Read Books Online and Download eBooks, EPub, PDF, Mobi, Kindle, Text Full Free.
Download Commodities Futures Litigation Regulation full books in PDF, epub, and Kindle. Read online Commodities Futures Litigation Regulation ebook anywhere anytime directly on your device. Fast Download speed and no annoying ads. We cannot guarantee that every ebooks is available!
Author :
Publisher :
ISBN 13 :
Total Pages : 702 pages
Book Rating : 4.F/5 ( download)
Download or read book Commodities Futures, Litigation & Regulation written by and published by . This book was released on 1982 with total page 702 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Philip McBride Johnson
Publisher : Wolters Kluwer
ISBN 13 : 0735533369
Total Pages : 663 pages
Book Rating : 4.7/5 (355 download)
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Author : Gary E. Kalbaugh
Publisher : Aspen Publishers
ISBN 13 : 9781454851301
Total Pages : 0 pages
Book Rating : 4.8/5 (513 download)
Download or read book Derivatives Law and Regulation written by Gary E. Kalbaugh and published by Aspen Publishers. This book was released on 2014 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides the framework for a course in the law and regulation of derivatives. It is clear, concise and thorough, offering a user-friendly, easily teachable structure, while conveying an exciting insight into this field of law. Covered are both the long-standing regulatory regime for commodity futures and options and the regulatory regime for swaps mandated by the Dodd-Frank Act. Features: Examination of the contribution of derivatives to the Financial Crisis and the public policy considerations underlying the Dodd-Frank Act Study of the Commodity Futures Trading Commission (CFTC) and its jurisdiction over most derivatives Basic economic overview of derivatives and their function and descriptions of futures, forwards, options and the most common interest rate, foreign exchange, commodity, credit, and equity swaps The law and regulation applying to CFTC registrants, including designated contract markets, derivatives clearing organizations, futures commission merchants, introducing brokers, floor brokers, commodity pool operators, commodity trading advisors, swap dealers, major swap participants, swap data repositories, and swap execution facilities Focus on commodities fraud, market manipulation and the CFTCand’s enforcement authority, as enhanced by the Dodd-Frank Act Detailed description of the documentation of off-exchange derivatives and commonly-negotiated provisions Examination of the Bankruptcy Codeand’s treatment of derivatives Comparison of trading mechanics on traditional futures exchanges to trading mechanics on swap execution facilities, including with respect to custody of customer funds Discussions of prominent failures in the derivatives market, such as Peregrine Financial Corporation, MF Global and Lehman Brothers Comprehensive glossary of relevant terms
Author : Louis F. Burke
Publisher : Juris Publishing, Inc.
ISBN 13 : 1937518256
Total Pages : 262 pages
Book Rating : 4.9/5 (375 download)
Download or read book Alternate Dispute Resolution in the Futures Industry written by Louis F. Burke and published by Juris Publishing, Inc.. This book was released on 2013-07-01 with total page 262 pages. Available in PDF, EPUB and Kindle. Book excerpt: Alternate Dispute Resolution in the Futures Industry addresses in detail how arbitration arises, the types of disputes that are covered and the main forum for hearing the disputes – The National Futures Association (“NFA”). The book also covers reparation proceedings before the Commodity Futures Trading Commission (“CFTC”). Of significant importance, Alternate Dispute Resolution in the Futures Industry addresses the 2 year statute of limitations for claims arising under the CEA. Alternate Dispute Resolution in the Futures Industry is intended for Lawyers, Accountants, Traders, institutions, other professionals and potential users of the NFA arbitration and CFTC reparation forums both domestically and in any country where customers use US based brokers.
