Author : The Law Library
Publisher : Independently Published
ISBN 13 : 9781794665033
Total Pages : 30 pages
Book Rating : 4.6/5 (65 download)
Book Synopsis Beneficial Ownership Reporting Requirements and Security-Based Swaps (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) by : The Law Library
Download or read book Beneficial Ownership Reporting Requirements and Security-Based Swaps (Us Securities and Exchange Commission Regulation) (Sec) (2018 Edition) written by The Law Library and published by Independently Published. This book was released on 2019-01-23 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law Library presents the complete text of the Beneficial Ownership Reporting Requirements and Security-Based Swaps (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 We are readopting without change the relevant portions of Rules 13d-3 and 16a-1. Readoption of these provisions will preserve the application of our existing beneficial ownership rules to persons who purchase or sell security-based swaps after the effective date of new Section 13(o) of the Securities Exchange Act of 1934. Section 13(o) provides that a person shall be deemed a beneficial owner of an equity security based on the purchase or sale of a security-based swap only to the extent we adopt rules after making certain determinations with respect to the purchase or sale of security-based swaps. After making the necessary determinations, we are readopting the relevant portions of Rules 13d-3 and 16a-1 to confirm that, following the July 16, 2011 statutory effective date of Section 13(o), persons who purchase or sell security-based swaps will remain within the scope of these rules to the same extent as they are now. This ebook contains: - The complete text of the Beneficial Ownership Reporting Requirements and Security-Based Swaps (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure