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A Historical Introduction To Arizonas Securities Laws
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Book Synopsis A Historical Introduction to Arizona's Securities Laws by : Richard G. Himelrick
Download or read book A Historical Introduction to Arizona's Securities Laws written by Richard G. Himelrick and published by . This book was released on 2015 with total page 33 pages. Available in PDF, EPUB and Kindle. Book excerpt: The article recounts the history of Arizona's securities laws and the distinctly non-federal approach to civil liability that exists under Arizona securities law. Arizona's first securities legislation was a 1909 bucket-shop act that prohibited betting on price changes in securities and commodities. Three years later, in 1912, Arizona became the second state to enact a blue-sky law. Arizona supplemented the 1912 Act with two more blue-sky laws in 1917 and 1921. These early statutes included registration, licensing, and criminal provisions, but they did not provide for civil liability. In 1951, Arizona's legislature replaced the blue-sky laws with an entirely new securities act that included statutes that expressly provide for civil liability. The 1951 Act was enacted in the aftermath of highly publicized securities frauds for which existing securities laws provided inadequate civil remedies and criminal penalties. At the federal level, Congress has passed laws that curtail civil actions for securities fraud. Concurrently, the U.S. Supreme Court has repeatedly issued decisions that use strict-statutory interpretation and judicially identified policy considerations to curb civil liability for securities fraud. By contrast, Arizona's courts have interpreted Arizona's securities laws to expand civil liability. In interpreting Arizona's securities laws, the state's appellate courts have refused to follow federal securities law interpretations that do not advance the policy of investor protection that prompted passage of the 1951 Securities Act.
Book Synopsis History of Securities Regulation in Arizona-- by : William H. Edwards
Download or read book History of Securities Regulation in Arizona-- written by William H. Edwards and published by . This book was released on 1973 with total page 23 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Securities Law by : Richard G. Himelrick
Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2014-01-01 with total page 451 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Securities Act and Rules and Regulations of the Arizona Corporation Commission Governing Administration of the Securities Statutes by : Arizona Corporation Commission. Securities Division
Download or read book Arizona Securities Act and Rules and Regulations of the Arizona Corporation Commission Governing Administration of the Securities Statutes written by Arizona Corporation Commission. Securities Division and published by . This book was released on 1986 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 by : Richard G. Himelrick
Download or read book Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 written by Richard G. Himelrick and published by . This book was released on 2021-08-21 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The new sixth edition provides a comprehensive analysis of civil liability, defenses, and remedies under Arizona's securities laws. Coverage extends not only to the Arizona Securities Act but to securities claims under the Consumer Fraud Act, the Investment Management Act, and common-law theories of intentional, negligent, and fiduciary fraud. The book explains the law in each area, as well as parallel developments under the federal securities laws, which are analyzed with particular attention to differences in Arizona and federal law.
Book Synopsis A Guide to Arizona Securities Law by : J. D. Nielsen
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 2000 with total page 156 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Turning 60 by : Richard G. Himelrick
Download or read book Turning 60 written by Richard G. Himelrick and published by . This book was released on 2016 with total page 11 pages. Available in PDF, EPUB and Kindle. Book excerpt: Arizona's modern securities laws were enacted in 1951. The 1951 Securities Act replaced statutes enacted between 1912 and 1921. Stock swindles in the late 1940s exposed the weakness of these early securities laws. At the time, Arizona's post-war economy was booming. New business leaders and statesmen emerged who were committed to economic expansion and improved government. Committees were formed to plan for post-war growth and study improvements in Arizona's laws. One of these was a special committee formed to draft new securities legislation. Through the committee's work, legislation creating the Arizona Securities Division passed in 1949. That same year, Edward Hastings, who later became an SEC commissioner, was appointed as the state's first Securities Director. The article describes the background to Hastings' appointment and introduces the attorneys - Bud Jacobson, Joe Ralston, and Lorna Lockwood - who participated in drafting the 1949 legislation.After Hastings' appointment, he and Jacobson led the previously formed securities committee in drafting what became the 1951 Securities Act. A 1948 model act prepared by the Investment Bankers Association was used as a starting point. From that, Hastings, Jacobson, and the securities committee used their own insights, SEC comments, and suggestions from the state's business and legal community, to produce a nonuniform securities act that is unique to Arizona. The article briefly summarizes some of the 1951 Act's highlights and provides a short overview of the Act's early effects on Arizona's securities markets.
Book Synopsis Arizona Laws 101 by : Donald A. Loose
Download or read book Arizona Laws 101 written by Donald A. Loose and published by Wheatmark, Inc.. This book was released on 2005 with total page 361 pages. Available in PDF, EPUB and Kindle. Book excerpt: Arizona Laws 101 is one of the handiest reference books you'll ever own. Written so that a person with no legal training will readily understand the principles set forth, this handbook covers the 101 laws most relevant to Arizona residents, including: landlord/tenant rights divorce jury duty consumer fraud living wills traffic laws wrongful firing lawsuits child custody/support sexual harassment business law medical malpractice . . . and much more!
Book Synopsis A Guide to Arizona Securities Law by : J. D. Nielsen
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Securities Act of Arizona by : Arizona Corporation Commission. Securities Division
Download or read book Securities Act of Arizona written by Arizona Corporation Commission. Securities Division and published by . This book was released on 1956 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Advanced Corporate Securities Law by : Nancy Williams Bonnett
Download or read book Arizona Advanced Corporate Securities Law written by Nancy Williams Bonnett and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Rules and Regulations Governing Administration of Securities Statutes by : Arizona. Laws, statutes, etc
Download or read book Rules and Regulations Governing Administration of Securities Statutes written by Arizona. Laws, statutes, etc and published by . This book was released on 1962 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Equitable Defenses Under Arizona Securities Law by : Richard G. Himelrick
Download or read book Equitable Defenses Under Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2016 with total page 15 pages. Available in PDF, EPUB and Kindle. Book excerpt: Nearly all states refuse to read nonstatutory, equitable defenses into their securities statutes. Early Arizona blue-sky cases also refused to consider equitable defenses. These state cases contrast with cases under § 10(b) and Rule 10b-5. Because liability under § 10(b) and Rule 10b-5 is implied, neither the elements of proof nor the defenses are statutorily defined. Consequently, it was left to the courts to judicially define the elements and defenses. On the other hand, express-liability statutes like A.R.S. §§ 44-1991(A) and 44-2001(A) define by their words the elements of proof. They likewise are accompanied by statutes that provide defenses like the statutes of limitation, reasonable care under § 44-2001(B), and failure to tender. After introducing the treatment of equitable defenses under state securities law, the article analyzes the Arizona Court of Appeals 2014 Caruthers decision. Caruthers broke with the near-uniform body of modern-state-securities law decisions that decline to recognize equitable defense to statutory claims.
Book Synopsis A Natural History of the Sonoran Desert by : Steven J. Phillips
Download or read book A Natural History of the Sonoran Desert written by Steven J. Phillips and published by Univ of California Press. This book was released on 2000 with total page 676 pages. Available in PDF, EPUB and Kindle. Book excerpt: "A Natural History of the Sonoran Desert provides the most complete collection of Sonoran Desert natural history information ever compiled and is a perfect introduction to this biologically rich desert of North America."--BOOK JACKET.
Download or read book The Arizona Teacher written by and published by . This book was released on 1928 with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Book Synopsis Arizona Legal Research by : Tamara S. Herrera
Download or read book Arizona Legal Research written by Tamara S. Herrera and published by . This book was released on 2017 with total page 140 pages. Available in PDF, EPUB and Kindle. Book excerpt: The research process -- Researching secondary authority -- Researching constitutions -- Researching statutes and court rules -- Researching legislative history -- Finding cases in reporters and online -- Researching cases in digests and online -- Researching administrative law -- Researching Arizona tribal law -- Updating research
Book Synopsis State Out of the Union by : Jeff Biggers
Download or read book State Out of the Union written by Jeff Biggers and published by Bold Type Books. This book was released on 2012-09-25 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt: Discusses the biggest issues facing Arizona--including immigration, guns, health care, the Tea Party and vigilantism--and how a radicalized Arizona has become a national bellwether.