Author : S Wolters Kluwer Legal & Regulatory U
Publisher :
ISBN 13 : 9781543832501
Total Pages : 2256 pages
Book Rating : 4.8/5 (325 download)
Download or read book Commodity Exchange Act written by S Wolters Kluwer Legal & Regulatory U and published by . This book was released on 2021-05-19 with total page 2256 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodity Exchange Act: Regulations & Forms, 2021 Edition The 2021 Edition of Commodity Exchange Act, Regulations & Forms provides a convenient way for you to keep up-to-date with legal and regulatory changes for commodities and derivatives. With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements. The book contains the full text of the Commodity Exchange Act and all amendments through March 19, 2021. It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. Source material is compiled from the Commodity Futures Law Reporter. The 2021 Edition is a comprehensive, yet portable desk reference for lawyers, compliance officers, regulators and others in the commodity futures and derivatives markets. Includes new regulations and amendments since the October 2020 Special Edition including: Margin requirements for uncleared swaps Position limits for derivatives Electronic trading risk principles
Author : Philip McBride Johnson
Publisher :
ISBN 13 :
Total Pages : 1225 pages
Book Rating : 4.:/5 (2 download)
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by . This book was released on 2004 with total page 1225 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher :
ISBN 13 :
Total Pages : 200 pages
Book Rating : 4.3/5 (121 download)
Download or read book Futures Trading Act of 1982 written by and published by . This book was released on 1983 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas J. McCool
Publisher : DIANE Publishing
ISBN 13 : 9780788138324
Total Pages : 81 pages
Book Rating : 4.1/5 (383 download)
Download or read book Commodity Exchange Act Cea written by Thomas J. McCool and published by DIANE Publishing. This book was released on 1997-06-01 with total page 81 pages. Available in PDF, EPUB and Kindle. Book excerpt: Changes in the global financial markets have accelerated the development and use of derivatives -- futures contracts traded on organized exchanges and regulated by the Commodity Futures Trading Comm. (CFTC) under the Commodity Exchange Act (CEA), and privately negotiated swaps and OTC derivatives contracts. This report addresses the questions of appropriate regulatory structure for these contracts, markets, and market participants focusing on the extent to which the CFTC has reduced the legal risk surrounding the enforceability of OTC derivatives under the CEA and the appropriate regulations for exchange-traded futures and OTC derivatives contracts.
Author : Philip McBride Johnson
Publisher : Aspen Publishers
ISBN 13 : 9781567066289
Total Pages : 0 pages
Book Rating : 4.0/5 (662 download)
Download or read book Commodities Regulation written by Philip McBride Johnson and published by Aspen Publishers. This book was released on 1998 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of a classic in the commodities field has been brought completely up to date to reflect the emergence of derivatives as an increasingly popular financial tool, along with the widespread use of derivatives (futures, options, swaps and a wide variety of exotic and hybrid financial products) as hedges against financial risk. Covering the regulatory, reporting and legal issues that affect these unique instruments, Commodities Regulation clearly explains: The latest legal rules applicable to derivatives trading -- Registration, reporting and disclosure requirements for derivatives professionals -- Criteria for publicly traded futures and commodity options -- The rules governing unprofessional conduct -- Customer protection -- The CFTC's reparations program -- Arbitration programs -- Private rights of action in the courts. A comprehensive, easy-to-use reference in this complex field, Commodities Regulation gives you the answers you need on everything from the contract markets to exemptions and exclusions, from ethical and disclosure requirements to market manipulation and more. It presents practical insights into the current thinking of the CFTC by examining no-action and interpretive letters, and in many cases, it is the only authority available on the topics addressed.
Author : The Law The Law Library
Publisher : Createspace Independent Publishing Platform
ISBN 13 : 9781721011469
Total Pages : 54 pages
Book Rating : 4.0/5 (114 download)
Download or read book Commodity Options (Us Commodity Futures Trading Commission Regulation) (Cftc) (2018 Edition) written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-10 with total page 54 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodity Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Commodity Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 The Commodity Futures Trading Commission ("Commission" or "CFTC") is issuing a final rule to repeal and replace the Commission's current regulations concerning commodity options. This book contains: - The complete text of the Commodity Options (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Author : United States. Congress. Senate. Agriculture and Forestry Committee
Publisher :
ISBN 13 :
Total Pages : 164 pages
Book Rating : 4.F/5 ( download)
Download or read book The Commodity Futures Trading Commission Act of 1974 .... written by United States. Congress. Senate. Agriculture and Forestry Committee and published by . This book was released on 1974 with total page 164 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : S Wolters Kluwer Legal & Regulatory U
Publisher :
ISBN 13 : 9781543832518
Total Pages : 2220 pages
Book Rating : 4.8/5 (325 download)
