated edition demonstrates how businesses can succeed in creating a new culture of information management compliance (IMC) by incorporating an IMC philosophy into a corporate governance structure. Expert advice and insight reveals the proven methodology that adopts the principles, controls, and discipline upon which many corporate compliance programs are built and explains how to apply this methodology to develop and implement IMC programs that anticipate problems and take advantage of opportunities. Plus, you'll learn how to measure information management compliance through the use of auditing and monitoring, following the proper delegation of program roles and components, and creating a culture of information management awareness.

Manager's Guide to Compliance

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Author :
Publisher : John Wiley & Sons
ISBN 13 : 111842946X
Total Pages : 336 pages
Book Rating : 4.1/5 (184 download)

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Book Synopsis Manager's Guide to Compliance by : Anthony Tarantino

Download or read book Manager's Guide to Compliance written by Anthony Tarantino and published by John Wiley & Sons. This book was released on 2012-06-25 with total page 336 pages. Available in PDF, EPUB and Kindle. Book excerpt: Compliance requirements are here to stay. Prepare your company for the growing challenge. A Wall Street Journal/Harris poll revealed that two thirds of investors express doubts in the ability of corporate boards of directors to provide effective oversight. In the shadow of recent global scandals involving businesses such as Parmalat and WorldCom, Manager's Guide to Compliance: Best Practices and Case Studies is essential reading for you, whether your organization is a major corporation or a small business. This timely handbook places U.S. and global regulatory information, as well as critical compliance guidance, in an easy-to-access format and helps you make sense of all the complex issues connected with fraud and compliance. "Wide perspectives and best practices combined deliver a punch that will knock your 'SOX' off! The author has blended together a critical mix necessary for effectively handling the requirements of SOX." —Rob Nance, Publisher, AccountingWEB, Inc. "Robust compliance and corporate governance is an absolute necessity in today's business environment. This new book by Anthony Tarantino is an authoritative guide to understanding and implementing compliance and regulatory requirements in the United States and around the world. From SOX to COSO to ERM, this book covers them all." —Martin T. Biegelman, Certified Fraud Examiner, Fellow and Regent Emeritus of the Association of Certified Fraud Examiners, and coauthor of Executive Roadmap to Fraud Prevention and Internal Control: Creating a Culture of Compliance "If compliance wasn't difficult enough, now companies are faced with a barrage of technology vendors claiming to automate compliance as if it were a project. In his new book, Dr. Tarantino paints the reality of the situation: companies need to embrace the broader tenets of governance and use technology to embed governance policies and controls into their daily business processes. Only then can they gain business value from their compliance investments." —Chris Capdevila, CEO and cofounder, LogicalApps

Legal Risk Management, Governance and Compliance

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Author :
Publisher : Globe Law and Business Limited
ISBN 13 : 9781905783946
Total Pages : 0 pages
Book Rating : 4.7/5 (839 download)

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Book Synopsis Legal Risk Management, Governance and Compliance by : Stuart Weinstein

Download or read book Legal Risk Management, Governance and Compliance written by Stuart Weinstein and published by Globe Law and Business Limited. This book was released on 2013 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: In today's globalised business environment, companies face a complex assortment of new and often contradictory laws and regulations. High-profile corporate scandals involving compliance failures teach us that loss of reputation can have a significant, if not fatal, effect on a company. International companies recognise this and invest heavily in systems designed to detect and prevent compliance breaches. However, such systems and controls cannot succeed without the development of a strong compliance culture that secures buy-in from executives, managers, employees, contractors and business partners all at levels. This title offers cutting edge know-how and guidance for the development and management of a sophisticated legal risk management and compliance operation. While identifying risks and regulatory challenges, chapters also explore how professionals can manage processes; implement change; track issues and loss events; screen potential clients, partners, employees and contractors; and implement appropriate remediation. The book features chapters on board structures, corporate governance, fraud and bribery, Sarbanes-Oxley requirements, European capital markets regulation, arbitration and mediation, data protection, offshoring and the cloud, human resources issues for managers, and managing legal risk in China. Legal Risk Management, Governance and Compliance is a must-have desk reference for in-house corporate counsel and compliance officers, individuals involved in the compliance, audit, legal and risk functions within companies and non-profit organisations, as well as the law firms that service these organisations' needs.--

Corporate Compliance on a Global Scale

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Author :
Publisher : Springer Nature
ISBN 13 : 3030816559
Total Pages : 370 pages
Book Rating : 4.0/5 (38 download)

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Book Synopsis Corporate Compliance on a Global Scale by : Stefano Manacorda

Download or read book Corporate Compliance on a Global Scale written by Stefano Manacorda and published by Springer Nature. This book was released on 2021-11-25 with total page 370 pages. Available in PDF, EPUB and Kindle. Book excerpt: This edited volume presents an innovative and critical analysis of corporate compliance from an interdisciplinary and international perspective. It defines the historical framework and the various roles played by corporate compliance in today's context. It questions how different cultures affect economic behaviors and under which conditions the individual choices may be directed toward law-abiding behavior. Examining corporate compliance as a tool of criminal and regulatory policy strategies in different countries and sectors, this book also aims to provide a picture of the dimension and scope of the public-private partnership, focusing on the prevention and detection of corporate crimes. It analyzes the effects of corporate compliance on the internal organization in terms of cost-benefit assessment, as well as the opportunities in technical innovation for detecting and controlling risk.