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Author : California. Department of Corporations
Publisher :
ISBN 13 :
Total Pages : 86 pages
Book Rating : 4.F/5 ( download)
Download or read book Administration of Corporate Securities Act written by California. Department of Corporations and published by . This book was released on 1927 with total page 86 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : California
Publisher :
ISBN 13 :
Total Pages : 20 pages
Book Rating : 4.A/5 ( download)
Download or read book Corporate Securities Act written by California and published by . This book was released on 1922 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : California
Publisher :
ISBN 13 :
Total Pages : 232 pages
Book Rating : 4.:/5 (41 download)
Download or read book California Corporate Securities Law and Rules written by California and published by . This book was released on 1968 with total page 232 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : John Edward Dalton
Publisher :
ISBN 13 :
Total Pages : 358 pages
Book Rating : 4.:/5 (133 download)
Download or read book The Nature and Administration of the California Corporate Securities Act written by John Edward Dalton and published by . This book was released on 1929 with total page 358 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : California State Corporation Department
Publisher :
ISBN 13 :
Total Pages : 84 pages
Book Rating : 4.F/5 ( download)
Download or read book Administration of Corporate Securities Act written by California State Corporation Department and published by . This book was released on 1927 with total page 84 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Jerald S. Schutzbank
Publisher :
ISBN 13 :
Total Pages : 164 pages
Book Rating : 4.F/5 ( download)
Download or read book California Corporate Securities Law Analysis written by Jerald S. Schutzbank and published by . This book was released on 1968 with total page 164 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher :
ISBN 13 :
Total Pages : 48 pages
Book Rating : 4.0/5 ( download)
Download or read book Consolidating the Administration and Enforcement of the Federal Securities Laws Within the Securities and Exhange Commission written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations and published by . This book was released on 1987 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Joel Seligman
Publisher : Wolters Kluwer
ISBN 13 : 0735544247
Total Pages : 198 pages
Book Rating : 4.7/5 (355 download)
Download or read book The New Uniform Securities Act written by Joel Seligman and published by Wolters Kluwer. This book was released on 2003-01-01 with total page 198 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is the only published version of the new Uniform Securities Act that includes reporteriquest;s notes. Joel Seligman, The reporter for this revision To The act, Is a noted expert in securities regulation and provides authoritative insight throughout the book. it will benefit Securities Attorneys in government and private practice who practice state securities laws, state legislators and regulators, corporate counsel as well as private law firm and governmental Libraries, Law school faculty and libraries, and self-regulatory organizations. Includes discussions of the seven articles covered in the New Act: General Provisions Exemptions from Registration of Securities and Notice Filing of Federal Covered Securities Broker-Dealers, Agents, Investment Advisers, Investment Adviser Representatives, and Federal Covered Investment Advisers Fraud and Liabilities Administration and Judicial Review Transition Also, The Securities Industry Association has endorsed the New Uniform Securities Act by Joel Seligman.
Author : John Edward Dalton
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (78 download)
Download or read book The California Corporate Securities Act written by John Edward Dalton and published by . This book was released on 1930 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles J. Johnson
Publisher :
ISBN 13 :
Total Pages : 1154 pages
Book Rating : 4.F/5 ( download)
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Author : A.C. Pritchard
Publisher : Oxford University Press
ISBN 13 : 0197665934
Total Pages : 385 pages
Book Rating : 4.1/5 (976 download)
Download or read book A History of Securities Law in the Supreme Court written by A.C. Pritchard and published by Oxford University Press. This book was released on 2023-03-07 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.
Author : A. C. Pritchard
Publisher : Oxford University Press
ISBN 13 : 0197665918
Total Pages : 385 pages
Book Rating : 4.1/5 (976 download)
Download or read book A History of Securities Law in the Supreme Court written by A. C. Pritchard and published by Oxford University Press. This book was released on 2023 with total page 385 pages. Available in PDF, EPUB and Kindle. Book excerpt: A History of Securities Law and the Supreme Court explores how the Supreme Court has made (and remade) securities law. It covers the history of the federal securities laws from their inception during the Great Depression, relying on the justices' conference notes, internal memoranda, and correspondence to shed light on how they came to their decisions and drafted their opinions. That history can be divided into five periods that parallel and illustrate key trends of the Court's jurisprudence more generally. The first saw the administration of Franklin Delano Roosevelt--aided by his filling eight seats on the Court-triumph in its efforts to enact the securities laws and establish their constitutional legitimacy. This brought an end to the Court's long-standing hostility to the regulation of business. The arrival of Roosevelt's justices, all committed to social control of finance, ushered in an era of deference to the SEC's expertise that lasted through the 1940s and 1950s. The 1960s brought an era of judicial activism-and further expansion--by the Warren Court, with purpose taking precedence over text in statutory interpretation. The arrival of Lewis F. Powell, Jr. in 1972 brought a sharp reversal. Powell's leadership of the Court in securities law produced a counter-revolution in the field and an end to the SEC's long winning streak at the Court. Powell's retirement in 1987 marked the beginning of the final period of this study. In the absence of ideological consensus or strong leadership, the Court's securities jurisprudence meandered, taking a random walk between expansive and restrictive decisions.
Author : California
Publisher :
ISBN 13 :
Total Pages : 250 pages
Book Rating : 4.:/5 (53 download)
Download or read book Corporate Securities Act written by California and published by . This book was released on 1941 with total page 250 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : California
Publisher :
ISBN 13 :
Total Pages : 24 pages
Book Rating : 4.:/5 (785 download)
Download or read book Corporate Securities Act written by California and published by . This book was released on 1931 with total page 24 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : United States. Securities and Exchange Commission. Division of Investment Management
Publisher : Securities and Exchange Commission
ISBN 13 :
Total Pages : 580 pages
Book Rating : 4.3/5 (91 download)
Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by Securities and Exchange Commission. This book was released on 1992 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Charles J. Johnson (Jr.)
Publisher : Wolters Kluwer Law & Business
ISBN 13 : 1543881807
Total Pages : 1728 pages
Book Rating : 4.5/5 (438 download)
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson (Jr.) and published by Wolters Kluwer Law & Business. This book was released on with total page 1728 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher : CCH Incorporated
ISBN 13 : 9780808015826
Total Pages : 0 pages
Book Rating : 4.0/5 (158 download)
Download or read book Responsibilities of Corporate Officers and Directors written by and published by CCH Incorporated. This book was released on 2006 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book alerts board members and management to their personal duties and liabilities under the federal securities laws. From the vast body of federal laws, rules, administrative interpretations, and court decisions dealing with securities offerings and transactions, those of particular interest to corporate officers and directors as individuals are discussed here. The materials focus on the Securities Act of 1933 and the Securities Exchange Act of 1934, pertinent provisions of the Investment Company Act of 1940, and the Sarbanes-Oxley Act of 2002. The 2006-2007 Edition features extensive discussion of the SEC's executive compensation reforms, including: the narrative disclosure piece, compensation discussion and analysis; the tabular disclosure requirements of Regulation S-K Item 402; new mandates for reporting executive perks; and expanded disclosure of transactions with related persons. Also new is discussion of changed requirements for the compensation committee report, plurality and majority voting standards, case law developments involving fraud liability, no-action letter guidance on insider short sales, and SEC statements on cooperation during an investigation.