Download or read book Commodity Exchange ACT written by S Wolters Kluwer Legal & Regulatory U and published by . This book was released on 2021-12-16 with total page 2220 pages. Available in PDF, EPUB and Kindle. Book excerpt: Commodity Exchange Act: Regulations & Forms, 2021 Special Edition The 2021 Special Edition of Commodity Exchange Act, Regulations & Forms provides a convenient way for you to keep up-to-date with legal and regulatory changes for commodities and derivatives. With this comprehensive resource, you can be assured that you and/or your clients are fully compliant with all the new requirements. The book contains the full text of the Commodity Exchange Act and all amendments through October 11, 2021. It also reproduces the rules, regulations and forms of the Commodity Futures Trading Commission. Source material is compiled from the Commodity Futures Law Reporter. The 2021 Special Edition is a comprehensive, yet portable desk reference for lawyers, compliance officers, regulators and others in the commodity futures and derivatives markets. Includes new regulations and amendments since the May 2021 Edition including: Commodity-related bankruptcies
Author : Leonardo Martinez-Diaz
Publisher : U.S. Commodity Futures Trading Commission
ISBN 13 : 057874841X
Total Pages : 196 pages
Book Rating : 4.5/5 (787 download)
Download or read book Managing Climate Risk in the U.S. Financial System written by Leonardo Martinez-Diaz and published by U.S. Commodity Futures Trading Commission . This book was released on 2020-09-09 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt: This publication serves as a roadmap for exploring and managing climate risk in the U.S. financial system. It is the first major climate publication by a U.S. financial regulator. The central message is that U.S. financial regulators must recognize that climate change poses serious emerging risks to the U.S. financial system, and they should move urgently and decisively to measure, understand, and address these risks. Achieving this goal calls for strengthening regulators’ capabilities, expertise, and data and tools to better monitor, analyze, and quantify climate risks. It calls for working closely with the private sector to ensure that financial institutions and market participants do the same. And it calls for policy and regulatory choices that are flexible, open-ended, and adaptable to new information about climate change and its risks, based on close and iterative dialogue with the private sector. At the same time, the financial community should not simply be reactive—it should provide solutions. Regulators should recognize that the financial system can itself be a catalyst for investments that accelerate economic resilience and the transition to a net-zero emissions economy. Financial innovations, in the form of new financial products, services, and technologies, can help the U.S. economy better manage climate risk and help channel more capital into technologies essential for the transition. https://doi.org/10.5281/zenodo.5247742
Author : Stephen Pirrong
Publisher : Springer
ISBN 13 : 9781461378723
Total Pages : 0 pages
Book Rating : 4.3/5 (787 download)
Download or read book The Economics, Law, and Public Policy of Market Power Manipulation written by Stephen Pirrong and published by Springer. This book was released on 2012-09-30 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Deterrence of market manipulation is central to the entire regulatory and legal framework governing the operation of American commodity futures markets. However, despite all of the regulatory, scholarly, and legal scrutiny of market manipulation, the subject is widely misunderstood. Federal commodity and securities laws prohibit manipulation, but do not define it. Scholarly research has failed to analyze adequately the causes or effects of manipulation, and the relevant judicial decisions are confused, confusing, and contradictory. The aim of this book is to illuminate the process of market manipulation by presenting a rigorous economic analysis of this phenomenon, including the conditions that facilitate it and its effects on market users and others. The conclusions of this analysis are used to examine critically some legal and regulatory anti-manipulation policies. The Economics, Law and Public Policy of Market Power Manipulation concludes with a set of robust and realistic tests that regulators and jurists can apply to detect and deter manipulation.
Author : Douglas L. Hammer
Publisher : American Bar Association
ISBN 13 : 9781590312971
Total Pages : 398 pages
Book Rating : 4.3/5 (129 download)
Download or read book U.S. Regulation of Hedge Funds written by Douglas L. Hammer and published by American Bar Association. This book was released on 2005 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
Author : Jerry W. Markham
Publisher :
ISBN 13 : 9780420611307
Total Pages : pages
Book Rating : 4.6/5 (113 download)
Download or read book Broker Dealer Operations Under Securities and Commodities Law written by Jerry W. Markham and published by . This book was released on 1998-01-12 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This work is a two-volume treatise that zeroes in on crucial back-office operations issues faced by broker-dealers everyday. It includes protection, use of customer funds, net capital requirements, record-keeping, reporting and credit regulations. In addition, the work offers an overview of the historical development of broker-dealer practices and the regulatory framework that has grown up around them. It also integrates coverage of commodities regulation throughout the text, oftern comparing and contrasting the different ways securities and commodities regulatory schemes impact upon specific broker-dealer activities.
Author : United States. General Accounting Office
Publisher :
ISBN 13 :
Total Pages : 128 pages
Book Rating : 4.:/5 (31 download)
Download or read book Securities and Futures written by United States. General Accounting Office and published by . This book was released on 1986 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:
