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Author : J. D. Nielsen
Publisher :
ISBN 13 : 9780887260476
Total Pages : 156 pages
Book Rating : 4.2/5 (64 download)
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 2000 with total page 156 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : J. D. Nielsen
Publisher :
ISBN 13 : 9780887260254
Total Pages : pages
Book Rating : 4.2/5 (62 download)
Download or read book A Guide to Arizona Securities Law written by J. D. Nielsen and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : James M. Bartos
Publisher : Kluwer Law International B.V.
ISBN 13 : 9041123628
Total Pages : 326 pages
Book Rating : 4.0/5 (411 download)
Download or read book United States Securities Law written by James M. Bartos and published by Kluwer Law International B.V.. This book was released on 2006-01-01 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.
Author : Richard G. Himelrick
Publisher :
ISBN 13 : 9781467595315
Total Pages : 451 pages
Book Rating : 4.5/5 (953 download)
Download or read book Arizona Securities Law written by Richard G. Himelrick and published by . This book was released on 2014-01-01 with total page 451 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Arizona Corporation Commission. Securities Division
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (162 download)
Download or read book Arizona Securities Act and Rules and Regulations of the Arizona Corporation Commission Governing Administration of the Securities Statutes written by Arizona Corporation Commission. Securities Division and published by . This book was released on 1986 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Richard G. Himelrick
Publisher :
ISBN 13 : 9781685248277
Total Pages : pages
Book Rating : 4.2/5 (482 download)
Download or read book Arizona Securities Law: Civil Liability, Defenses, and Remedies, 6th Ed. 2021 written by Richard G. Himelrick and published by . This book was released on 2021-08-21 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The new sixth edition provides a comprehensive analysis of civil liability, defenses, and remedies under Arizona's securities laws. Coverage extends not only to the Arizona Securities Act but to securities claims under the Consumer Fraud Act, the Investment Management Act, and common-law theories of intentional, negligent, and fiduciary fraud. The book explains the law in each area, as well as parallel developments under the federal securities laws, which are analyzed with particular attention to differences in Arizona and federal law.
Author : Richard G. Himelrick
Publisher :
ISBN 13 :
Total Pages : 33 pages
Book Rating : 4.:/5 (13 download)
Download or read book A Historical Introduction to Arizona's Securities Laws written by Richard G. Himelrick and published by . This book was released on 2015 with total page 33 pages. Available in PDF, EPUB and Kindle. Book excerpt: The article recounts the history of Arizona's securities laws and the distinctly non-federal approach to civil liability that exists under Arizona securities law. Arizona's first securities legislation was a 1909 bucket-shop act that prohibited betting on price changes in securities and commodities. Three years later, in 1912, Arizona became the second state to enact a blue-sky law. Arizona supplemented the 1912 Act with two more blue-sky laws in 1917 and 1921. These early statutes included registration, licensing, and criminal provisions, but they did not provide for civil liability. In 1951, Arizona's legislature replaced the blue-sky laws with an entirely new securities act that included statutes that expressly provide for civil liability. The 1951 Act was enacted in the aftermath of highly publicized securities frauds for which existing securities laws provided inadequate civil remedies and criminal penalties. At the federal level, Congress has passed laws that curtail civil actions for securities fraud. Concurrently, the U.S. Supreme Court has repeatedly issued decisions that use strict-statutory interpretation and judicially identified policy considerations to curb civil liability for securities fraud. By contrast, Arizona's courts have interpreted Arizona's securities laws to expand civil liability. In interpreting Arizona's securities laws, the state's appellate courts have refused to follow federal securities law interpretations that do not advance the policy of investor protection that prompted passage of the 1951 Securities Act.
Author : Nancy Williams Bonnett
Publisher :
ISBN 13 :
Total Pages : pages
Book Rating : 4.:/5 (55 download)
Download or read book Arizona Advanced Corporate Securities Law written by Nancy Williams Bonnett and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : State Bar of Arizona. Continuing Legal Education
Publisher :
ISBN 13 :
Total Pages : 222 pages
Book Rating : 4.:/5 (968 download)
Download or read book What Every Arizona Lawyer Ought to Know about Securities Law written by State Bar of Arizona. Continuing Legal Education and published by . This book was released on 1977 with total page 222 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas M. Federico
Publisher : North Vancouver, B.C. : STP, Specialty Technical Publishers
ISBN 13 : 9781895333374
Total Pages : pages
Book Rating : 4.3/5 (333 download)
Download or read book Securities Law written by Thomas M. Federico and published by North Vancouver, B.C. : STP, Specialty Technical Publishers. This book was released on 1999-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Josh Luberisse
Publisher :
ISBN 13 :
Total Pages : 0 pages
Book Rating : 4.2/5 (236 download)
Download or read book The Insider's Guide to Securities Law written by Josh Luberisse and published by . This book was released on 2023-05-11 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : Thomas Lee Hazen
Publisher :
ISBN 13 :
Total Pages : 132 pages
Book Rating : 4.:/5 (31 download)
Download or read book Federal Securities Law written by Thomas Lee Hazen and published by . This book was released on 1993 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : James M. Bartos
Publisher :
ISBN 13 : 9789041131102
Total Pages : 324 pages
Book Rating : 4.1/5 (311 download)
Download or read book United States Securities Law written by James M. Bartos and published by . This book was released on 2006 with total page 324 pages. Available in PDF, EPUB and Kindle. Book excerpt: Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide, offers a concise overview of US.
Author : Arizona Corporation Commission. Securities Division
Publisher :
ISBN 13 :
Total Pages : 52 pages
Book Rating : 4.:/5 (28 download)
Download or read book Securities Act of Arizona written by Arizona Corporation Commission. Securities Division and published by . This book was released on 1956 with total page 52 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author : William H. Edwards
Publisher :
ISBN 13 :
Total Pages : 23 pages
Book Rating : 4.:/5 (5 download)
Download or read book History of Securities Regulation in Arizona-- written by William H. Edwards and published by . This book was released on 1973 with total page 23 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Author :
Publisher : University of Arizona Press
ISBN 13 : 9780816518890
Total Pages : 348 pages
Book Rating : 4.5/5 (188 download)
Download or read book Doing Business in Arizona written by and published by University of Arizona Press. This book was released on 1998 with total page 348 pages. Available in PDF, EPUB and Kindle. Book excerpt: Doing Business in Arizona brings together in one place the essential legal information for anyone who is planning to start a business, locate a facility, or invest in Arizona. What are the differences between sole proprietorships, general and limited partnerships, and corporations? And how do you choose between them in establishing your business? What is the best form of financing for your business? What do you need to know about immigration laws, employee benefits, and intellectual property? Doing Business in Arizona answers these and many more essential questions for both new and veteran business owners. The book includes valuable information for the foreign investors, offering a perspective not readily available in other legal guides. In addition to pointing out concerns specific to foreign companies and individuals doing business in the state, the book also provides a brief factual look at Arizona, including statistics on employment, industry, housing, and government, and an overview of the U.S. legal system. Compiled by the attorneys and staff of Snell & Wilmer, Arizona's largest law firm, Doing Business in Arizona is a necessary reference for business owners and investors alike.
Author : Charles R. Barry
Publisher :
ISBN 13 :
Total Pages : 130 pages
Book Rating : 4.:/5 (289 download)
Download or read book Securities Law written by Charles R. Barry and published by . This book was released on 1993 with total page 130 pages. Available in PDF, EPUB and Kindle. Book excerpt:
